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Capital Southwest Corporation (CSWC) amended its senior secured revolving credit facility by entering into a Fourth Amended and Restated Senior Secured Revolving Credit Agreement, expanding and extending its primary corporate borrowing vehicle. Commitments under the Corporate Credit Facility increased from $510 million to $595 million, and the uncommitted accordion feature that could increase maximum commitments was raised from $750 million to $1 billion.
The end of the revolving period was extended from August 2, 2027 to September 2, 2030, with final maturity pushed from August 2, 2028 to September 2, 2031. The amendment also reduced the applicable margin from 2.15% to 2.00%, removed the SOFR adjustment, and lowered unused commitment fees from a range of 0.50%–1.00% to 0.50%–0.75% per annum based on utilization. Management highlighted that, with this facility and its debt profile, the company has no debt maturities until 2029, supporting liquidity for its middle market lending strategy, which totaled approximately $2.2 billion in investments at fair value as of June 30, 2026.
Capital Southwest Corporation (CSWC) reported that shareholders approved a Charter Amendment increasing the company’s authorized common shares from 75,000,000 to 135,000,000. As of the May 26, 2026 record date, there were 62,140,726 common shares outstanding and entitled to vote. At the reconvened 2026 annual meeting on September 1, 2026, Proposal 4 to approve the Charter Amendment received 41,613,652 votes for, 4,810,196 against, and 1,503,080 abstentions.
In an accompanying press release, President and Chief Executive Officer Michael S. Sarner stated that the increased authorized share capacity is viewed as an important tool to maintain access to equity capital, support new investments, manage leverage, and pursue a conservative balance sheet and prudent capital management. Capital Southwest is a Dallas-based, internally managed business development company with approximately $2.2 billion in investments at fair value as of June 30, 2026, focused on middle market lending with typical investments of $5 million to $50 million across the capital structure.
Capital Southwest Corporation (CSWC) announced that its board has declared cash dividends for the quarter ending December 31, 2026. The board approved a quarterly regular dividend of $0.58 per share, to be paid in three equal monthly installments of $0.1934 per share on October 30, November 30, and December 31, 2026, with corresponding ex-dividend and record dates of October 15, November 13, and December 15, 2026.
In addition, the board declared a quarterly supplemental dividend of $0.06 per share, payable on December 31, 2026 to stockholders of record on December 15, 2026, bringing total dividends for the quarter to $0.64 per share. Capital Southwest notes it had approximately $2.2 billion in investments at fair value as of June 30, 2026 and maintains a dividend reinvestment plan allowing registered stockholders who opt in to receive dividends in additional CSWC shares.
Thomas William R III reported acquisition or exercise transactions in this Form 4 filing.
Capital Southwest Corp director Thomas William R III reported a grant of 1,989 shares of common stock on August 10, 2026, issued at no cash cost under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following this grant, he holds 20,672 shares directly, 6,000 shares indirectly through his son, and is deemed the beneficial owner of 571,939 additional shares held by Thomas Heritage Partners, Ltd. through entities he controls.
FURST JACK D reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL SOUTHWEST CORP director Jack D. Furst reported a grant of 1,989 shares of Common Stock on 2026-08-10, issued at no cash cost under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following this award, he directly holds 49,937 shares of Common Stock.
Furst is also reported as indirectly holding 39,000 shares of Common Stock through FMAB Partners, LP, a limited partnership he controls via a 50% membership interest in its sole general partner. He disclaims beneficial ownership of these indirectly held shares except to the extent of his pecuniary interest.
CAPITAL SOUTHWEST CORP director Ramona Lynn Rogers-Windsor reported an acquisition of 1,989 shares of Common Stock on 2026-08-10. The shares were issued at $0.00 per share under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan, bringing her direct holdings to 25,079.6758 shares.
Brooks David R reported acquisition or exercise transactions in this Form 4 filing.
Capital Southwest Corp director David R. Brooks received a grant of 1,989 shares of Common Stock on August 10, 2026. The shares were issued at $0.00 per share under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following this award, Brooks directly holds 42,933 shares of Capital Southwest common stock.
BATTIST CHRISTINE reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL SOUTHWEST CORP director Christine Battist received a grant of 1,989 shares of common stock on 2026-08-10, issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following this award, she holds 16,064 shares directly and 7,281 shares indirectly through a trust.
Capital Southwest Corporation added RBC Capital Markets, LLC as an additional sales agent under its existing at-the-market common stock offering program. RBC joins Jefferies, Raymond James, Citizens JMP Securities, and B. Riley Securities under equity distribution agreements that are on substantially the same terms and conditions.
The at-the-market offering program, originally established in 2019 and subsequently amended, permits Capital Southwest to issue and sell up to $2.0 billion in aggregate amount of common shares from time to time through the sales agents, or to them as principal, and the company has no obligation to sell any shares. As of August 7, 2026, approximately $1.1 billion in aggregate amount of shares remained available for sale under the program. Any shares issued will be made under the company’s shelf registration statement on Form N-2 (File No. 333-282873) and the related prospectus supplement and subsequent supplements.
Capital Southwest Corporation updated its ongoing at-the-market common stock offering program, under which it may sell up to $2,000,000,000 of common stock through multiple sales agents. The company added RBC Capital Markets, LLC as an additional sales agent on August 7, 2026, joining Jefferies, Raymond James, Citizens Capital Markets and B. Riley.
From March 4, 2019 to June 30, 2026, the company sold 43,145,727 shares for gross proceeds of approximately $933.7 million and net proceeds of approximately $917.2 million, leaving about $1.1 billion of capacity available. Sales agents earn a 1.5% commission, and estimated offering expenses are about $4.1 million, or 0.25% of the full $2.0 billion program.