Capital Southwest director granted 1,989 CSWC shares

FURST JACK D reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

FURST JACK D reported acquisition or exercise transactions in this Form 4 filing.

CAPITAL SOUTHWEST CORP director Jack D. Furst reported a grant of 1,989 shares of Common Stock on 2026-08-10, issued at no cash cost under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following this award, he directly holds 49,937 shares of Common Stock.

Furst is also reported as indirectly holding 39,000 shares of Common Stock through FMAB Partners, LP, a limited partnership he controls via a 50% membership interest in its sole general partner. He disclaims beneficial ownership of these indirectly held shares except to the extent of his pecuniary interest.

Insider Trade Summary

Grant/Award: 1,989 shares

Grant/Award 2 txns

Insider FURST JACK D

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	1,989	$0.00	$0.00
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 49,937 shares (Direct); Common Stock — 39,000 shares (Indirect, FMAB Partners, LP)

Footnotes (2)

1. F1. Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan
2. F2. These securities are held by FMAB Partners, LP, a limited partnership controlled by the reporting person provided that the reporting person holds 50% of the membership interest in the sole general partner of FMAB Partners, LP. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.

Key Figures

Shares granted: 1,989 shares Grant price per share: $0.0000 per share Direct holdings after grant: 49,937 shares +2 more

5 metrics

Shares granted 1,989 shares Common Stock grant to Jack D. Furst on 2026-08-10 under 2021 Non-Employee Director Restricted Stock Award Plan

Grant price per share $0.0000 per share Reported price for 1,989-share Common Stock grant to Jack D. Furst

Direct holdings after grant 49,937 shares Total directly held Common Stock by Jack D. Furst following 2026-08-10 award

Indirect holdings 39,000 shares Common Stock held indirectly through FMAB Partners, LP with beneficial ownership disclaimed except for pecuniary interest

FMAB control interest 50% Furst holds 50% of the membership interest in the sole general partner of FMAB Partners, LP

Key Terms

Restricted Stock Award Plan, pecuniary interest, beneficial ownership, limited partnership

4 terms

Restricted Stock Award Plan financial

"Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan"

pecuniary interest financial

"disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest"

beneficial ownership financial

"The reporting person disclaims beneficial ownership of the reported shares of common stock"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

limited partnership financial

"These securities are held by FMAB Partners, LP, a limited partnership controlled by the reporting person"

A limited partnership is a legal business structure with two types of partners: at least one general partner who runs the business and bears full legal responsibility, and one or more limited partners who contribute money, share profits, and have liability capped at their investment. For investors, it matters because it separates control from financial exposure — like putting money into a store without managing it — and affects how returns, risks, taxes and transferability of ownership are handled.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did Jack D. Furst report for CAPITAL SOUTHWEST CORP (CSWC)?

Jack D. Furst reported a grant of 1,989 Common Stock shares on 2026-08-10. The award was issued at no cash cost under the company’s 2021 Non-Employee Director Restricted Stock Award Plan.

How many CAPITAL SOUTHWEST CORP (CSWC) shares does Jack D. Furst hold directly after this filing?

After the reported grant, Jack D. Furst directly holds 49,937 shares of CAPITAL SOUTHWEST CORP Common Stock. This figure includes the newly awarded 1,989 shares issued on 2026-08-10.

Were the newly reported CSWC shares purchased on the market by Jack D. Furst?

No. The 1,989 shares were granted to Jack D. Furst under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan, with a reported price of $0.0000 per share, not bought in an open-market transaction.

What indirect holdings in CSWC does Jack D. Furst report?

Jack D. Furst is reported as indirectly holding 39,000 CSWC shares through FMAB Partners, LP. He controls the partnership via a 50% interest in its general partner and disclaims beneficial ownership beyond his pecuniary interest.

Does Jack D. Furst fully beneficially own the CSWC shares held by FMAB Partners, LP?

No. For the 39,000 CSWC shares held by FMAB Partners, LP, Jack D. Furst expressly disclaims beneficial ownership except to the extent of his pecuniary interest in that limited partnership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/11/2026 - 04:19 PM Accepted by SEC EDGAR 08/11/2026 - 04:18 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FURST JACK D

(Last) (First) (Middle)

C/O CAPITAL SOUTHWEST CORPORATION

8333 DOUGLAS AVE, SUITE 1100

(Street)

DALLAS TEXAS 75225

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL SOUTHWEST CORP [ CSWC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/10/2026		A		1,989	A(1)	$0	49,937	D
Common Stock								39,000	I	FMAB Partners, LP(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan

2. These securities are held by FMAB Partners, LP, a limited partnership controlled by the reporting person provided that the reporting person holds 50% of the membership interest in the sole general partner of FMAB Partners, LP. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Jack D. Furst	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)