CUK Form 144: 12,000 Carnival Shares Proposed for Resale

Carnival Corporation (CUK) reported a proposed resale of 12,000 shares of Common Stock via Citigroup Global Markets Inc. for an aggregate amount of $303,600.00.

Rhea-AI Filing Summary

Carnival Corporation (CUK) reported a proposed resale of 12,000 shares of Common Stock via Citigroup Global Markets Inc. for an aggregate amount of $303,600.00. The transaction date listed is 03/31/2026, and the reported source of the shares is director compensation and dividend reinvestment.

Key Figures

Shares proposed for resale: 12,000 shares Aggregate value: $303,600.00 Broker-dealer: Citigroup Global Markets Inc. +3 more

6 metrics

Shares proposed for resale 12,000 shares listed on Form 144 with transaction date 03/31/2026

Aggregate value $303,600.00 aggregate dollar amount associated with the 12,000 shares

Broker-dealer Citigroup Global Markets Inc. broker handling the proposed resale (address listed)

Reported source of shares Director compensation and dividend reinvestment stated origin of the shares on the filing

Identifier number 1236706612 serial/identifier appearing on the filing

Transaction date 03/31/2026 date listed alongside the securities to be sold

Key Terms

Form 144, director compensation, dividend reinvestment, broker-dealer

4 terms

Form 144 regulatory

"TRUST SHARES | CITIGROUP GLOBAL MARKETS INC ... 03/31/2026 | NYSE"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

director compensation financial

"COMMON STOCK OF CARNIVAL CORPORATION | 06/14/2013 | DIRECTOR COMPENSATION AND DIVIDEND REINVESTMENT"

dividend reinvestment financial

"DIRECTOR COMPENSATION AND DIVIDEND REINVESTMENT | CARNIVAL CORPORATION"

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

broker-dealer regulatory

"TRUST SHARES | CITIGROUP GLOBAL MARKETS INC 388 GREENWICH STREET"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Carnival Corporation's Form 144 filing show for CUK?

It lists a proposed resale of 12,000 shares for $303,600.00. The filing names Citigroup Global Markets Inc. as the broker and cites director compensation and dividend reinvestment as the source, with a transaction/date of 03/31/2026.

Who is the broker-dealer handling the proposed sale for CUK?

Citigroup Global Markets Inc. is listed as the broker-dealer, at 388 Greenwich Street, New York, NY. The filing shows Citigroup handling the resale of the 12,000 shares on or about 03/31/2026.

How many Carnival (CUK) shares are proposed for resale and what is the value?

The filing shows 12,000 shares proposed for resale valued at $303,600.00. The filing pairs the share count with the aggregate dollar amount and the date 03/31/2026.

What is the stated source of the shares in the Form 144 for CUK?

The shares originate from director compensation and dividend reinvestment. The filing explicitly lists those sources as the basis for the shares being sold under the Form 144 notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/30/2026 - 05:28 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001489421
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CARNIVAL PLC
SEC File Number	001-15136
Address of Issuer	100 HARBOUR PARADE CARNIVAL HOUSE SOUTHAMPTON SO15 1ST UNITED KINGDOM SO151ST
Phone	011 44 23 8065 5000
Name of Person for Whose Account the Securities are To Be Sold	BAND SIR JONATHON
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
TRUST SHARES	CITIGROUP GLOBAL MARKETS INC 388 GREENWICH STREET NEW YORK NY 10013	12000	303600.00	1236706612	03/31/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON STOCK OF CARNIVAL CORPORATION	06/14/2013	DIRECTOR COMPENSATION AND DIVIDEND REINVESTMENT	CARNIVAL CORPORATION			12000	03/31/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Remarks Section 3(d) based on 3-26-26 date. Section 3(e) based on 1-13-26 date. Under Table 1, date acquired range is June 14, 2013-March 6, 2026 and Date of Payment is N/A. Section 3(a) as a result of the completion on April 17, 2003 of a dual listed company transaction between Carnival Corporation and Carnival plc, each share of Carnival Corp. common stock is paired with a non-detachable trust share of beneficial interest in P&O Princess Special Voting Trust.
Date of Notice	03/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	CONFORMED SIGNATURE ON FILE
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)