Capital Southwest Corporation filings document the disclosure record of an internally managed business development company focused on middle market lending. Recent Form 8-K reports cover results of operations and financial condition, including preliminary estimates of net investment income and net asset value, quarterly financial releases, investor presentation materials and Regulation FD disclosures.
The filings also record board-declared monthly and supplemental dividends, annual tax treatment of distributions, and other material-event exhibits tied to the company’s BDC structure, portfolio financing activities, capital returns and public-company reporting obligations.
CAPITAL SOUTHWEST CORP director Ramona Lynn Rogers-Windsor reported an acquisition of 1,989 shares of Common Stock on 2026-08-10. The shares were issued at $0.00 per share under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan, bringing her direct holdings to 25,079.6758 shares.
Brooks David R reported acquisition or exercise transactions in this Form 4 filing.
Capital Southwest Corp director David R. Brooks received a grant of 1,989 shares of Common Stock on August 10, 2026. The shares were issued at $0.00 per share under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following this award, Brooks directly holds 42,933 shares of Capital Southwest common stock.
BATTIST CHRISTINE reported acquisition or exercise transactions in this Form 4 filing.
CAPITAL SOUTHWEST CORP director Christine Battist received a grant of 1,989 shares of common stock on 2026-08-10, issued under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan. Following this award, she holds 16,064 shares directly and 7,281 shares indirectly through a trust.
Capital Southwest Corporation added RBC Capital Markets, LLC as an additional sales agent under its existing at-the-market common stock offering program. RBC joins Jefferies, Raymond James, Citizens JMP Securities, and B. Riley Securities under equity distribution agreements that are on substantially the same terms and conditions.
The at-the-market offering program, originally established in 2019 and subsequently amended, permits Capital Southwest to issue and sell up to $2.0 billion in aggregate amount of common shares from time to time through the sales agents, or to them as principal, and the company has no obligation to sell any shares. As of August 7, 2026, approximately $1.1 billion in aggregate amount of shares remained available for sale under the program. Any shares issued will be made under the company’s shelf registration statement on Form N-2 (File No. 333-282873) and the related prospectus supplement and subsequent supplements.
Capital Southwest Corporation updated its ongoing at-the-market common stock offering program, under which it may sell up to $2,000,000,000 of common stock through multiple sales agents. The company added RBC Capital Markets, LLC as an additional sales agent on August 7, 2026, joining Jefferies, Raymond James, Citizens Capital Markets and B. Riley.
From March 4, 2019 to June 30, 2026, the company sold 43,145,727 shares for gross proceeds of approximately $933.7 million and net proceeds of approximately $917.2 million, leaving about $1.1 billion of capacity available. Sales agents earn a 1.5% commission, and estimated offering expenses are about $4.1 million, or 0.25% of the full $2.0 billion program.
Capital Southwest Corporation reported total assets of $2,315,519 thousand and net assets of $1,058,456 thousand as of June 30, 2026. Investments at fair value were $2,202,282 thousand, primarily in first-lien term loans, revolving loans, and equity or warrant positions across many portfolio companies. Net asset value per share was $16.61, slightly below $16.69 at March 31, 2026. Shares outstanding were 63,733,867 as of July 30, 2026.
For the three months ended June 30, 2026, total investment income was $61,048 thousand, and net investment income was $35,680 thousand, compared with $55,947 thousand and $31,889 thousand a year earlier. Operating expenses were $26,079 thousand, driven largely by $18,499 thousand of interest expense. Net realized and unrealized losses on investments totaled $10,948 thousand, resulting in a net increase in net assets from operations of $24,732 thousand. Operating activities used $80,870 thousand of cash, mainly due to $234,242 thousand of investment purchases, while financing activities included $62,643 thousand of common stock offering proceeds, $192,000 thousand of credit facility borrowings, $144,000 thousand of credit facility repayments, $40,977 thousand of SBA debenture issuance, and $39,641 thousand of cash dividends.
Capital Southwest Corporation reported first fiscal quarter 2027 results for the quarter ended June 30, 2026. Pre-tax net investment income was $35.0 million, or $0.57 per weighted average common share, on total investment income of $61.0 million. Net investment income per share was $0.58.
The total investment portfolio at fair value was $2.2 billion, including a $2.0 billion credit portfolio that is 99% first lien senior secured debt, with non-accruals of $23.4 million representing 1.1% of the portfolio at fair value. Net asset value was $16.61 per share, and total net assets were $1,058.5 million.
Capital Southwest paid total dividends of $0.64 per share for the quarter ended June 30, 2026, consisting of a $0.58 regular dividend and a $0.06 supplemental dividend, and the board declared the same amounts for the quarter ending September 30, 2026. Estimated undistributed taxable income was $0.87 per share. Liquidity included $58.5 million of cash and $316.2 million of unused capacity under credit facilities, with a regulatory debt-to-equity ratio of 0.91 to 1.
Capital Southwest Corporation held its 2026 Annual Meeting of Shareholders on July 22, 2026. Shareholders of record on May 26, 2026, representing a quorum of 44,997,407 of 62,140,726 common shares outstanding and entitled to vote, considered multiple governance and advisory proposals.
Shareholders elected six directors to serve until the 2027 annual meeting or until their successors are duly elected and qualified. On an advisory basis, they approved compensation for named executive officers with 22,115,896 votes for, and chose a one-year frequency for future advisory votes on executive compensation, with 24,213,219 votes supporting that option. They also ratified the appointment of RSM US LLP as independent registered public accounting firm for the fiscal year ending March 31, 2027, with 43,373,232 votes for. Shareholders approved adjourning the Annual Meeting to solicit additional proxies for a proposed Charter Amendment to increase the number of authorized shares of common stock, and the meeting will reconvene on September 1, 2026, with polls remaining open only for that proposal.
Capital Southwest Corporation provided preliminary estimates for its first quarter 2027 results for the quarter ended June 30, 2026. Pre-tax net investment income is estimated at $0.57 to $0.58 per share, and net investment income at $0.58 to $0.59 per share. Preliminary net asset value per share is estimated at $16.55 to $16.65 as of June 30, 2026.
The company expects to release finalized first quarter 2027 results on August 3, 2026 after market close and will host a webcast on August 4, 2026 at 11:00 a.m. Eastern Time. Capital Southwest is an internally managed business development company with approximately $2.1 billion in investments at fair value as of March 31, 2026.
Capital Southwest Corp director Ramona Lynn Rogers-Windsor bought additional company stock in the open market. She purchased 210.9615 shares of Common Stock at a price of $23.7010 per share. After this transaction, she directly owns a total of 23,090.6758 shares.