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Carnival (CUK) CEO disposes special voting Trust Shares in DLC unification

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carnival plc Chief Executive Officer Joshua Ian Weinstein reported dispositions of Trust Shares representing beneficial interests in a special voting share linked to Carnival Corporation stock. On May 7, 2026, these Trust Shares, held both directly and via The Franklin?s Tower Trust, were surrendered to Carnival plc for no consideration and canceled as part of the DLC Unification and Redomiciliation, without disposing of any Carnival Corporation securities.

Positive

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Negative

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Insider weinstein joshua ian
Role Chief Executive Officer
Type Security Shares Price Value
Disposition Trust Shares (beneficial Interest in Special Voting Share) 318,385.235 $0.00 --
Disposition Trust Shares (beneficial Interest in Special Voting Share) 706,532 $0.00 --
Holdings After Transaction: Trust Shares (beneficial Interest in Special Voting Share) — 0 shares (Direct, null); Trust Shares (beneficial Interest in Special Voting Share) — 0 shares (Indirect, The Franklin?s Tower Trust)
Footnotes (1)
  1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
Indirect Trust Shares disposed 706,532 Trust Shares Disposition to issuer via The Franklin?s Tower Trust on May 7, 2026
Direct Trust Shares disposed 318,385.2351 Trust Shares Direct disposition to issuer on May 7, 2026
Price per Trust Share $0.0000 per Trust Share Consideration for both dispositions
Shares after transaction 0 Trust Shares Total Trust Shares following each disposition entry
Trust Shares financial
"Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust"
special voting share financial
"Carnival plc issued one special voting share to the Trust"
dual listed company transaction financial
"In connection with the dual listed company transaction between Carnival plc and Carnival Corporation"
DLC Unification and Redomiciliation financial
"completed the previously announced DLC Unification and Redomiciliation Transactions"
beneficial interest financial
"The Trust Shares represent a beneficial interest in the Carnival plc special voting share"
Beneficial interest is the right to receive the economic benefits of an asset—such as dividends, interest, or sale proceeds—without necessarily holding legal title to it. For investors this matters because it determines who actually gains from an investment or trust, much like renting an apartment where the tenant enjoys living there and paying bills while the landlord holds the deed; understanding who has the beneficial interest affects income rights, voting influence, and risk exposure.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
weinstein joshua ian
(Last)(First)(Middle)
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
(Street)
MIAMI FLORIDA 33178
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CARNIVAL PLC [ CUK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Trust Shares (beneficial Interest in Special Voting Share)(1)05/07/2026D(2)318,385.2351D(2)0D
Trust Shares (beneficial Interest in Special Voting Share)(1)05/07/2026D(2)706,532D(2)0IThe Franklin?s Tower Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
2. On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
/s/ Josh Weinstein05/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CUK CEO Joshua Weinstein report?

Joshua Weinstein reported disposing of Trust Shares representing beneficial interests in a special voting share tied to Carnival Corporation stock. The Trust Shares were surrendered to Carnival plc for no consideration and then canceled as part of a broader corporate unification and redomiciliation transaction.

What are the Trust Shares referenced in the CUK Form 4 filing?

The Trust Shares are beneficial interests in a Carnival plc special voting share issued to P&O Princess Voting Trust. They are paired with Carnival Corporation common stock, represented by the same certificate, and were originally created in connection with the dual listed company transaction between Carnival plc and Carnival Corporation.

How many Trust Shares linked to CUK were surrendered and canceled?

Weinstein’s filing shows 706,532 Trust Shares held indirectly through The Franklin?s Tower Trust and 318,385.2351 Trust Shares held directly were surrendered. All were returned to Carnival plc for no consideration and then canceled in connection with the DLC Unification and Redomiciliation transaction.

Did the CUK CEO dispose of any Carnival Corporation common stock?

No Carnival Corporation common stock was disposed of. The footnotes state that only the Trust Shares representing beneficial interests in the special voting share were surrendered and canceled in the DLC Unification and Redomiciliation, and no Carnival Corporation securities were disposed of in this process.

What is the DLC Unification and Redomiciliation involving Carnival plc (CUK)?

On May 7, 2026, Carnival Corporation and Carnival plc completed the DLC Unification and Redomiciliation. Carnival plc became a wholly owned subsidiary of Carnival Corporation Ltd, and in connection with this, Trust Shares beneficially owned by Weinstein were surrendered to Carnival plc for no consideration and canceled.