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Carnival PLC (CUK) CFO surrenders 95,012 special-voting trust shares

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carnival plc CFO & CAO David Bernstein reported a disposition of 95,012 Trust Shares representing beneficial interests in a special voting share. On May 7, 2026, these Trust Shares were surrendered to Carnival plc for no consideration in connection with the DLC Unification and Redomiciliation and then canceled. The filing notes he did not dispose of any Carnival Corporation common stock in this transaction.

Positive

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Negative

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Insider Bernstein David
Role CFO & CAO
Type Security Shares Price Value
Disposition Trust Shares (beneficial Interest in Special Voting Share) 95,012 $0.00 --
Holdings After Transaction: Trust Shares (beneficial Interest in Special Voting Share) — 0 shares (Direct, null)
Footnotes (1)
  1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
Trust Shares disposed 95,012 Trust Shares Disposition to issuer on May 7, 2026
Price per Trust Share 0.0000 per Trust Share Surrendered for no consideration
Trust Shares after transaction 0 Trust Shares Total Trust Shares following disposition
Trust Shares financial
"Represents trust shares (the "Trust Shares") of beneficial interests"
P&O Princess Voting Trust financial
"beneficial interests in P&O Princess Voting Trust (the "Trust")"
special voting share financial
"Carnival plc issued one special voting share to the Trust"
DLC Unification and Redomiciliation Transactions financial
"completed the previously announced DLC Unification and Redomiciliation Transactions"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bernstein David
(Last)(First)(Middle)
CARNIVAL CORPORATION
3655 NW 87TH AVE
(Street)
MIAMI FLORIDA 33178
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CARNIVAL PLC [ CUK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO & CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Trust Shares (beneficial Interest in Special Voting Share)(1)05/07/2026D(2)95,012D(2)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
2. On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
/s/ David Bernstein05/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Carnival plc (CUK) CFO David Bernstein report?

David Bernstein reported disposing of 95,012 Trust Shares representing beneficial interests in a Carnival plc special voting share. On May 7, 2026, these Trust Shares were surrendered to Carnival plc for no consideration and then canceled as part of the DLC Unification and Redomiciliation.

Did Carnival plc (CUK) CFO David Bernstein sell any Carnival Corporation common stock?

No, the filing states Bernstein did not dispose of any Carnival Corporation securities. His reported transaction only involved Trust Shares linked to a Carnival plc special voting share, which were surrendered to Carnival plc for no consideration and subsequently canceled during the DLC Unification and Redomiciliation.

How many Trust Shares were involved in the Carnival plc (CUK) Form 4 filing?

The Form 4 shows 95,012 Trust Shares were disposed of. These Trust Shares represented beneficial interests in a Carnival plc special voting share and were surrendered to Carnival plc for no consideration on May 7, 2026, then canceled in connection with the DLC Unification and Redomiciliation.

What are the Trust Shares referenced in Carnival plc (CUK) CFO David Bernstein’s filing?

The Trust Shares are beneficial interests in a Carnival plc special voting share held by P&O Princess Voting Trust. They were originally paired with Carnival Corporation common stock certificates under the dual listed company structure and represented voting rights linked to that special voting share.

Why were David Bernstein’s Trust Shares surrendered in the Carnival plc (CUK) Form 4?

The Trust Shares were surrendered as part of the DLC Unification and Redomiciliation completed on May 7, 2026. In that transaction, Carnival plc became a wholly owned subsidiary of Carnival Corporation Ltd, and the Trust Shares Bernstein beneficially owned were returned to Carnival plc and canceled.