Welcome to our dedicated page for CXApp SEC filings (Ticker: CXAIW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CXApp Inc. (CXAIW) SEC filings page provides access to regulatory documents for CXApp Inc., whose common stock trades under CXAI and whose warrants to purchase common stock trade under CXAIW on The Nasdaq Stock Market LLC. As an emerging growth company, CXApp files reports with the U.S. Securities and Exchange Commission that describe its capital structure, governance actions, and material corporate events.
Among these filings are current reports on Form 8-K, where CXApp Inc. discloses significant developments. One such filing describes an At The Market Offering Agreement with Maxim Group LLC, allowing the company to offer and sell shares of its Class A common stock under a shelf registration statement on Form S-3. The filing explains that potential proceeds are expected to be used for working capital and general corporate purposes and outlines the framework for at-the-market offerings under securities regulations.
Another 8-K filing details the company’s use of a Certificate of Validation under Section 204 of the Delaware General Corporation Law to ratify and validate its Second Amended and Restated Certificate of Incorporation. This document clarifies that corporate actions taken in reliance on that charter, including the issuance of shares of Class C common stock, are retroactively validated. The filing also notes the requirement to provide notice to stockholders regarding the ratified corporate act.
On this page, users can review CXApp Inc.’s SEC reports, including 8-K filings that address capital-raising arrangements, charter and governance matters, and other disclosed events relevant to holders of CXAI and CXAIW. AI-powered tools on the platform can help summarize key points from lengthy filings, highlight important sections, and make it easier to understand how specific documents relate to the company’s securities and corporate structure.
CXApp Inc. reported that it issued 4,616,481 shares of its common stock to Avondale Capital, LLC in a private transaction. The shares were delivered under a Pre-Paid Purchase #1 dated March 26, 2025, entered into pursuant to a Securities Purchase Agreement between the two parties.
The common shares were issued on January 26, 2026, January 27, 2026 and January 28, 2026 at a price of $0.24024 per share. CXApp relied on Section 4(a)(2) of the Securities Act of 1933, using an exemption for transactions not involving a public offering, which means these shares were sold without SEC registration and increase the company’s outstanding share count.
CXApp Inc. reported quarterly results for the three and six months ended June 30, 2025 showing continuing revenue generation but recurring losses. Revenue totaled $1.223 million in Q2 2025 versus $1.766 million in Q2 2024, and $2.447 million for the six months versus $3.584 million a year earlier. Gross profit was $1.052 million for the quarter. The company recorded a net loss of $3.139 million in Q2 and $4.755 million year-to-date, or ($0.16) and ($0.23) per share, respectively.
Liquidity shows $4.854 million in cash and a working capital deficiency of approximately $1.415 million. Convertible debt is recorded at $7.534 million and warrant liability declined to $1.472 million from $5.048 million at year-end. The company secured a Securities Purchase Agreement with Avondale allowing up to $20.0 million of Pre-Paid Purchases (initial tranche net proceeds ~$3.99 million, ~$15.8 million remaining) and has $3.52 million available under Streeterville. Management discloses going concern indicators but states financing measures provide at least one year of runway.
CXApp Inc. entered into an At The Market Offering Agreement with Maxim Group LLC to offer up to $7,959,040 of Class A common stock through sales under a Form S-3 shelf registration filed with the SEC on August 8, 2025. The Placement Shares will be sold from time to time, subject to the Registration Statement becoming effective, and proceeds are expected to be used for working capital and general corporate purposes.
The company disclosed a 3.0% cash commission payable to Maxim and reimbursement of certain expenses. The ATM has no minimum offering amount, so the number of shares and proceeds are presently undetermined. Separately, the company obtained waivers from Streeterville Capital and Avondale Capital of certain registration rights in connection with the Registration Statement, and Avondale consented to withdrawal of a prior resale registration statement.
CXApp Inc. filed a Form S-3 shelf registration that permits offers of up to $150,000,000 of common stock, preferred stock, subscription rights, units and warrants and includes a separate at-the-market sales agreement allowing up to $7,959,040 of common stock sales through Maxim Group LLC at a fixed commission of 3.0%. As of August 8, 2025, CXApp reported 23,435,234 shares outstanding (approximately 21,318,858 held by non-affiliates) and an aggregate market value of non-affiliate shares of approximately $23,877,120. The prospectus discloses strategic priorities in fiscal 2025 emphasizing AI-driven product development, expansion into enterprise customers and cost discipline.
The filing discloses material risk items including a history of operating losses, identified material weaknesses in internal control over financial reporting, Nasdaq listing and delisting risk, and that public warrants (10,751,862) and private placement warrants (10,280,000) remain outstanding with public warrant exercise price at $11.50 (public common share price reported at $0.9263 on Aug 5, 2025).