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CVRx, Inc. (CVRX) director receives new share and option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CVRx, Inc. director Mudit K. Jain reported equity compensation grants. He received 8,720 shares of Common Stock at no cost, bringing his direct holdings to 14,370 shares. He was also granted a stock option for 11,182 shares at an exercise price of $5.43 per share, expiring on June 1, 2036. The option vests on the earlier of June 1, 2027 or the company’s 2027 annual stockholder meeting. Separately, 980,183 shares are held indirectly by Treo Ventures I, L.P., where Jain is the general partner and shares voting and dispositive power, while disclaiming beneficial ownership beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Jain Mudit K.
Role null
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) 11,182 $0.00 --
Grant/Award Common Stock 8,720 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Stock Option (right to buy) — 11,182 shares (Direct, null); Common Stock — 14,370 shares (Direct, null); Common Stock — 980,183 shares (Indirect, See footnote)
Footnotes (1)
  1. Vests on the earlier of June 1, 2027 or the Issuer's 2027 annual meeting of stockholders. These shares are held directly by Treo Ventures I, L.P ("Treo"). The Reporting Person is the General Partner of Treo and shares voting and dispositive power over the shares held by Treo. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
Common stock grant 8,720 shares Director equity award of Common Stock
Direct holdings after grant 14,370 shares Total Common Stock directly held by Jain after award
Stock option size 11,182 shares Underlying Common Stock subject to new option grant
Option exercise price $5.43 per share Strike price for stock option granted to Jain
Option expiration June 1, 2036 Expiration date of stock option
Indirect holdings via Treo 980,183 shares CVRx shares held by Treo Ventures I, L.P.
Stock Option (right to buy) financial
"security_title: "Stock Option (right to buy)" for derivative transaction"
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
dispositive power financial
"shares voting and dispositive power over the shares held by Treo"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
pecuniary interest financial
"disclaims beneficial ownership ... except to the extent of his actual pecuniary interest"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jain Mudit K.
(Last)(First)(Middle)
9201 WEST BROADWAY AVE
SUITE 650
(Street)
MINNEAPOLIS MINNESOTA 55445
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CVRx, Inc. [ CVRX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A8,720(1)A$014,370D
Common Stock980,183ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$5.4306/01/2026A11,182 (1)06/01/2036Common Stock11,182$011,182D
Explanation of Responses:
1. Vests on the earlier of June 1, 2027 or the Issuer's 2027 annual meeting of stockholders.
2. These shares are held directly by Treo Ventures I, L.P ("Treo"). The Reporting Person is the General Partner of Treo and shares voting and dispositive power over the shares held by Treo. The Reporting Person disclaims beneficial ownership of all applicable shares except to the extent of his actual pecuniary interest in such shares.
/s/ Amy C. Seidel, Attorney-in-Fact06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did CVRX director Mudit K. Jain report in this Form 4 for CVRX?

Director Mudit K. Jain reported equity compensation grants from CVRx, Inc. He received 8,720 shares of Common Stock and a stock option for 11,182 shares, plus disclosed significant indirect holdings through Treo Ventures I, L.P.

How many CVRX shares did Mudit K. Jain receive directly in this filing?

Mudit K. Jain received 8,720 shares of CVRx Common Stock as a grant. After this award, his total direct holdings increased to 14,370 shares, reflecting his personal stake separate from any indirect positions through investment entities.

What are the key terms of the stock option granted to Mudit K. Jain by CVRX?

Jain was granted a stock option for 11,182 shares of CVRx Common Stock at an exercise price of $5.43 per share. The option expires on June 1, 2036 and vests by June 1, 2027 or the 2027 annual stockholder meeting, whichever occurs first.

When do Mudit K. Jain’s new CVRX equity awards vest?

The filing states the option vests on the earlier of June 1, 2027 or CVRx’s 2027 annual meeting of stockholders. This vesting schedule ties Jain’s long-term incentive to his continued board service and the company’s future governance timeline.

How many CVRX shares are held indirectly through Treo Ventures I, L.P.?

The filing shows 980,183 CVRx Common Stock shares held indirectly by Treo Ventures I, L.P. Jain is the general partner, sharing voting and dispositive power, but he disclaims beneficial ownership beyond his actual pecuniary interest in those shares.

Does this CVRX Form 4 indicate open-market buying or selling by Mudit K. Jain?

No open-market buying or selling is reported. The transactions are equity compensation grants: 8,720 shares of Common Stock and a stock option for 11,182 shares, both coded as awards rather than market purchases or sales.