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Castellum, Inc. (CTM) SEC Filings, Sep-Nov 2025

CTM NYSE

Welcome to our dedicated page for Castellum SEC filings (Ticker: CTM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Castellum, Inc. filings document a Nevada public company that provides cybersecurity, electronic warfare, software engineering, and related technology services to federal government customers. Its Form 8-K reports cover operating results, contract awards, CMMC Level 2 C3PAO certification, debt retirement, executive employment arrangements, officer appointments, and shareholder communications.

Proxy materials describe annual meeting matters, board elections, stockholder voting procedures, executive compensation, and governance practices. The filings also identify Castellum as an emerging growth company and provide formal disclosure around capital structure, subsidiaries, and material events tied to its defense-focused services business.

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CTM holder filed a Form 144 to sell up to 800,000 shares of common stock with an aggregate market value of $1,016,000, through First Georgetown Securities, with an approximate sale date of 11/11/2025 on the NYSE.

The shares were acquired on 06/12/2019 via a merger/consolidation. In the past three months, a seller named Jay Wright reported selling 1,279,700 common shares for $1,400,305 in gross proceeds.

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Castellum, Inc. (CTM) filed its Q3 2025 10‑Q. The company reported quarterly revenue of $14,619,687, up from $11,608,691 a year ago, and generated net income of $415,401 versus a prior‑year net loss. Gross profit was $5,490,568. Basic and diluted EPS were $0.00 compared with $(0.02) last year.

For the first nine months, revenue totaled $40,308,142 versus $34,466,131 in the prior year, with a smaller year‑to‑date net loss. Operating expenses declined year over year, and income from operations improved to $445,280 in the quarter from a loss in the prior period.

Cash was $17,818,338 at September 30, 2025. Total liabilities decreased to $9,523,811 from $17,655,409 at year‑end, reflecting repayment of the revolving credit facility and reduction of notes payable to $2,000,000. Stockholders’ equity rose to $36,728,812. Shares outstanding were 94,612,750 as of November 6, 2025. The company completed public offerings in March and June 2025 and reported warrant exercises. Three U.S. government customers represented 72% of year‑to‑date revenue.

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Castellum, Inc. furnished a Form 8-K to disclose that it issued a press release with financial results for the three months ended September 30, 2025. The press release is attached as Exhibit 99.1 and incorporated by reference.

The information is provided under Item 2.02 (Results of Operations and Financial Condition) and is furnished, not filed, under the Exchange Act. The report was signed by Chief Executive Officer Glen R. Ives. Castellum’s common stock trades on the NYSE American under the symbol CTM.

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Castellum, Inc. (CTM) reported a new business win, announcing the award of a $66.2 million full and open contract to its SSI subsidiary. The company attached a detailed press release as Exhibit 99.1 for additional context. This update signals a significant addition to SSI’s contracted work, though specific scope, term, and performance milestones were not detailed in the notice.

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Castellum, Inc. (CTM) reported under Item 8.01 that it will attend the 2025 Maxim Growth Summit. The company announced this on October 20, 2025, and attached the full press release as Exhibit 99.1, which is incorporated by reference.

This is a conference participation update. The filing does not include financial results, guidance, or transaction details.

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Castellum, Inc. announced that subsidiary Specialty Systems, Inc. has added IT services to its GSA Multiple Award Schedule contract. The company reported the update under Other Events on October 14, 2025, and furnished a press release as Exhibit 99.1. This expands the subsidiary’s offerings available through the government purchasing vehicle.

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Castellum, Inc. has filed a Form S-8 registration statement to register securities for issuance under the Castellum, Inc. Second Amended 2021 Stock Incentive Plan. This filing allows the company to issue shares to employees, directors, and other service providers as equity-based compensation under the updated plan terms.

The company incorporates by reference its most recent Annual Report on Form 10-K for the year ended December 31, 2024, its Quarterly Reports on Form 10-Q for the quarters ended March 31, 2025 and June 30, 2025, numerous Current Reports on Form 8-K, and its definitive proxy materials. The filing also describes Nevada law and company charter provisions that provide indemnification and insurance protection for directors and officers, and it includes standard undertakings to update or deregister the securities in future amendments.

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Castellum, Inc. has filed a Form S-8 registration statement to register securities issuable under the Castellum, Inc. 2025 Employee Stock Purchase Plan. This allows employees to acquire company stock through the new plan once the registration is effective.

The filing incorporates by reference the company’s recent Annual Report on Form 10-K, Quarterly Reports on Form 10-Q, multiple Current Reports on Form 8-K, and its proxy materials and common stock description. Castellum also details Nevada law and its own charter and bylaw provisions that provide indemnification and insurance protection for directors and officers, and confirms there is no pending or threatened litigation involving them as of the filing date.

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Jay O. Wright, a director and reported 10% owner of Castellum, Inc. (CTM) and serving as General Counsel/Secretary and EVP-Strategy, reported two open-market sales totaling 100,000 shares. He sold 50,000 shares on 09/15/2025 at $1.10 and 50,000 shares on 09/16/2025 at $1.11, reducing his direct beneficial ownership from 7,843,973 (implied) to 7,743,973 shares following the transactions. The Form 4 is signed by the reporting person.

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Castellum, Inc. director and 10% owner Jay O. Wright reported three open-market sales of common stock at $1.12 per share on 09/10/2025, 09/11/2025, and 09/12/2025. The sales totaled 233,000 shares, reducing his direct beneficial ownership from 8,006,973 shares to 7,843,973. The Form 4 is signed and filed by the reporting person.

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FAQ

How many Castellum (CTM) SEC filings are available on StockTitan?

StockTitan tracks 77 SEC filings for Castellum (CTM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Castellum (CTM)?

The most recent SEC filing for Castellum (CTM) was filed on November 10, 2025.