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CPI Aerostructures (CVU) interim CFO forfeits RSUs, updates stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

CPI Aerostructures director and interim CFO updates share count after RSU forfeiture. Pamela Levesque reported the disposition of 3,704 shares of common stock at a price of $0.00, reflecting forfeited unvested restricted stock units tied to her prior non-employee director compensation when she became interim chief financial officer.

After adjusting for this forfeiture and adding three previously unreported shares, she now beneficially owns 95,310 shares of CPI Aerostructures common stock directly. This Form 4/A amendment is intended to correct her post-transaction holdings reported in several prior filings.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Levesque Pamela

(Last) (First) (Middle)
91 HEARTLAND BOULEVARD

(Street)
EDGEWOOD NY 11717

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CPI AEROSTRUCTURES INC [ CVU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Director and former CFO
3. Date of Earliest Transaction (Month/Day/Year)
07/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/22/2025 D(1) 3,704(1) D $0.00(1) 95,310(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of previously reported Common Stock issuable under unvested non-employee director compensation Restricted Stock Units (issued on January 10, 2025) which were forfeited as of the transaction date when the Reporting Person was appointed as Issuer's interim chief financial officer. The forfeiture was reported on a Form 5 of even date hereof and this amendment is filed to correct the Amount of Securities Beneficially Owned by the Reporting Person following the transactions reported on the Reporting Person's December 29, 2025, January 9, 2026 and January 20, 2026 Form 4 filings.
2. Represents the correct total Amount of Securities Owned by the Reporting Person after adjustment for the forfeiture described in Footnote 1 and the addition of three shares not reported on the Reporting Person's January 9, 2026 Form 4 filing resulting from a clerical error.
/s/ Pamela Levesque 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the CPI Aerostructures (CVU) Form 4/A filing report?

The Form 4/A reports a correction to director and interim CFO Pamela Levesque’s beneficial ownership. It reflects the forfeiture of unvested restricted stock units and minor prior clerical errors, updating her direct holdings to 95,310 CPI Aerostructures common shares.

How many CPI Aerostructures shares were forfeited by Pamela Levesque?

Pamela Levesque forfeited 3,704 shares of CPI Aerostructures common stock. These shares were previously reported as issuable under unvested non-employee director restricted stock units and were forfeited when she was appointed the company’s interim chief financial officer.

Why were Pamela Levesque’s CPI Aerostructures RSUs forfeited?

The restricted stock units were forfeited because Pamela Levesque was appointed interim chief financial officer. The filing explains that the 3,704 shares were tied to non-employee director compensation RSUs, which were forfeited as of that appointment date.

What is Pamela Levesque’s updated share ownership in CPI Aerostructures?

After adjusting for the RSU forfeiture and adding three previously unreported shares, Pamela Levesque beneficially owns 95,310 CPI Aerostructures common shares directly. This amended figure corrects her ownership following earlier transactions reported in late 2025 and early 2026.

Did the CPI Aerostructures Form 4/A involve an open-market sale of shares?

No, the filing shows a disposition of 3,704 shares at a price of $0.00, indicating a forfeiture rather than a market sale. The shares related to unvested restricted stock units that were canceled when Pamela Levesque became interim chief financial officer.

Which earlier CPI Aerostructures filings are corrected by this Form 4/A?

The amendment is filed to correct the amount of securities beneficially owned after transactions reported in Pamela Levesque’s December 29, 2025, January 9, 2026, and January 20, 2026 filings, as well as the forfeiture reported on a same-date Form 5.
Cpi Aerostruct

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