STOCK TITAN

Castellum, Inc. (CTM) General Counsel discloses share and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Castellum, Inc. officer Tammy L. Martin, the company’s General Counsel and Secretary, reported her beneficial ownership in the company’s stock. She directly owns 12,500 shares of Common Stock.

Martin also holds stock options covering additional Common Stock. These include options exercisable for 12,500 shares at an exercise price of $ 2, all of which are currently exercisable. She has options for 100,000 shares at $ 1.07, with 50,000 vesting ratably over thirty-six months commencing February 1, 2025 and 50,000 vesting ratably over thirty-six months commencing March 1, 2025. She further holds options for 175,000 shares at $ 1.19, which vest ratably over twenty months commencing December 1, 2025.

Positive

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
MARTIN TAMMY L

(Last) (First) (Middle)
1934 OLD GALLOWS ROAD, SUITE 350

(Street)
VIENNA VA 22182

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
Castellum, Inc. [ CTM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel and Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 12,500 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options 01/01/2023(1) 10/16/2029 Common Stock 12,500 $2 D
Stock Options (2) 01/21/2032 Common Stock 100,000 $1.07 D
Stock Options (3) 11/10/2032 Common Stock 175,000 $1.19 D
Explanation of Responses:
1. Ms. Martin holds a total of 12, 500 stock options to purchase 12,500 shares of Common Stock, all of which are exercisable.
2. Ms. Martin holds a total of 100,000 stock options to purchase 100,000 shares of Common Stock, 50,000 of which vest ratably over thirty-six months commencing February 1, 2025 and 50,000 of which vest ratably over thirty-six months commencing March 1, 2025.
3. Ms. Martin holds a total of 175,000 stock options to purchase 175,000 shares of Common Stock, which vest ratably over twenty months commencing December 1, 2025.
Remarks:
/s/ Tammy L. Martin 01/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider filed this ownership report for Castellum, Inc. (CTM)?

The report was filed by Tammy L. Martin, who serves as General Counsel and Secretary of Castellum, Inc..

How many shares of Castellum, Inc. (CTM) common stock does Tammy L. Martin directly own?

Tammy L. Martin directly owns 12,500 shares of Common Stock of Castellum, Inc..

What stock options for Castellum, Inc. (CTM) are currently exercisable by Tammy L. Martin?

She holds 12,500 stock options to purchase 12,500 shares of Common Stock at an exercise price of $ 2, and all of these options are currently exercisable.

What are the terms of Tammy L. Martin’s 100,000 Castellum (CTM) stock options?

She holds 100,000 stock options to purchase 100,000 shares of Common Stock at $ 1.07. 50,000 vest ratably over thirty-six months commencing February 1, 2025, and 50,000 vest ratably over thirty-six months commencing March 1, 2025.

How do the 175,000 Castellum, Inc. (CTM) stock options held by Tammy L. Martin vest?

She holds 175,000 stock options to purchase 175,000 shares of Common Stock at an exercise price of $ 1.19, which vest ratably over twenty months commencing December 1, 2025.

Is the Castellum, Inc. (CTM) ownership report filed by one or multiple reporting persons?

The document states that the Form is filed by one reporting person, referring to Tammy L. Martin.

Castellum Inc

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