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Contango ORE (CTGO) CEO sells 21,621 shares to cover tax on vesting

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Contango ORE, Inc. President & CEO Rick Van Nieuwenhuyse reported an open-market sale of 21,621 shares of common stock on March 19, 2026 at a weighted average price of $17.92 per share. The footnote states these shares were sold in multiple trades between $17.63 and $18.16 to cover taxes owed on restricted stock that vested the same day. After this tax-related sale, he directly owns 517,140 shares of Contango ORE common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Van Nieuwenhuyse Rick

(Last)(First)(Middle)
516 2ND AVENUE, SUITE 401

(Street)
FAIRBANKS ALASKA 99701

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Contango ORE, Inc. [ CTGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.0103/19/2026(1)S21,621(1)D$17.92(1)517,140D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.63 to $18.16, inclusive. The reporting person sold these shares as they related to restricted stock that vested on March 19, 2026, which covered tax owing related to the vesting of this restricted stock. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
/s/ Mike Clark as Attorney in Fact for Rick Van Nieuwenhuyse03/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Contango ORE (CTGO) report in this Form 4?

Contango ORE (CTGO) reported that President & CEO Rick Van Nieuwenhuyse sold 21,621 common shares in an open-market transaction. The sale was tied to restricted stock that vested on March 19, 2026, and was conducted to cover associated tax obligations from that vesting event.

At what prices did the Contango ORE (CTGO) CEO sell shares in this filing?

The CEO’s 21,621-share sale had a weighted average price of $17.92 per share. According to the footnote, individual trades occurred in a range from $17.63 to $18.16, and full trade details are available upon request to Contango ORE or the SEC staff.

Why did the Contango ORE (CTGO) CEO sell 21,621 shares?

The filing states the CEO sold 21,621 shares because they related to restricted stock that vested on March 19, 2026. The sale was executed to cover tax owing from that vesting, indicating a tax-driven transaction rather than a discretionary portfolio reallocation.

How many Contango ORE (CTGO) shares does the CEO hold after this transaction?

Following the reported sale, President & CEO Rick Van Nieuwenhuyse directly owns 517,140 shares of Contango ORE common stock. This post-transaction holding figure comes from the Form 4 and shows he retains a substantial equity position after the tax-related sale of vested restricted shares.

Was the Contango ORE (CTGO) CEO’s share sale part of a derivative or option exercise?

No, the reported transaction involves common stock only, with no derivative activity listed. The Form 4 shows a non-derivative open-market sale tied to the vesting of restricted stock, executed to pay taxes, and the derivativeSummary section is empty in this filing.
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