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Insider Filing: Debra A. Wasser Receives 11,100 CVV Shares Vesting Through 2026

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CVD Equipment Corp. director Debra Ann Wasser was issued an automatic grant of 11,100 common shares on 08/08/2025 under the company's previously disclosed Director Compensation Plan and the 2022 Share Incentive Plan. The shares were granted at no cash price and increase Ms. Wasser's direct beneficial ownership to 28,231 shares following the transaction.

The grant will vest in four quarterly tranches — on Sep 30, 2025, Dec 31, 2025, Mar 31, 2026 and Jun 30, 2026 — provided she remains a director on each vesting date. The filing reflects a routine director equity award consistent with disclosed compensation arrangements.

Positive

  • Automatic grant of 11,100 common shares to director Debra Ann Wasser is documented
  • Shares vest quarterly on Sep 30, 2025; Dec 31, 2025; Mar 31, 2026; and Jun 30, 2026, contingent on continued service
  • Beneficial ownership increased to 28,231 shares (direct) following the transaction

Negative

  • None.

Insights

TL;DR: Routine director equity grant of 11,100 shares; vests quarterly and raises direct ownership to 28,231 shares.

The Form 4 reports an automatic, non-cash issuance of 11,100 common shares to director Debra Ann Wasser under the company's Director Compensation Plan and the 2022 Share Incentive Plan. The award vests in four quarterly tranches contingent on continued board service. This is a standard governance-driven equity compensation event intended to align executive/director interests with shareholders. The filing does not disclose exercise/conversion features or any cash consideration, and shows the position as direct ownership following the grant.

TL;DR: Typical director compensation disclosure; vesting schedule ties retention to continued service through mid-2026.

The disclosure is concise and follows Section 16 reporting requirements for an automatic grant to a director. The four-quarter vesting schedule is explicitly stated and conditions vesting on ongoing service as a director. The report documents the change in direct beneficial ownership to 28,231 shares after the grant. No unusual terms, derivative instruments, or amendments are included in the filing text provided.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wasser Debra Ann

(Last) (First) (Middle)
C/O CVD EQUIPMENT CORPORATION
355 S. TECHNOLOGY DRIVE

(Street)
CENTRAL ISLIP NY 11722

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CVD EQUIPMENT CORP [ CVV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2025 A 11,100(1) A $0 28,231 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates.
/s/ Debra Ann Wasser 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for CVD Equipment (CVV) disclose about Debra Ann Wasser?

The Form 4 discloses an automatic grant of 11,100 common shares to director Debra Ann Wasser, increasing her direct beneficial ownership to 28,231 shares.

When were the shares granted and under what plan for CVV?

The shares were granted on 08/08/2025 pursuant to the company's Director Compensation Plan and the 2022 Share Incentive Plan.

Do the granted shares have a vesting schedule in the CVV filing?

Yes. The grant vests in four quarterly tranches on Sep 30, 2025, Dec 31, 2025, Mar 31, 2026, and Jun 30, 2026, subject to continued service as a director.

Was there any cash price or exercise price disclosed for the grant?

The filing shows the grant was issued at $0 (no cash consideration) as an automatic director award.

Does the Form 4 indicate any derivative securities or other transactions for Wasser?

No. The filing includes only a non-derivative common stock grant; Table II for derivative securities is empty in the provided content.
Cvd Equipment

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20.67M
5.32M
24.54%
17.21%
0.41%
Specialty Industrial Machinery
Special Industry Machinery, Nec
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United States
CENTRAL ISLIP