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Claritev (CTEV) CEO Dalton Travis gets major RSU grant, disposes shares for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Claritev Corp director and CEO Dalton Travis reported a mix of equity award activity and related share disposals on March 1, 2026. He received a grant of 278,925 shares of Class A common stock as a restricted stock unit award, recorded as a grant or other acquisition. To cover tax obligations from vesting of earlier restricted stock units granted on March 1, 2024 and March 1, 2025, 13,806 and 9,824 Class A shares, respectively, were disposed of through tax-withholding transactions at a price of $13.47 per share. In addition, 190,566 cash settled restricted stock units granted on March 1, 2025 were settled in cash upon vesting of 50% of those units, reducing his position in that derivative security. After these transactions, he directly held 498,353 Class A shares and 190,567 cash settled restricted stock units, and there were 24,952 Class A shares held indirectly through his spouse’s individual retirement account.

Positive

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Insider Dalton Travis
Role Pres., CEO & Executive Chair
Type Security Shares Price Value
Disposition Cash Settled Restricted Stock Units 190,566 $0.00 --
Tax Withholding Class A common stock 13,806 $13.47 $186K
Tax Withholding Class A common stock 9,824 $13.47 $132K
Grant/Award Class A common stock 278,925 $0.00 --
holding Class A common stock -- -- --
Holdings After Transaction: Cash Settled Restricted Stock Units — 190,567 shares (Direct); Class A common stock — 229,252 shares (Direct); Class A common stock — 24,952 shares (Indirect, Spouse's Individual Retirement Account)
Footnotes (1)
  1. Represents shares withheld to pay taxes applicable to vesting of restricted stock units granted on March 1, 2024. Represents shares withheld to pay taxes applicable to vesting of restricted stock units granted on March 1, 2025. Represents a grant of restricted stock units which will vest at a rate of 25% per year on each of March 1, 2027, 2028, 2029, and 2030. Represents the cash settlement of cash settled restricted stock units ("cRSUs") granted on March 1, 2025 as a result of the vesting of 50% of such cRSUs on March 1, 2026.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dalton Travis

(Last) (First) (Middle)
C/O CLARITEV CORPORATION
7900 TYSONS ONE PLACE, SUITE 400

(Street)
MCLEAN VA 22102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Claritev Corp [ CTEV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Pres., CEO & Executive Chair
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 03/01/2026 F(1) 13,806 D $13.47 229,252 D
Class A common stock 03/01/2026 F(2) 9,824 D $13.47 219,428 D
Class A common stock 03/01/2026 A(3) 278,925 A $0 498,353 D
Class A common stock 24,952 I Spouse's Individual Retirement Account
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Cash Settled Restricted Stock Units (4) 03/01/2026 D 190,566 (4) (4) Class A common stock 190,566 $0 190,567 D
Explanation of Responses:
1. Represents shares withheld to pay taxes applicable to vesting of restricted stock units granted on March 1, 2024.
2. Represents shares withheld to pay taxes applicable to vesting of restricted stock units granted on March 1, 2025.
3. Represents a grant of restricted stock units which will vest at a rate of 25% per year on each of March 1, 2027, 2028, 2029, and 2030.
4. Represents the cash settlement of cash settled restricted stock units ("cRSUs") granted on March 1, 2025 as a result of the vesting of 50% of such cRSUs on March 1, 2026.
Remarks:
/s/ Kent Bartholomew, attorney-in-fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Claritev (CTEV) CEO Dalton Travis report on March 1, 2026?

Dalton Travis reported a new restricted stock unit grant and several related dispositions. He received 278,925 Class A restricted stock units and disposed of shares and cash-settled units tied to vesting and tax withholding on earlier awards.

How many Claritev (CTEV) shares did Dalton Travis receive in the new equity grant?

Dalton Travis received 278,925 shares of Claritev Class A common stock as a restricted stock unit grant. These units are scheduled to vest in four equal annual installments, providing long-term equity-based compensation over multiple future years.

Were Dalton Travis’s Claritev (CTEV) share disposals open-market sales?

The reported disposals were for tax withholding, not open-market sales. A total of 13,806 and 9,824 Class A shares were delivered at $13.47 per share to pay taxes on vesting restricted stock units from 2024 and 2025 grants.

How do the new Claritev (CTEV) restricted stock units for Dalton Travis vest?

The newly granted restricted stock units for Dalton Travis will vest 25% per year. Vesting occurs on March 1 of 2027, 2028, 2029, and 2030, aligning his compensation with multi-year company performance and continued service.

What happened to Dalton Travis’s cash settled restricted stock units at Claritev (CTEV)?

He settled 190,566 cash settled restricted stock units granted on March 1, 2025. This settlement resulted from 50% of those units vesting on March 1, 2026, reducing his outstanding cRSU balance while generating a corresponding cash payment obligation.

What are Dalton Travis’s Claritev (CTEV) share holdings after these Form 4 transactions?

After the reported transactions, Dalton Travis directly held 498,353 shares of Claritev Class A common stock and 190,567 cash settled restricted stock units, with an additional 24,952 Class A shares held indirectly through his spouse’s individual retirement account.