Welcome to our dedicated page for Clearwater Analytics Hldgs SEC filings (Ticker: CWAN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Clearwater Analytics Holdings, Inc. (CWAN) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a public company listed on the New York Stock Exchange, Clearwater Analytics submits periodic and current reports that describe its business, financial condition, governance, and material corporate events.
Investors can use this page to review Form 10-K annual reports and Form 10-Q quarterly reports, which explain Clearwater Analytics’ investment management technology platform, risk factors, and financial performance. These filings complement the company’s public statements that it operates a cloud-native, single-instance, multi-tenant system delivering real-time data and AI-driven insights across portfolio management, trading, investment accounting, reconciliation, regulatory reporting, performance, compliance, and risk analytics.
Form 8-K current reports are particularly important for CWAN, as they disclose material events such as earnings announcements, share repurchase authorizations, board changes, and merger-related developments. For example, Clearwater Analytics filed an 8-K describing its Agreement and Plan of Merger with GT Silver BidCo, Inc. and GT Silver Merger Sub, Inc., under which CWAN agreed to be acquired for cash consideration per share and, if the merger is consummated, to be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934.
This page also surfaces proxy statements on Schedule 14A, which provide details on stockholder meetings, voting matters, and, in the context of the proposed acquisition, information about the transaction and related processes. Where applicable, Form 4 insider transaction reports and other ownership filings can be reviewed to understand equity awards and changes in beneficial ownership by directors and officers.
Stock Titan enhances these documents with AI-powered summaries that highlight key points in lengthy filings, helping readers quickly identify items such as revenue trends, risk disclosures, merger terms, or changes in governance. Real-time updates from EDGAR ensure that new Clearwater Analytics filings, including 10-Ks, 10-Qs, 8-Ks, proxy materials, and insider reports, are available promptly for analysis and comparison over time.
Clearwater Analytics Holdings Chief Financial Officer James S. Cox exercised stock options and completed associated share sales and tax transactions in Class A Common Stock. He exercised 36,968 stock options at an exercise price of $4.40 per share, receiving an equal number of shares. On the same date, he disposed of 23,268 shares to cover tax obligations, classified as tax-withholding transactions, and sold 18,700 shares in open-market trades at weighted-average prices of around $24.07 per share. According to the disclosures, these sales were carried out under a prearranged Rule 10b5-1 trading plan and include issuer-mandated tax withholding, indicating they were largely routine rather than fully discretionary. After all transactions, Cox directly held 480,419 shares of Clearwater Analytics Class A Common Stock.
CWAN submitted a Form 144 notice reporting proposed sales of Common stock tied to option exercises and vested awards. The notice lists 18,700 shares (exercise of stock options), 13,700 shares (exercise, cash), and 5,000 RSUs with dates shown.
The excerpt also lists recent 10b5-1 plan sales, including 93,930 shares on 02/18/2026 and multiple sales of 18,700 shares on other dates with proceeds reported.
Clearwater Analytics Holdings, Inc. Chief Technology Officer Souvik Das reported an open-market sale of 10,000 shares of Class A Common Stock at a weighted average price of about $24.01 per share. The transaction on April 8, 2026 was executed under a pre-arranged Rule 10b5-1 trading plan, and Das continues to hold 200,109 shares directly after the sale, indicating he retained the vast majority of his stake.
SOUVIK DAS submitted a Form 144 disclosure showing proposed sales of Common stock and recent brokered transactions. The filing lists 10,000 Restricted Stock Units dated 02/28/2024 as securities to be sold through Morgan Stanley Smith Barney LLC. The filing also reports recent Rule 10b5-1 sales: 14,686 shares for $349,519.46 on 03/31/2026, 10,000 shares for $233,730.00 on 03/09/2026, 88,848 shares for $2,082,748.16 on 02/18/2026, and 10,000 shares for $238,875.00 on 02/09/2026.
Clearwater Analytics Holdings, Inc. proposes to merge with GT Silver BidCo, Inc. in a cash merger at $24.55 per share. The Board and a Special Committee recommended the Merger after receiving fairness opinions from PJT Partners and J.P. Morgan. Stockholders will vote at a virtual special meeting on May 6, 2026; record date was April 6, 2026 when 298,388,859 shares were outstanding. Parent has equity commitments of $5,904,969,802 and debt commitments totaling $3,525,000,000; the Merger is not conditioned on financing. Company equity awards, OpCo units and Class B shares will be exchanged and converted into Class A shares that are entitled to the Merger consideration, appraisal rights are available under Section 262 of the DGCL, and closing remains subject to regulatory clearances and other customary conditions.
Clearwater Analytics Holdings, Inc. is asking stockholders to approve a proposed merger under an Agreement and Plan of Merger dated December 20, 2025, by which GT Silver Merger Sub will merge into the Company and the surviving entity will be owned by funds managed by Permira, Warburg Pincus, Francisco Partners and Temasek. At the Effective Time, each outstanding share of Company Class A common stock (other than excluded or appraisal shares) will convert into the right to receive $24.55 per share in cash.
The Board and a Special Committee of independent directors, after receiving fairness opinions from PJT Partners and J.P. Morgan, recommend that stockholders vote FOR the Merger Agreement Proposal, the advisory compensation proposal and the adjournment proposal. The proxy describes financing commitments, a mandatory OpCo Units Exchange, appraisal rights under Section 262 (DGCL), customary closing conditions, go-shop/no-solicit provisions, and termination fees.
Clearwater Analytics Holdings, Inc. Chief Revenue Officer Scott Erickson reported compensation-related stock activity involving Restricted Stock Units (RSUs) and Class A Common Stock. On March 31, 2026, he exercised RSUs covering 35,279 Class A shares at a $0.00 exercise price, increasing his direct holdings.
On the same date, he sold a total of 18,790 Class A shares in open-market transactions at $23.7995 per share. A footnote explains these sales were mandated "sell to cover" transactions to fund tax withholding obligations tied to RSU vesting, and did not represent discretionary trades. After these transactions, he directly held 155,119 Class A shares.
Clearwater Analytics Holdings, Inc. Chief Financial Officer James S. Cox reported compensation-related equity activity involving Restricted Stock Units on March 31, 2026. He exercised RSU-derived derivative positions to acquire 37,936 shares of Class A Common Stock at an exercise price of $0.00 per share, reflecting vesting of previously granted awards.
On the same date, Cox sold 21,631 shares of Class A Common Stock at an average price of $23.7995 per share. A footnote explains these sales were made to cover tax withholding obligations in connection with RSU vesting under a mandated “sell to cover” arrangement and are not discretionary trades. Following these transactions, Cox directly held 485,419 shares of Class A Common Stock.
Clearwater Analytics Holdings Chief Technology Officer Souvik Das reported the vesting of Restricted Stock Units on Class A Common Stock. On March 31, 2026, RSU vesting converted into 27,663 shares of Class A Common Stock at an exercise price of $0.00 per share.
On the same date, Das sold a total of 14,686 shares of Class A Common Stock at an average price of $23.7995 per share to cover tax withholding obligations in connection with the RSU vesting, pursuant to an issuer-mandated “sell to cover” arrangement. Following these transactions, Das directly holds 210,109 Class A Common shares.
Clearwater Analytics Holdings, Inc. Chief Client Officer Subi Sethi reported multiple equity transactions on Class A Common Stock tied to Restricted Stock Units. Sethi exercised RSUs to acquire a total of 42,624 shares at a conversion price of $0.00 per share as part of scheduled vesting.
On the same date, Sethi sold 19,858 shares of Class A Common Stock at an average price of $23.7995 per share. Footnotes state these sales were mandated "sell to cover" transactions to satisfy tax withholding obligations related to RSU vesting, not discretionary sales. Following the transactions, Sethi directly held 388,256 shares of Class A Common Stock.