Capital Southwest (CSWC) director awarded 1,989 restricted shares, boosting holdings to 25,080

Rhea-AI Filing Summary

CAPITAL SOUTHWEST CORP director Ramona Lynn Rogers-Windsor reported an acquisition of 1,989 shares of Common Stock on 2026-08-10. The shares were issued at $0.00 per share under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan, bringing her direct holdings to 25,079.6758 shares.

Insider Trade Summary

Net Buyer: 1,989 shares

Net Buy 1 txn

Insider Rogers-Windsor Ramona Lynn

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	1,989	$0.00	$0.00

Holdings After Transaction: Common Stock — 25,079.6758 shares (Direct)

Footnotes (1)

1. F1. Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan

Key Figures

Shares granted: 1,989 shares Price per share: $0.00 per share Post-transaction holdings: 25,079.6758 shares

3 metrics

Shares granted 1,989 shares Common Stock grant on 2026-08-10 under 2021 Non-Employee Director Restricted Stock Award Plan

Price per share $0.00 per share Grant/award acquisition of 1,989 Common Stock shares

Post-transaction holdings 25,079.6758 shares Direct ownership of Common Stock after the reported grant

Key Terms

Restricted Stock Award Plan, non-employee director, grant/award acquisition

3 terms

Restricted Stock Award Plan financial

"Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan"

non-employee director financial

"Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan"

grant/award acquisition financial

"transaction_action: grant/award acquisition for the 1,989-share issuance"

FAQ

What insider transaction did CAPITAL SOUTHWEST CORP (CSWC) report for Ramona Lynn Rogers-Windsor?

CAPITAL SOUTHWEST CORP reported that director Ramona Lynn Rogers-Windsor acquired 1,989 shares of Common Stock. The shares were issued as a grant under the 2021 Non-Employee Director Restricted Stock Award Plan at $0.00 per share.

How many CSWC shares does Ramona Lynn Rogers-Windsor hold after this Form 4 transaction?

Following the reported grant, Ramona Lynn Rogers-Windsor holds 25,079.6758 shares of CAPITAL SOUTHWEST CORP Common Stock. These holdings are reported as direct ownership in the Form 4 filing for the 2026-08-10 transaction.

Was the CSWC insider grant to Ramona Lynn Rogers-Windsor a market purchase?

No, the 1,989-share increase for Ramona Lynn Rogers-Windsor was a grant/award acquisition, not an open-market purchase. The shares were issued at $0.00 per share under the company’s 2021 Non-Employee Director Restricted Stock Award Plan.

What plan governed the CSWC share grant to director Ramona Lynn Rogers-Windsor?

The shares were issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. The Form 4 footnote specifies that the 1,989 shares were granted pursuant to this restricted stock award plan for non-employee directors.

Did the CSWC Form 4 indicate any share sales by Ramona Lynn Rogers-Windsor?

No sales were reported. The Form 4 lists only a grant/award acquisition of 1,989 shares of Common Stock, with no corresponding dispositions. After this grant, her directly owned stake totals 25,079.6758 shares.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/11/2026 - 04:17 PM Accepted by SEC EDGAR 08/11/2026 - 04:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rogers-Windsor Ramona Lynn

(Last) (First) (Middle)

C/O CAPITAL SOUTHWEST CORPORATION

8333 DOUGLAS AVE, SUITE 1100

(Street)

DALLAS TEXAS 75225

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL SOUTHWEST CORP [ CSWC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/10/2026		A(1)		1,989	A	$0	25,079.6758	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan

Remarks:

	/s/ Ramona L. Rogers-Windsor	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)