CapsoVision owner transfers 3.99M shares to his firm

The transfer changed how the shares were held, with no cash or other consideration paid.

Rhea-AI Filing Summary

CapsoVision, Inc. (CV) ten percent owner Shen Ching Hang transferred 3,991,606 common shares on April 17, 2026, from direct ownership to indirect ownership through Star One Global Capital Limited, an entity he wholly owns and controls. The transfer involved no cash or other consideration; his reported direct holdings fell to 0 shares, while the reported indirect position through Star One was 6,400,527 shares after the transfer. The transfer is described as a change in the form of beneficial ownership exempt under Rule 16a-13, and Shen retains sole voting and investment power over the shares held by Star One.

Insider Trade Summary

Other: 7,983,212 shares

Other 2 txns

Insider Shen Ching Hang

Role 10% Owner

Type	Security	Shares	Price	Value
Other	Common stock F1, F3, F4, F2	3,991,606	$0.00	$0.00
Other	Common stock F1, F3, F4	3,991,606	$0.00	$0.00

Holdings After Transaction: Common stock — 0 shares (Direct); Common stock — 6,400,527 shares (Indirect, Star One Global Capital Limited)

Footnotes (4)

1. F1. Due to an administrative oversight, this Form 4 is being filed late to report the transfer of shares on April 17, 2026, from direct ownership to indirect ownership held through Star One, an entity 100% owned and controlled by the Reporting Person.
2. F2. 0 share - directly owned
3. F3. On April 17, 2026, the Reporting Person transferred 3,991,606 shares of Common Stock from direct ownership to Star One Global Capital Limited, an entity wholly owned and controlled by the Reporting Person. No cash or other consideration was paid in connection with the transfer. This transaction resulted only in a change in the form of beneficial ownership exempt under Rule 16a-13
4. F4. Price $0.00. No cash or other consideration was paid in connection with the transfer.

Key Figures

Common shares transferred: 3,991,606 shares Reported price per share: $0.00 Direct shares after transfer: 0 shares +1 more

4 metrics

Common shares transferred 3,991,606 shares From direct to indirect ownership on April 17, 2026

Reported price per share $0.00 Transfer on April 17, 2026

Direct shares after transfer 0 shares Reported position after the transfer

Indirect shares held through Star One 6,400,527 shares Reported position after the transfer

Key Terms

beneficial ownership, Rule 16a-13, sole voting and investment power

3 terms

beneficial ownership regulatory

"change in the form of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Rule 16a-13 regulatory

"exempt under Rule 16a-13"

sole voting and investment power regulatory

"retains sole voting and investment power"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did CV ten percent owner Shen Ching Hang transfer to Star One?

Shen Ching Hang transferred 3,991,606 common shares to Star One Global Capital Limited on April 17, 2026. After the transfer, the reported indirect position through Star One was 6,400,527 shares, and his reported direct position was 0 shares.

Did Shen Ching Hang report a Rule 10b5-1 plan for the transfer?

No Rule 10b5-1 plan is reported for the transfer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/23/2026 - 06:54 PM Accepted by SEC EDGAR 09/23/2026 - 06:53 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shen Ching Hang

(Last) (First) (Middle)

2F NO.112, LN 189, ZHONGSHAN N RD SEC 2

TAMSUI DIST

(Street)

NEW TAIPEI CITY 248

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
CapsoVision, Inc [ cv ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
04/17/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	04/17/2026		J(1)		3,991,606(3)	D	$0(4)	0(2)	D
Common stock	04/17/2026		J(1)		3,991,606(3)	A	$0(4)	6,400,527	I	Star One Global Capital Limited

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Due to an administrative oversight, this Form 4 is being filed late to report the transfer of shares on April 17, 2026, from direct ownership to indirect ownership held through Star One, an entity 100% owned and controlled by the Reporting Person.

2. 0 share - directly owned

3. On April 17, 2026, the Reporting Person transferred 3,991,606 shares of Common Stock from direct ownership to Star One Global Capital Limited, an entity wholly owned and controlled by the Reporting Person. No cash or other consideration was paid in connection with the transfer. This transaction resulted only in a change in the form of beneficial ownership exempt under Rule 16a-13

4. Price $0.00. No cash or other consideration was paid in connection with the transfer.

Remarks:

Represents a transfer of shares from direct ownership to indirect ownership held through Star One Global Capital Limited, an entity 100% owned and controlled by the Reporting Person. The Reporting Person retains sole voting and investment power over the securities held by Star One. This transfer constitutes a change in the form of beneficial ownership exempt under Rule 16a-13

	Ching-Hang Shen	09/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)