Capital Southwest (Nasdaq: CSWC) estimates Q1 2027 NII at $0.58–$0.59 per share
Rhea-AI Filing Summary
Capital Southwest Corporation provided preliminary estimates for its first quarter 2027 results for the quarter ended June 30, 2026. Pre-tax net investment income is estimated at $0.57 to $0.58 per share, and net investment income at $0.58 to $0.59 per share. Preliminary net asset value per share is estimated at $16.55 to $16.65 as of June 30, 2026.
The company expects to release finalized first quarter 2027 results on August 3, 2026 after market close and will host a webcast on August 4, 2026 at 11:00 a.m. Eastern Time. Capital Southwest is an internally managed business development company with approximately $2.1 billion in investments at fair value as of March 31, 2026.
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8-K Event Classification
2 items: 2.02, 9.01
2 items
Item 2.02
Results of Operations and Financial Condition
Financial
Disclosure of earnings results, typically an earnings press release or preliminary financials.
Item 9.01
Financial Statements and Exhibits
Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Key Figures
Pre-tax net investment income per share (preliminary): $0.57 to $0.58 per share
Net investment income per share (preliminary): $0.58 to $0.59 per share
Net asset value per share (preliminary): $16.55 to $16.65 per share
+3 more
6 metrics
Pre-tax net investment income per share (preliminary)
$0.57 to $0.58 per share
First quarter 2027, quarter ended June 30, 2026
Net investment income per share (preliminary)
$0.58 to $0.59 per share
First quarter 2027, quarter ended June 30, 2026
Net asset value per share (preliminary)
$16.55 to $16.65 per share
As of June 30, 2026
Investments at fair value
Approximately $2.1 billion
As of March 31, 2026
Final Q1 2027 results release date
August 3, 2026
Finalized first quarter 2027 results to be released after market close
Earnings webcast time
11:00 a.m. Eastern Time
First quarter 2027 earnings webcast on August 4, 2026
Key Terms
net investment income, net asset value per share, business development company, forward-looking statements, +1 more
5 terms
net investment income financial
"The preliminary estimate of Capital Southwest’s net investment income for the same period"
Net investment income is the money an investor or fund actually keeps from its investments after subtracting the costs of running those investments (like management fees, interest, and losses). Think of it as your paycheck from owning assets: gross returns minus the bills needed to earn them. Investors watch it because it shows how profitable the investment activities are, influences dividend payouts and cash available for growth, and helps compare true performance across funds or companies.
business development company financial
"an internally managed business development company focused on providing flexible financing"
A business development company is a publicly traded investment vehicle that lends to and buys stakes in smaller or privately held companies, acting like a combination of a lender, investor, and business partner. It matters to investors because BDCs offer the potential for higher regular income through dividends and diversified exposure to growing businesses, but they can also carry greater credit and liquidity risk than typical stocks or bonds—think higher-yielding but riskier income instruments.
forward-looking statements regulatory
"This press release contains forward-looking statements and provides historical information"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
small business investment company regulatory
"operate each of its wholly owned subsidiaries ... as a small business investment company"
A small business investment company (SBIC) is a privately managed investment fund licensed and regulated by a government agency to invest in privately held small businesses, often combining private capital with government-backed financing. For investors, SBICs serve as a way to gain exposure to growing private companies—similar to a neighborhood venture capital firm boosted by a government loan guarantee—offering potential higher returns along with higher risk and less liquidity than public stocks.
Earnings Snapshot
Pre-tax net investment income per share (preliminary range): $0.57 to $0.58
First quarter 2027 (quarter ended June 30, 2026)
Pre-tax net investment income per share (preliminary range)
$0.57 to $0.58
Net investment income per share (preliminary range)
$0.58 to $0.59
Net asset value per share (preliminary range)
$16.55 to $16.65
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What preliminary Q1 2027 net investment income did Capital Southwest (CSWC) estimate?
Capital Southwest estimated first quarter 2027 net investment income in a range of $0.58 to $0.59 per share for the quarter ended June 30, 2026. It also estimated pre-tax net investment income at $0.57 to $0.58 per share for the same period.
When will Capital Southwest (CSWC) release final Q1 2027 results and hold its earnings call?
Capital Southwest plans to release finalized first quarter 2027 results on August 3, 2026 after market close. An earnings webcast and conference call is scheduled for August 4, 2026 at 11:00 a.m. Eastern Time, accessible through the company’s investor relations website.
How large is Capital Southwest’s investment portfolio according to this 8-K for CSWC?
Capital Southwest states it is a business development company with approximately $2.1 billion in investments at fair value as of March 31, 2026. The portfolio focuses on flexible financing solutions for middle market businesses across first lien, second lien and non-control equity co-investments.
What business model does Capital Southwest (CSWC) describe in this preliminary results update?
Capital Southwest describes itself as an internally managed business development company based in Dallas, Texas. It focuses on providing flexible financing to support acquisition and growth of middle market businesses, typically making investments of $5 million to $50 million across the capital structure.
What risks does CSWC highlight around its preliminary Q1 2027 estimates?
Capital Southwest notes its preliminary estimates are based on current information and may differ materially from final results after quarter-end closing and valuation procedures. It cites risks including market changes, interest rates, economic downturns, inflation and impacts on its portfolio companies and investment opportunities.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): July 16, 2026
(Exact Name Of Registrant As Specified In Charter)
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (214 ) 238-5700
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||||||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||||||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||||||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||||||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol(s) | Name of Each Exchange on Which Registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On July 16, 2026, Capital Southwest Corporation (the “Company”) issued a press release announcing certain preliminary estimates of its financial condition and results of operations for its fiscal quarter ended June 30, 2026, as well as other information. A copy of such press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information disclosed herein, including Exhibit 99.1 hereto, shall be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall be deemed incorporated by reference into the Company’s filings made under the Securities Act of 1933, as amended.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |||||||
| 99.1 | Press Release issued by Capital Southwest Corporation on July 16, 2026 | |||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: July 16, 2026
| By: | /s/ Michael S. Sarner | |||||||
| Name: Michael S. Sarner | ||||||||
| Title: President and Chief Executive Officer | ||||||||
Exhibit 99.1
 | 8333 Douglas Avenue, Suite 1100 Dallas, Texas 75225 T 214.238.5700 F 214.238.5701 | |||||||
Capital Southwest Announces Preliminary Estimate of First Quarter 2027 Operating Results and Earnings Release and Conference Call Schedule
Dallas, Texas – July 16, 2026 – Capital Southwest Corporation (“Capital Southwest”) (Nasdaq: CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market businesses, is pleased to announce its preliminary operating results for the first quarter of its 2027 fiscal year (quarter ended June 30, 2026) and its first quarter 2027 earnings release and conference call schedule.
Capital Southwest’s preliminary estimate of its first quarter 2027 pre-tax net investment income is in the range of $0.57 to $0.58 per share. The preliminary estimate of Capital Southwest’s net investment income for the same period is in the range of $0.58 to $0.59 per share.
Additionally, Capital Southwest’s preliminary estimate of its net asset value per share as of June 30, 2026 is in the range of $16.55 to $16.65.
Capital Southwest will release its finalized first quarter 2027 results on Monday, August 3, 2026 after the market closes. In conjunction with the release, Capital Southwest has scheduled a live webcast on Tuesday, August 4, 2026 at 11:00 a.m. Eastern Time. Investors may participate in the webcast.(1)
By Webcast:
Connect to the webcast using the Investor Relations section of Capital Southwest's website at www.capitalsouthwest.com, or by going to the following website: https://edge.media-server.com/mmc/p/cdtiv4v7. Please log in at least 10 minutes in advance to register and download any necessary software. A replay of the webcast will be available on Capital Southwest's website shortly after the call.
Live Call Participation:
Participants who want to join the call and ask a question must register using the following URL: https://register-conf.media-server.com/register/BI616c4f71350a4a528f463d53d1f8b0eb. Once registered, participants will receive the dial-in numbers and a unique PIN number. When participants dial in, they will input their PIN and be placed into the call. Registration is still possible even after the event has started.
About Capital Southwest
Capital Southwest Corporation (Nasdaq: CSWC) is a Dallas, Texas-based, internally managed business development company with approximately $2.1 billion in investments at fair value as of March 31, 2026. Capital Southwest is a middle market lending firm focused on supporting the acquisition and growth of middle market businesses with $5 million to $50 million investments across the capital structure, including first lien, second lien and non-control equity co-investments. As a public company with a permanent capital base, Capital Southwest has the flexibility to be creative in its financing solutions and to invest to support the growth of its portfolio companies over long periods of time.
Forward-Looking Statements
This press release contains forward-looking statements and provides historical information with respect to the business and investments of Capital Southwest, including, but not limited to, the preliminary estimates of its first quarter 2027 fiscal year financial information and results, which are based on current information available to Capital Southwest as of the date hereof. The preliminary estimates of the first quarter 2027 fiscal year financial information and estimated results furnished above are based on Capital Southwest management’s preliminary determinations and current expectations, and such information is inherently uncertain. The preliminary estimates may not align with Capital Southwest’s actual results of operations for the period, which will not be known until Capital Southwest completes its customary quarter-end closing and review procedures, including the determination of the fair value of Capital Southwest’s portfolio investments. As a result, actual results could differ materially from the current preliminary estimates based on adjustments made during Capital Southwest’s quarter-end closing and review procedures, and Capital Southwest’s reported information in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 may differ from this information, and any such differences may be material. In addition, the information furnished above does not include all of the information regarding Capital Southwest’s financial condition and results of operations for the quarter ended June 30, 2026 that may be important to readers. As a result, readers are cautioned not to place undue reliance on the information furnished in this press release and should view this information in the context of Capital Southwest’s full first quarter 2027 results when such results are disclosed by Capital Southwest in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2026. The information furnished in this press release is based on current expectations of Capital Southwest’s management that involve substantial risks and uncertainties that could cause actual results to differ materially from the results expressed in, or implied by, such information.
Forward-looking statements are statements that are not historical statements and can often be identified by words such as "will," "believe," "expect" and similar expressions and variations or negatives of these words. These statements are based on management's current expectations, assumptions and beliefs. They are not guarantees of future results and are subject to numerous risks, uncertainties and assumptions that could cause actual results to differ materially from those expressed in any forward-looking statement. These risks include risks related to: changes in the markets in which Capital Southwest invests; changes in the financial, capital, and lending markets; changes in the interest rate environment and its impact on Capital Southwest’s business and its portfolio companies; regulatory changes; tax treatment; Capital Southwest’s ability to operate each of its wholly owned subsidiaries, Capital Southwest SBIC I, LP and Capital Southwest SBIC II, LP, as a small business investment company; the uncertainty associated with the imposition of tariffs and trade barriers and changes in trade policy and its impact on our portfolio companies and our financial condition; an economic downturn or recession and its impact on the ability of Capital Southwest’s portfolio companies to operate and the investment opportunities available to it; the impact of supply chain constraints on Capital Southwest’s portfolio companies; the elevated levels of inflation and its impact on Capital Southwest’s portfolio companies and the industries in which it invests; and the impact of geopolitical conditions and their impact on financial market volatility, global economic markets, and various sectors, industries and markets for commodities globally.
Readers should not place undue reliance on any forward-looking statements and are encouraged to review Capital Southwest's Annual Report on Form 10-K for the year ended March 31, 2026 and any subsequent filings, including the "Risk Factors" sections therein, with the Securities and Exchange Commission for a more complete discussion of the risks and other factors that could affect any forward-looking statements. Except as required by the federal securities laws, Capital Southwest does not undertake any obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events, changing circumstances or any other reason after the date of this press release.
Investor Relations Contact:
Michael S. Sarner, President and Chief Executive Officer
214-884-3829
(1) No information contained on our website or disclosed on the August 4, 2026 conference call, including the webcast, is incorporated by reference into this press release or any of our filings with the SEC, and you should not consider that information to be part of this press release or any other such filing.