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Capital Southwest Corporation reported total assets of $2,315,519 thousand and net assets of $1,058,456 thousand as of June 30, 2026. Investments at fair value were $2,202,282 thousand, primarily in first-lien term loans, revolving loans, and equity or warrant positions across many portfolio companies. Net asset value per share was $16.61, slightly below $16.69 at March 31, 2026. Shares outstanding were 63,733,867 as of July 30, 2026.
For the three months ended June 30, 2026, total investment income was $61,048 thousand, and net investment income was $35,680 thousand, compared with $55,947 thousand and $31,889 thousand a year earlier. Operating expenses were $26,079 thousand, driven largely by $18,499 thousand of interest expense. Net realized and unrealized losses on investments totaled $10,948 thousand, resulting in a net increase in net assets from operations of $24,732 thousand. Operating activities used $80,870 thousand of cash, mainly due to $234,242 thousand of investment purchases, while financing activities included $62,643 thousand of common stock offering proceeds, $192,000 thousand of credit facility borrowings, $144,000 thousand of credit facility repayments, $40,977 thousand of SBA debenture issuance, and $39,641 thousand of cash dividends.
Capital Southwest Corporation reported first fiscal quarter 2027 results for the quarter ended June 30, 2026. Pre-tax net investment income was $35.0 million, or $0.57 per weighted average common share, on total investment income of $61.0 million. Net investment income per share was $0.58.
The total investment portfolio at fair value was $2.2 billion, including a $2.0 billion credit portfolio that is 99% first lien senior secured debt, with non-accruals of $23.4 million representing 1.1% of the portfolio at fair value. Net asset value was $16.61 per share, and total net assets were $1,058.5 million.
Capital Southwest paid total dividends of $0.64 per share for the quarter ended June 30, 2026, consisting of a $0.58 regular dividend and a $0.06 supplemental dividend, and the board declared the same amounts for the quarter ending September 30, 2026. Estimated undistributed taxable income was $0.87 per share. Liquidity included $58.5 million of cash and $316.2 million of unused capacity under credit facilities, with a regulatory debt-to-equity ratio of 0.91 to 1.
Capital Southwest Corporation held its 2026 Annual Meeting of Shareholders on July 22, 2026. Shareholders of record on May 26, 2026, representing a quorum of 44,997,407 of 62,140,726 common shares outstanding and entitled to vote, considered multiple governance and advisory proposals.
Shareholders elected six directors to serve until the 2027 annual meeting or until their successors are duly elected and qualified. On an advisory basis, they approved compensation for named executive officers with 22,115,896 votes for, and chose a one-year frequency for future advisory votes on executive compensation, with 24,213,219 votes supporting that option. They also ratified the appointment of RSM US LLP as independent registered public accounting firm for the fiscal year ending March 31, 2027, with 43,373,232 votes for. Shareholders approved adjourning the Annual Meeting to solicit additional proxies for a proposed Charter Amendment to increase the number of authorized shares of common stock, and the meeting will reconvene on September 1, 2026, with polls remaining open only for that proposal.
Capital Southwest Corporation provided preliminary estimates for its first quarter 2027 results for the quarter ended June 30, 2026. Pre-tax net investment income is estimated at $0.57 to $0.58 per share, and net investment income at $0.58 to $0.59 per share. Preliminary net asset value per share is estimated at $16.55 to $16.65 as of June 30, 2026.
The company expects to release finalized first quarter 2027 results on August 3, 2026 after market close and will host a webcast on August 4, 2026 at 11:00 a.m. Eastern Time. Capital Southwest is an internally managed business development company with approximately $2.1 billion in investments at fair value as of March 31, 2026.
Capital Southwest Corp director Ramona Lynn Rogers-Windsor bought additional company stock in the open market. She purchased 210.9615 shares of Common Stock at a price of $23.7010 per share. After this transaction, she directly owns a total of 23,090.6758 shares.
CAPITAL SOUTHWEST CORP director Christine Battist reported a net open-market share purchase. On this Form 4, she bought 860 shares of Common Stock at $23.23 per share in an open-market transaction, bringing her direct holdings to 14,075 shares. A separate entry shows 7,281 shares held indirectly by a trust established under the Trust Agreement of Christine Sue Battist dated August 13, 2007.
CAPITAL SOUTHWEST CORP executive equity compensation and tax withholding transactions were reported by Senior Managing Director & CIO Joshua S. Weinstein. He received a grant of 100,000 shares of Common Stock under the 2021 Employee Restricted Stock Award Plan, reflecting stock-based compensation rather than an open-market purchase.
To cover related tax liabilities upon vesting of restricted shares, 11,349 shares at $23.28 and 9,588 shares at $23.54 were withheld and delivered back, classified as tax-withholding dispositions. After these non-market transactions, Weinstein directly holds 380,585 shares of Common Stock.
Capital Southwest Corp President and CEO Michael Scott Sarner received a grant of 140,000 shares of Common Stock under the company’s 2021 Employee Restricted Stock Award Plan. To cover tax liabilities upon vesting of restricted shares, 25,470 shares were withheld at prices around $23 per share rather than sold in the open market.
These tax-withholding dispositions were approved by the board’s Compensation Committee under Rule 16b-3 and are exempt from short-swing profit rules. After these compensation-related transactions, Sarner directly holds about 587,684 shares of Capital Southwest common stock.
Capital Southwest Corp Chief Financial Officer Chris Rehberger reported equity compensation and related tax-withholding transactions in company stock. On June 9, 2026, he received a grant of 75,000 shares of Common Stock at no cost under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.
To cover tax liabilities upon vesting of restricted shares under this plan, the company withheld 4,492 shares at $23.28 per share on June 9, 2026 and 3,688 shares at $23.54 per share on June 10, 2026. Following the most recent transaction, Rehberger directly owns 215,971 shares of Capital Southwest common stock.
Company submitted a Form 144 notice indicating proposed sales of restricted common stock tied to prior vesting under a registered plan. The excerpt lists 08/10/2024 for 2,240 shares and 08/10/2023 for 2,421 shares, each described as "Restricted Stock Vesting Under a Registered Plan."