CAPITAL SOUTHWEST (NASDAQ: CSWC) director adds shares in open-market stock purchase
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
CAPITAL SOUTHWEST CORP director Christine Battist reported a net open-market share purchase. On this Form 4, she bought 860 shares of Common Stock at $23.23 per share in an open-market transaction, bringing her direct holdings to 14,075 shares. A separate entry shows 7,281 shares held indirectly by a trust established under the Trust Agreement of Christine Sue Battist dated August 13, 2007.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 860 shares ($19,978)
Net Buy
2 txns
Insider
BATTIST CHRISTINE
Role
null
Bought
860 shs ($20K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 860 | $23.23 | $20K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 14,075 shares (Direct, null);
Common Stock — 7,281 shares (Indirect, By Trust)
Footnotes (1)
- [object Object]
Key Figures
Open-market purchase: 860 shares
Purchase price: $23.23/share
Direct holdings after trade: 14,075 shares
+2 more
5 metrics
Open-market purchase
860 shares
Common Stock bought in open market
Purchase price
$23.23/share
Price for 860-share open-market buy
Direct holdings after trade
14,075 shares
Common Stock directly owned post-transaction
Indirect trust holdings
7,281 shares
Held by Trust Agreement of Christine Sue Battist
Net buy direction
860 shares net-buy
transactionSummary netBuySellShares
Key Terms
open-market purchase, Common Stock, Trust Agreement, indirect ownership
4 terms
open-market purchase financial
"transaction_action: open-market purchase"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Trust Agreement financial
"Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007"
A trust agreement is the written contract that creates a trust and spells out who will manage specified assets, who benefits, and the rules for how those assets are handled and distributed. For investors it matters because the agreement determines control, timing of payments, protection of assets, and who is responsible if something goes wrong—much like a detailed recipe and set of house rules that guide how money or property is used and safeguarded.
indirect ownership financial
"direct_or_indirect: I, nature_of_ownership: By Trust"
FAQ
What did CAPITAL SOUTHWEST CORP (CSWC) director Christine Battist report on this Form 4?
Director Christine Battist reported an open-market purchase of CAPITAL SOUTHWEST CORP common stock. She acquired 860 shares, increasing her direct ownership to 14,075 shares, and also reported 7,281 shares held indirectly through a trust arrangement.
What are Christine Battist’s direct CSWC holdings after this transaction?
After the reported open-market purchase, Christine Battist directly holds 14,075 shares of CAPITAL SOUTHWEST CORP common stock. This total reflects the 860 shares acquired in the transaction plus her previously held direct shares, as shown in the Form 4 totals column.
Were any derivative securities reported in Christine Battist’s CSWC Form 4 filing?
No derivative securities were reported in this Form 4. The derivativeSummary section is empty, and all disclosed holdings and transactions relate to CAPITAL SOUTHWEST CORP common stock, both directly owned and indirectly held through a trust.