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CaliberCos (CWD) director awarded 23,585 stock options at $0.65

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CaliberCos Inc. director Taylor Lawrence X. III reported an award of 23,585 Employee Stock Options to buy Class A Common Stock at an exercise price of $0.65 per share, expiring on June 30, 2036. Footnotes state these options are granted under company equity incentive plans as part of his director compensation, alongside several earlier option grants at higher exercise prices that remain outstanding.

Positive

  • None.

Negative

  • None.
Insider Taylor Lawrence X. III
Role null
Type Security Shares Price Value
Grant/Award Employee Stock Options (right to buy) 23,585 $0.00 --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
holding Employee Stock Options (right to buy) -- -- --
Holdings After Transaction: Employee Stock Options (right to buy) — 23,585 shares (Direct, null)
Footnotes (1)
  1. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.
New option grant size 23,585 options Employee Stock Options granted with code A
New grant exercise price $0.65/share Exercise price for 23,585 options
New grant expiration June 30, 2036 Expiration date for 23,585 options
Low-strike existing options 23,658 options at $1.02 Existing Employee Stock Options expiring May 20, 2036
Mid-strike existing options 5,052 options at $3.55 Existing Employee Stock Options expiring June 17, 2035
Highest-strike existing options 4,064 options at $17.91 Existing Employee Stock Options expiring June 25, 2034
Employee Stock Options (right to buy) financial
"Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan."
2024 Equity Incentive Plan financial
"Options granted pursuant to Issuer's 2024 Equity Incentive Plan."
Amended and Restated 2017 Stock Incentive Plan financial
"Options granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan."
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Taylor Lawrence X. III
(Last)(First)(Middle)
8901 E MOUNTAIN VIEW RD
#150
(Street)
SCOTTSDALE ARIZONA 85258
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CaliberCos Inc. [ CWD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Options (right to buy)(1)$0.6506/30/2026A23,58506/30/202606/30/2036Class A Common Stock23,585(2)23,585D
Employee Stock Options (right to buy)(1)$1.0205/20/202605/20/2036Class A Common Stock23,65823,658D
Employee Stock Options (right to buy)(1)$6.3509/16/202509/16/2035Class A Common Stock2,0652,065D
Employee Stock Options (right to buy)(1)$3.5506/17/202506/17/2035Class A Common Stock5,0525,052D
Employee Stock Options (right to buy)(1)$13.1903/17/202503/17/2035Class A Common Stock1,6131,613D
Employee Stock Options (right to buy)(1)$1012/16/202412/16/2034Class A Common Stock1,8501,850D
Employee Stock Options (right to buy)(3)$12.409/30/202409/30/2034Class A Common Stock2,2422,242D
Employee Stock Options (right to buy)(3)$17.9106/25/202406/25/2034Class A Common Stock4,0644,064D
Explanation of Responses:
1. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.
2. Not applicable.
3. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.
Remarks:
/s/ Lawrence X. Taylor III07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did CaliberCos (CWD) director Taylor Lawrence X. III report in this Form 4?

He reported receiving 23,585 Employee Stock Options to buy Class A Common Stock. The options were granted as part of his compensation as a director and are documented as a grant or award acquisition in the filing’s transaction details and footnotes.

What is the exercise price and expiration date of the new CaliberCos director stock options?

The new options have an exercise price of $0.65 per share and expire on June 30, 2036. These terms apply to 23,585 Employee Stock Options to acquire CaliberCos Class A Common Stock reported as a grant or award acquisition.

Are the CaliberCos director’s reported options an open-market purchase or compensation grant?

They are a compensation grant, not an open-market purchase. The transaction uses code A for a grant, award, or other acquisition, and footnotes explain the options represent a portion of the reporting person’s compensation as a director under company equity incentive plans.

Which equity plans are referenced for the CaliberCos director’s option awards?

Footnotes reference the 2024 Equity Incentive Plan and the Amended and Restated 2017 Stock Incentive Plan. Both plans are described as sources of Employee Stock Options that represent part of the reporting person’s compensation for serving as a director of CaliberCos Inc.

What other CaliberCos stock options remain outstanding for the director after this grant?

Remaining Employee Stock Options include awards with exercise prices of $17.91, $12.40, $10.00, $13.19, $3.55, $6.35, and $1.02 per share. These cover various underlying share amounts and have expiration dates from 2034 through 2036 as listed in the filing.