Capital Southwest (CSWC) grants 1,989-share stock award to director Battist
Rhea-AI Filing Summary
BATTIST CHRISTINE reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL SOUTHWEST CORP director Christine Battist received a grant of 1,989 shares of common stock on 2026-08-10, issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following this award, she holds 16,064 shares directly and 7,281 shares indirectly through a trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,989 shares
Net Buy
2 txns
Insider
BATTIST CHRISTINE
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1 | 1,989 | $0.00 | $0.00 |
| holding | Common Stock F2 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 16,064 shares (Direct);
Common Stock — 7,281 shares (Indirect, By Trust)
Footnotes (2)
- F1. Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
- F2. Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007.
Key Figures
Shares granted: 1,989 shares
Direct holdings after transaction: 16,064 shares
Indirect holdings via trust: 7,281 shares
+1 more
4 metrics
Shares granted
1,989 shares
Common stock grant on 2026-08-10 under 2021 Non-Employee Director Restricted Stock Award Plan
Direct holdings after transaction
16,064 shares
Common stock directly owned by Christine Battist following the award
Indirect holdings via trust
7,281 shares
Common stock held indirectly by Trust Agreement of Christine Sue Battist dated August 13, 2007
Award price per share
$0.0000
Reported grant price, consistent with a non-cash stock award
Key Terms
Non-Employee Director Restricted Stock Award Plan, indirect, Trust Agreement
3 terms
Non-Employee Director Restricted Stock Award Plan financial
"Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan"
indirect financial
"Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007."
Trust Agreement financial
"Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007."
A trust agreement is the written contract that creates a trust and spells out who will manage specified assets, who benefits, and the rules for how those assets are handled and distributed. For investors it matters because the agreement determines control, timing of payments, protection of assets, and who is responsible if something goes wrong—much like a detailed recipe and set of house rules that guide how money or property is used and safeguarded.
FAQ
What did CAPTIAL SOUTHWEST CORP (CSWC) director Christine Battist report on this Form 4?
Christine Battist reported a grant of 1,989 shares of CAPITAL SOUTHWEST CORP common stock, received as a director equity award, and updated her direct and indirect shareholdings accordingly.
What are Christine Battist’s direct CSWC holdings after this Form 4 transaction?
After the award, Christine Battist directly holds 16,064 shares of CAPITAL SOUTHWEST CORP common stock, reflecting the newly granted 1,989 shares added to her existing direct position.
What indirect CSWC holdings does Christine Battist report on this Form 4?
She reports 7,281 shares of CAPITAL SOUTHWEST CORP common stock held indirectly by trust under the Trust Agreement of Christine Sue Battist dated August 13, 2007.
AI-generated analysis. How Rhea-AI works. Not financial advice.
