Welcome to our dedicated page for CXApp SEC filings (Ticker: CXAIW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CXApp Inc. (CXAIW) SEC filings page provides access to regulatory documents for CXApp Inc., whose common stock trades under CXAI and whose warrants to purchase common stock trade under CXAIW on The Nasdaq Stock Market LLC. As an emerging growth company, CXApp files reports with the U.S. Securities and Exchange Commission that describe its capital structure, governance actions, and material corporate events.
Among these filings are current reports on Form 8-K, where CXApp Inc. discloses significant developments. One such filing describes an At The Market Offering Agreement with Maxim Group LLC, allowing the company to offer and sell shares of its Class A common stock under a shelf registration statement on Form S-3. The filing explains that potential proceeds are expected to be used for working capital and general corporate purposes and outlines the framework for at-the-market offerings under securities regulations.
Another 8-K filing details the company’s use of a Certificate of Validation under Section 204 of the Delaware General Corporation Law to ratify and validate its Second Amended and Restated Certificate of Incorporation. This document clarifies that corporate actions taken in reliance on that charter, including the issuance of shares of Class C common stock, are retroactively validated. The filing also notes the requirement to provide notice to stockholders regarding the ratified corporate act.
On this page, users can review CXApp Inc.’s SEC reports, including 8-K filings that address capital-raising arrangements, charter and governance matters, and other disclosed events relevant to holders of CXAI and CXAIW. AI-powered tools on the platform can help summarize key points from lengthy filings, highlight important sections, and make it easier to understand how specific documents relate to the company’s securities and corporate structure.
CXApp Inc. reported that it issued an aggregate of 7,304,178 shares of common stock to Avondale Capital, LLC in a private transaction. The shares were delivered under Pre-Paid Purchase #2 and #3, which were entered into pursuant to a Securities Purchase Agreement dated March 26, 2025.
The common shares were issued on April 13, 2026, April 16, 2026 and April 17, 2026 at prices of $0.154427, $0.144872 and $0.144872 per share, respectively. The transaction was structured as an unregistered sale relying on Section 4(a)(2) of the Securities Act of 1933 for non-public offerings, and was accompanied by standard forward-looking statement cautions.
CXApp Inc. reported that it issued an aggregate of 7,304,178 shares of common stock to Avondale Capital, LLC in a private transaction. The shares were delivered under Pre-Paid Purchase #2 and #3, which were entered into pursuant to a Securities Purchase Agreement dated March 26, 2025.
The common shares were issued on April 13, 2026, April 16, 2026 and April 17, 2026 at prices of $0.154427, $0.144872 and $0.144872 per share, respectively. The transaction was structured as an unregistered sale relying on Section 4(a)(2) of the Securities Act of 1933 for non-public offerings, and was accompanied by standard forward-looking statement cautions.
CXApp Inc. reported that Chief Executive Officer Sheikh Khurram P received new stock option awards as part of his annual compensation. On April 13, 2026, he was granted 675,000 stock options for Class A Common Stock at an exercise price of $0.16 per share, expiring on April 13, 2036. These options vest one-third on the first anniversary of the grant date, with the remaining two-thirds vesting in equal monthly installments over the following 24 months.
On the same date, he was also granted 225,000 performance-based stock options for Class A Common Stock at the same $0.16 exercise price and April 13, 2036 expiration. These performance-based options will vest based on the company’s stock price performance, tying a portion of his compensation to future market outcomes.
CXApp Inc. reported that Chief Executive Officer Sheikh Khurram P received new stock option awards as part of his annual compensation. On April 13, 2026, he was granted 675,000 stock options for Class A Common Stock at an exercise price of $0.16 per share, expiring on April 13, 2036. These options vest one-third on the first anniversary of the grant date, with the remaining two-thirds vesting in equal monthly installments over the following 24 months.
On the same date, he was also granted 225,000 performance-based stock options for Class A Common Stock at the same $0.16 exercise price and April 13, 2036 expiration. These performance-based options will vest based on the company’s stock price performance, tying a portion of his compensation to future market outcomes.
CXApp Inc. Chief Financial Officer Joy Mbanugo received two stock option awards as part of her annual compensation. On April 13, 2026, she was granted 187,500 stock options for Class A Common Stock with a $0.16 exercise price, vesting one-third on the first anniversary and the remainder in equal monthly installments over the next 24 months. She was also granted 62,500 performance-based stock options at the same $0.16 exercise price, which will vest based on the company’s stock price performance. These are compensation-related awards, not open-market share purchases or sales.
CXApp Inc. Chief Financial Officer Joy Mbanugo received two stock option awards as part of her annual compensation. On April 13, 2026, she was granted 187,500 stock options for Class A Common Stock with a $0.16 exercise price, vesting one-third on the first anniversary and the remainder in equal monthly installments over the next 24 months. She was also granted 62,500 performance-based stock options at the same $0.16 exercise price, which will vest based on the company’s stock price performance. These are compensation-related awards, not open-market share purchases or sales.
CXApp Inc. reported an unregistered sale of equity securities. The company issued an aggregate of 4,116,659 shares of common stock to Avondale Capital, LLC under two Pre-Paid Purchase agreements entered into pursuant to a Securities Purchase Agreement dated March 26, 2025.
The shares were issued on March 30, 2026, April 1, 2026, April 8, 2026 and April 10, 2026 at per-share prices of $0.180453, $0.18045, $0.154427 and $0.154427, respectively. The transaction relied on the Section 4(a)(2) exemption from registration for offerings not involving a public offering.
CXApp Inc. reported an unregistered sale of equity securities. The company issued an aggregate of 4,116,659 shares of common stock to Avondale Capital, LLC under two Pre-Paid Purchase agreements entered into pursuant to a Securities Purchase Agreement dated March 26, 2025.
The shares were issued on March 30, 2026, April 1, 2026, April 8, 2026 and April 10, 2026 at per-share prices of $0.180453, $0.18045, $0.154427 and $0.154427, respectively. The transaction relied on the Section 4(a)(2) exemption from registration for offerings not involving a public offering.
CXApp Inc. provides an AI-powered, mobile-first employee experience SaaS platform that helps enterprises manage hybrid workplaces, space utilization and engagement, backed by 37 filed patents, including 17 granted. Customers are largely Fortune 1000 firms across technology, financial services, manufacturing, entertainment and life sciences.
The company remains unprofitable, with net losses of $13.5 million in 2025 and $19.4 million in 2024, and a workforce of about 35 employees as of March 24, 2026. It recorded a $2.1 million goodwill impairment in 2025 and depends heavily on a few large customers; the top three represented about 40% of 2025 revenue.
CXApp previously reported material weaknesses in internal control but states these were remediated by December 31, 2025. Its stock faces Nasdaq minimum bid price noncompliance, with an extension to September 7, 2026 to regain a bid of at least $1.00 for 10 consecutive business days, or risk delisting.
CXApp Inc. provides an AI-powered, mobile-first employee experience SaaS platform that helps enterprises manage hybrid workplaces, space utilization and engagement, backed by 37 filed patents, including 17 granted. Customers are largely Fortune 1000 firms across technology, financial services, manufacturing, entertainment and life sciences.
The company remains unprofitable, with net losses of $13.5 million in 2025 and $19.4 million in 2024, and a workforce of about 35 employees as of March 24, 2026. It recorded a $2.1 million goodwill impairment in 2025 and depends heavily on a few large customers; the top three represented about 40% of 2025 revenue.
CXApp previously reported material weaknesses in internal control but states these were remediated by December 31, 2025. Its stock faces Nasdaq minimum bid price noncompliance, with an extension to September 7, 2026 to regain a bid of at least $1.00 for 10 consecutive business days, or risk delisting.
CXApp Inc. reported issuing 10,028,891 shares of common stock to Avondale Capital, LLC in a private transaction under prior pre-paid purchase arrangements tied to a 2025 securities purchase agreement. The shares were delivered on multiple dates in February and March 2026 at prices between $0.156793 and $0.199381 per share, relying on an exemption from Securities Act registration for transactions not involving a public offering.
CXApp Inc. reported issuing 10,028,891 shares of common stock to Avondale Capital, LLC in a private transaction under prior pre-paid purchase arrangements tied to a 2025 securities purchase agreement. The shares were delivered on multiple dates in February and March 2026 at prices between $0.156793 and $0.199381 per share, relying on an exemption from Securities Act registration for transactions not involving a public offering.
CXApp Inc. disclosed that Nasdaq has granted it an additional 180-day grace period, until September 7, 2026, to regain compliance with Nasdaq’s minimum bid price rule. The company’s stock had traded below the required $1.00 per share for at least 30 consecutive business days, triggering the deficiency notice.
The extension allows CXApp’s common stock to continue trading on the Nasdaq Capital Market while it works to cure the issue. The company has informed Nasdaq it intends to address the deficiency, potentially through a reverse stock split if needed. If the closing bid is at or above $1.00 for at least ten consecutive trading days before the deadline, compliance will be restored. Failure to do so could lead to delisting, although CXApp would have the right to appeal.
CXApp Inc. disclosed that Nasdaq has granted it an additional 180-day grace period, until September 7, 2026, to regain compliance with Nasdaq’s minimum bid price rule. The company’s stock had traded below the required $1.00 per share for at least 30 consecutive business days, triggering the deficiency notice.
The extension allows CXApp’s common stock to continue trading on the Nasdaq Capital Market while it works to cure the issue. The company has informed Nasdaq it intends to address the deficiency, potentially through a reverse stock split if needed. If the closing bid is at or above $1.00 for at least ten consecutive trading days before the deadline, compliance will be restored. Failure to do so could lead to delisting, although CXApp would have the right to appeal.
CXApp Inc. reported that it issued 4,616,481 shares of its common stock to Avondale Capital, LLC in a private transaction. The shares were delivered under a Pre-Paid Purchase #1 dated March 26, 2025, entered into pursuant to a Securities Purchase Agreement between the two parties.
The common shares were issued on January 26, 2026, January 27, 2026 and January 28, 2026 at a price of $0.24024 per share. CXApp relied on Section 4(a)(2) of the Securities Act of 1933, using an exemption for transactions not involving a public offering, which means these shares were sold without SEC registration and increase the company’s outstanding share count.
CXApp Inc. reported that it issued 4,616,481 shares of its common stock to Avondale Capital, LLC in a private transaction. The shares were delivered under a Pre-Paid Purchase #1 dated March 26, 2025, entered into pursuant to a Securities Purchase Agreement between the two parties.
The common shares were issued on January 26, 2026, January 27, 2026 and January 28, 2026 at a price of $0.24024 per share. CXApp relied on Section 4(a)(2) of the Securities Act of 1933, using an exemption for transactions not involving a public offering, which means these shares were sold without SEC registration and increase the company’s outstanding share count.
CXApp Inc. reported quarterly results for the three and six months ended June 30, 2025 showing continuing revenue generation but recurring losses. Revenue totaled $1.223 million in Q2 2025 versus $1.766 million in Q2 2024, and $2.447 million for the six months versus $3.584 million a year earlier. Gross profit was $1.052 million for the quarter. The company recorded a net loss of $3.139 million in Q2 and $4.755 million year-to-date, or ($0.16) and ($0.23) per share, respectively.
Liquidity shows $4.854 million in cash and a working capital deficiency of approximately $1.415 million. Convertible debt is recorded at $7.534 million and warrant liability declined to $1.472 million from $5.048 million at year-end. The company secured a Securities Purchase Agreement with Avondale allowing up to $20.0 million of Pre-Paid Purchases (initial tranche net proceeds ~$3.99 million, ~$15.8 million remaining) and has $3.52 million available under Streeterville. Management discloses going concern indicators but states financing measures provide at least one year of runway.
CXApp Inc. entered into an At The Market Offering Agreement with Maxim Group LLC to offer up to $7,959,040 of Class A common stock through sales under a Form S-3 shelf registration filed with the SEC on August 8, 2025. The Placement Shares will be sold from time to time, subject to the Registration Statement becoming effective, and proceeds are expected to be used for working capital and general corporate purposes.
The company disclosed a 3.0% cash commission payable to Maxim and reimbursement of certain expenses. The ATM has no minimum offering amount, so the number of shares and proceeds are presently undetermined. Separately, the company obtained waivers from Streeterville Capital and Avondale Capital of certain registration rights in connection with the Registration Statement, and Avondale consented to withdrawal of a prior resale registration statement.