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Director at Carnival plc (NYSE: CUK) sells 12,000 trust shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Carnival plc director Sir Jonathon Band reported open-market sales of 12,000 Trust Shares representing beneficial interests in a special voting share linked to Carnival Corporation common stock. He sold 11,988 Trust Shares on April 1, 2026 at $26.19 and 12 Trust Shares on March 31, 2026 at $24.982. Following these transactions, he directly holds 52,601.3359 Trust Shares, which include shares acquired through a dividend reinvestment feature.

Positive

  • None.

Negative

  • None.
Insider BAND SIR JONATHON
Role Director
Sold 12,000 shs ($314K)
Type Security Shares Price Value
Sale Trust Shares (beneficial Interest in Special Voting Share) 11,988 $26.19 $314K
Sale Trust Shares (beneficial Interest in Special Voting Share) 12 $24.982 $299.78
Holdings After Transaction: Trust Shares (beneficial Interest in Special Voting Share) — 52,601.336 shares (Direct)
Footnotes (1)
  1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account.
Total shares sold 12,000 Trust Shares Open-market sales on March 31 and April 1, 2026
Shares sold on April 1, 2026 11,988 Trust Shares Non-derivative open-market sale at $26.19 per share
Price on April 1, 2026 $26.19 per share Trust Shares (beneficial interest in special voting share)
Shares sold on March 31, 2026 12 Trust Shares Non-derivative open-market sale at $24.982 per share
Price on March 31, 2026 $24.982 per share Trust Shares (beneficial interest in special voting share)
Holdings after transactions 52,601.3359 Trust Shares Direct ownership following the April 1, 2026 sale
Net shares sold 12,000 Trust Shares Net-sell direction in transaction summary
Trust Shares financial
"Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust"
special voting share financial
"Carnival plc issued one special voting share to the Trust"
P&O Princess Voting Trust financial
"beneficial interests in P&O Princess Voting Trust (the "Trust")"
dual listed company transaction financial
"In connection with the dual listed company transaction between Carnival plc and Carnival Corporation"
dividend reinvestment financial
"Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account"
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BAND SIR JONATHON
(Last)(First)(Middle)
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
(Street)
MIAMI FLORIDA 33178
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CARNIVAL PLC [ CUK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Trust Shares (beneficial Interest in Special Voting Share)(1)03/31/2026S12D$24.98264,589.3359(2)D
Trust Shares (beneficial Interest in Special Voting Share)(1)04/01/2026S11,988D$26.1952,601.3359D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
2. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account.
/s/ Sir Jonathon Band04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CUK director Sir Jonathon Band report?

Sir Jonathon Band reported selling a total of 12,000 Trust Shares linked to Carnival plc’s special voting share. These were open-market sales of beneficial interests paired with Carnival Corporation common stock, reducing his direct holdings but leaving a substantial remaining position.

Over what dates did Sir Jonathon Band sell Carnival plc (CUK) Trust Shares?

Sir Jonathon Band sold Trust Shares on March 31, 2026 and April 1, 2026. The March 31 trade covered 12 Trust Shares, while the April 1 trade covered 11,988 Trust Shares, both reported as open-market sales in the Form 4 filing.

At what prices were the CUK Trust Shares sold by Sir Jonathon Band?

He sold 11,988 Trust Shares at $26.19 per share on April 1, 2026, and 12 Trust Shares at $24.982 per share on March 31, 2026. Both transactions were classified as open-market sales of non-derivative securities.

How many Carnival plc Trust Shares does Sir Jonathon Band hold after the sales?

After the reported sales, Sir Jonathon Band directly holds 52,601.3359 Trust Shares. These Trust Shares represent beneficial interests in a special voting share and include amounts accumulated through the dividend reinvestment feature of his account.

What are Carnival plc (CUK) Trust Shares and how are they structured?

The Trust Shares are beneficial interests in the P&O Princess Voting Trust’s special voting share of Carnival plc. They are paired with Carnival Corporation common stock, represented by the same stock certificate, and are issued in equivalent numbers when Carnival Corporation issues new common shares.

Were Sir Jonathon Band’s CUK Trust Shares acquired through dividend reinvestment?

The filing notes that his holdings include shares acquired via dividend reinvestment. This means part of his Trust Share position results from automatically reinvesting dividends into additional shares rather than taking cash distributions.