[Form 4] CAPITAL SOUTHWEST CORP Insider Trading Activity

Rhea-AI Filing Summary

Ramona L. Rogers-Windsor, a director of Capital Southwest Corporation (ticker: CSWC), reported a purchase of 463 shares of the company's common stock on 10/01/2025 at a price of $21.5524 per share. The Form 4 shows the acquisition was filed as a transaction code P (purchase) and that, following the transaction, the reporting person beneficially owned 21,612.2493 shares on a direct basis.

The filing includes the reporting person’s mailing address at Capital Southwest Corporation in Dallas, Texas, and is signed by Ramona L. Rogers-Windsor on 10/01/2025. No derivative transactions or additional remarks are reported on the form.

Positive

• Director purchase disclosed: Ramona L. Rogers-Windsor acquired 463 shares at $21.5524 each, showing insider buying.
• Clear post-transaction holdings: Direct beneficial ownership increased to 21,612.2493 shares.

Negative

• None.

Insights

Financial Analyst

TL;DR: A company director made a routine purchase of 463 CSWC shares, modest in size relative to total holdings.

The reported purchase of 463 shares at $21.5524 increases the director’s direct holdings to 21,612.2493 shares. This Form 4 discloses a straightforward open-market acquisition with no derivatives or disposals reported. The transaction is small and appears non-material to the company’s overall capitalization, but it does represent an insider acquiring equity rather than selling.

Corporate Governance Expert

TL;DR: Insider purchase by a board member is a routine governance signal; filing contains standard disclosures.

The Form 4 complies with Section 16 reporting by identifying the reporting person, relationship (director), transaction date, transaction code, price, and resulting beneficial ownership. There are no amendments, no indirect holdings disclosed, and no explanatory remarks, indicating a standard, direct purchase reported timely.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Rogers-Windsor Ramona Lynn

(Last) (First) (Middle)

C/O CAPITAL SOUTHWEST CORPORATION

8333 DOUGLAS AVE, SUITE 1100

(Street)

DALLAS TX 75225

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CAPITAL SOUTHWEST CORP [ CSWC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2025		P		463	A	$21.5524	21,612.2493	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Ramona L. Rogers-Windsor	10/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the Capital Southwest (CSWC) Form 4 report?

The Form 4 reports a purchase of 463 shares by director Ramona L. Rogers-Windsor on 10/01/2025 at $21.5524 per share.

How many CSWC shares does the reporting person own after the transaction?

After the reported purchase the filing shows 21,612.2493 shares beneficially owned on a direct basis.

What is the relationship of the reporting person to CSWC?

The reporting person, Ramona L. Rogers-Windsor, is listed as a Director of Capital Southwest Corporation.

Were any derivative securities reported on this Form 4 for CSWC?

No. Table II for derivative securities shows no entries in the provided Form 4 content.

When was the Form 4 signed and filed?

The signature block is dated 10/01/2025, matching the transaction date reported on the form.