Welcome to our dedicated page for Carvana SEC filings (Ticker: CVNA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Carvana Co. SEC filings document the reporting framework for an online used-vehicle retailer with Class A and Class B common stock. Recent 8-K filings furnish shareholder letters, press releases, and conference-call materials covering quarterly and annual operating results, retail unit activity, revenue, profitability measures, expense trends, and the company's vertically integrated automotive e-commerce model.
Carvana's proxy and material-event filings also cover governance and capital-structure matters. These disclosures include annual meeting votes, executive compensation and pay-versus-performance information, the Carvana Co. 2026 Omnibus Incentive Plan, amendments to the company's certificate of incorporation, a five-for-one forward stock split, and related authorized share increases for its common stock classes.
Carvana Co. Chief Financial Officer Mark W. Jenkins reported a series of equity transactions involving the company’s Class A Common Stock. On April 29, 2026, 22,231 shares were acquired as vested RSUs, with 9,193 shares withheld to cover taxes, and the balance added to his holdings.
On May 1, 2026, he exercised stock options to acquire 12,750 shares at exercise prices of $51.97, $42.03, and $10.07 per share, then sold 12,750 shares in open-market transactions at prices including $400.04 and $378.56 per share.
These option exercises and related sales were executed under a pre-arranged Rule 10b5-1 trading plan. Following the reported transactions, Jenkins directly holds 222,877 shares of Carvana Class A Common Stock.
CARVANA CO. executive Stephen R. Palmer, Vice President of Accounting, reported an open-market sale of 1,000 shares of Class A Common Stock. The shares were sold at an average price of $395.32 per share on the reported date. After this transaction, Palmer directly holds 32,891 shares of Carvana stock. According to the filing, the sale was effected under a Rule 10b5-1 trading plan that Palmer adopted on May 28, 2025, indicating the trade was pre-arranged rather than initiated at his discretion on the trade date.
Carvana Co. Chief Executive Officer Ernest C. Garcia III reported vesting of performance-based restricted stock units and related tax withholding. On April 29, 2026, 22,412 shares of Class A Common Stock were acquired at no cost upon vesting of RSUs granted on January 24, 2024.
The filing also shows 9,268 shares of Class A Common Stock withheld to cover taxes due at vesting, a non-market disposition that did not involve an open-market sale. After these transactions, Garcia directly holds 932,757 Class A shares, in addition to indirect holdings through the Ernest Irrevocable 2004 Trust III and the Ernest C. Garcia III Multi-Generational Trust III.
Carvana Co. chief brand officer Ryan S. Keeton reported compensation-related stock activity involving Class A Common Stock. On April 29, 2026, 10,301 shares were acquired at no cost upon vesting of restricted stock units granted under a Performance Restricted Stock Unit Award Agreement. On the same date, 4,260 shares were withheld to cover taxes upon vesting. Following these non-market transactions, Keeton directly owned 81,695 shares of Carvana Class A Common Stock.
CARVANA CO. executive Paul W. Breaux reported routine equity compensation activity involving the company’s Class A Common Stock. On April 29, 2026, he received an award of 14,096 shares at a stated price of $0.00 per share, reflecting the vesting of previously granted performance-based restricted stock units after the performance condition was met.
To cover tax obligations triggered by this vesting, 5,829 shares were withheld by the issuer at a value of $396.59 per share, recorded as a tax-withholding disposition rather than an open-market sale. After these transactions, Breaux directly owned 78,514 shares of Carvana’s Class A Common Stock, indicating a net increase in his equity position from this compensation event.
Carvana Co. Chief Operating Officer Benjamin E. Huston reported multiple equity transactions in Carvana Class A Common Stock. He exercised non-qualified stock options for 10,000 shares at an exercise price of $10.07 per share and then sold 10,000 shares in a series of open-market transactions at prices ranging from the high $370s to just under $400 per share, pursuant to a pre-arranged Rule 10b5-1 trading plan.
On the same date as the option exercise, previously granted performance restricted stock units vested, resulting in an award of 22,231 shares, while 9,193 shares were withheld to cover tax obligations. Following these transactions, Huston directly holds 115,371 shares of Carvana Class A Common Stock, with no remaining derivative positions from the reported option grant.
Carvana Co.’s major shareholder Ernest C. Garcia II and his entities report updated holdings and a new options arrangement. Garcia is deemed to beneficially own 42,442,317 Class A shares on an as-converted basis, representing 22.9% of the Class A common stock outstanding as of April 27, 2026. These holdings include shares owned directly by Garcia and by ECG II SPE, LLC and ECG II SPE II, LLC, which he wholly owns and controls.
The amendment adds E-SPE II as a reporting person and describes a covered call transaction between E-SPE and Citibank on 4,000,000 Class A shares. The European-style options are exercisable only on May 21, 2027, allowing Citibank to purchase 2,000,000 shares at $450.00 per share and 2,000,000 shares at $500.00 per share. The options are secured by pledged Paired Interests in Carvana Group units and Class B shares, while Garcia retains voting and investment power over the pledged securities subject to the pledge terms.
CARVANA CO. insider entity ECG II SPE, LLC, which is wholly owned and controlled by Ernest C. Garcia II, sold 4,000,000 European-style covered call options on the company’s Class A common stock on May 1, 2026. The sale comprised 2,000,000 options with a strike price of $450.00 and 2,000,000 options with a strike price of $500.00, with E-SPE receiving a cash premium of $68.0575 per option.
To secure its obligations, E-SPE pledged 4,000,000 shares of Carvana Class B common stock and 5,000,000 Carvana Group, LLC Class A units, while retaining voting and investment power over these pledged shares subject to the pledge terms. The filing also notes that an earlier 4,000,000-option covered call position entered on May 9, 2025, with a strike price of $400.00 and a premium of $24.75 per option, expired on April 17, 2026 without being exercised. This Form 4 is being filed voluntarily in advance of the Form 5 reporting for the year ended December 31, 2026.
The filing is a Rule 144 resale/transfer notice reporting 10,000 shares of Common Stock tied to an exercise of stock options dated 05/01/2026. It lists three prior 10b5-1 sales of 10,000 shares each on 04/01/2026, 03/02/2026, and 02/02/2026 with the proceeds shown for each sale.