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CooTek (CTKYY) CEO discloses major indirect share and option stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

CooTek (Cayman) Inc. CEO and President Li Qiaoling filed an initial ownership report showing large indirect holdings through LQL Global Innovation Investment Inc. The filing lists options to buy 5,000,000 Class A ordinary shares at an exercise price of $0.0002 per share, expiring on January 5, 2030. It also reports 215,624,465 Class A ordinary shares held indirectly by LQL Global Innovation Investment Inc. These entities are ultimately owned by LQL International Trust, for which Susan Qiaoling Li is the settlor and she and her family are beneficiaries.

Positive

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Negative

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Insider Li Qiaoling
Role CEO and President
Type Security Shares Price Value
holding Options (right to buy) -- -- --
holding Class A ordinary shares -- -- --
Holdings After Transaction: Options (right to buy) — 5,000,000 shares (Indirect, By LQL Global Innovation Investment Inc.); Class A ordinary shares — 215,624,465 shares (Indirect, By LQL Global Innovation Investment Inc.)
Footnotes (1)
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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Li Qiaoling

(Last) (First) (Middle)
7F, T3, LANE 360, XINLONG ROAD
MINHANG DISTRICT

(Street)
SHANGHAI F4 201101

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2026
3. Issuer Name and Ticker or Trading Symbol
CooTek(Cayman)Inc. [ CTKYY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares 215,624,465 I By LQL Global Innovation Investment Inc.(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options (right to buy) 01/06/2020 01/05/2030 Class A ordinary shares 5,000,000 $0.0002 I By LQL Global Innovation Investment Inc.(1)
Explanation of Responses:
1. LQL Global Innovation Investment Inc. is wholly owned by LQL International Limited, a British Virgin Islands company, which is ultimately owned by LQL International Trust, a trust established under the laws of Guernsey and managed by Cantrust (Far East) Limited as the trustee. Susan Qiaoling Li is the settlor of this trust, and Ms. Li and her family members are the trust's beneficiaries.
Susan Qiaoling Li 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does CooTek (CTKYY) CEO Li Qiaoling report on this Form 3?

Li Qiaoling reports indirect ownership of options and common shares. The filing lists 5,000,000 options on Class A ordinary shares and 215,624,465 Class A ordinary shares, all held indirectly through LQL Global Innovation Investment Inc., which is part of a trust structure benefiting Ms. Li and her family.

How many options does CooTek (CTKYY) CEO indirectly hold?

The CEO indirectly holds options on 5,000,000 Class A shares. These options have an exercise price of $0.0002 per share and expire on January 5, 2030, and are held indirectly through LQL Global Innovation Investment Inc. as disclosed in the Form 3.

How many CooTek (CTKYY) Class A shares are reported as indirectly owned?

The filing reports 215,624,465 Class A ordinary shares indirectly owned. These shares are held by LQL Global Innovation Investment Inc., which is ultimately owned by LQL International Trust, with Susan Qiaoling Li and her family members as beneficiaries of that trust structure.

Who actually holds the CooTek (CTKYY) shares reported by Li Qiaoling?

The shares are held by LQL Global Innovation Investment Inc. That entity is wholly owned by LQL International Limited and ultimately by LQL International Trust, managed by Cantrust (Far East) Limited, with Susan Qiaoling Li and her family as beneficiaries.

What type of security is disclosed besides common shares for CooTek (CTKYY)?

The filing discloses options as a derivative security. These are options (rights to buy) on 5,000,000 underlying Class A ordinary shares, with an exercise price of $0.0002 per share and an expiration date of January 5, 2030, held indirectly.

Does the CooTek (CTKYY) Form 3 show any recent insider buying or selling?

The Form 3 shows holdings, not recent buy or sell transactions. All entries are classified as holdings, with no open-market purchases or sales indicated. It establishes the scale and structure of indirect ownership when Li Qiaoling became a reporting insider.