Citizens Community Bancorp (NASDAQ: CZWI) CFO exercises 2,000 options and updates holdings

Rhea-AI Filing Summary

Citizens Community Bancorp Inc. executive vice president and CFO James S. Broucek exercised stock options for 2,000 shares of common stock at $13.6000 per share. Following the exercise, he directly owns 24,096 common shares and indirectly holds 43,314 shares through a self-directed IRA. He also continues to hold 6,000 common stock options, which are scheduled to expire on October 31, 2027. These options were granted under the company’s 2008 Equity Incentive Plan.

Insider Trade Summary

2,000 shares exercised/converted

Mixed 3 txns

Insider BROUCEK JAMES S

Role EVP/CFO/Treasurer/Secretary

Type	Security	Shares	Price	Value
Exercise	Common Stock Option (right to buy)	2,000	$13.60	$27K
Exercise	Common Stock, par value $0.01 per share	2,000	$13.60	$27K
holding	Common Stock, par value $0.01 per share	--	--	--

Holdings After Transaction: Common Stock Option (right to buy) — 6,000 shares (Direct, null); Common Stock, par value $0.01 per share — 24,096 shares (Direct, null); Common Stock, par value $0.01 per share — 43,314 shares (Indirect, By IRA)

Footnotes (1)

1. These shares are held in the reporting person's self-directed IRA. The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.

Key Figures

Options exercised: 2,000 shares Exercise price: $13.6000 per share Direct holdings after: 24,096 shares +3 more

6 metrics

Options exercised 2,000 shares Common stock options exercised on June 1, 2026 at $13.6000

Exercise price $13.6000 per share Strike price for exercised common stock options

Direct holdings after 24,096 shares Common stock directly owned following the transaction

Indirect IRA holdings 43,314 shares Common stock held through self-directed IRA

Options remaining 6,000 options Common stock options outstanding after exercise

Option expiration October 31, 2027 Expiration date for remaining common stock options

Key Terms

Common Stock Option (right to buy), self-directed IRA, 2008 Equity Incentive Plan, Exercise or conversion of derivative security

4 terms

Common Stock Option (right to buy) financial

"security_title: Common Stock Option (right to buy)"

self-directed IRA financial

"These shares are held in the reporting person's self-directed IRA."

2008 Equity Incentive Plan financial

"The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows"

Exercise or conversion of derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BROUCEK JAMES S

(Last) (First) (Middle)

C/O CITIZENS COMMUNITY BANCORP, INC.

2174 EASTRIDGE CENTER

(Street)

EAU CLAIRE WISCONSIN 54701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Citizens Community Bancorp Inc. [ CZWI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP/CFO/Treasurer/Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	06/01/2026		M		2,000	A	$13.6	24,096	D
Common Stock, par value $0.01 per share								43,314	I	By IRA(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock Option (right to buy)	$13.6	06/01/2026		M			2,000	(2)	10/31/2027	Common Stock	2,000	$13.6	6,000	D

Explanation of Responses:

1. These shares are held in the reporting person's self-directed IRA.

2. The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.

Remarks:

	/s/ Rebecca L. Johnson, Attorney-in-fact	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did CZWI EVP/CFO James S. Broucek report in this Form 4?

He reported exercising stock options for 2,000 shares of Citizens Community Bancorp common stock at $13.6000 per share, updating his direct and indirect shareholdings and disclosing remaining option holdings under the company’s 2008 Equity Incentive Plan.

How many CZWI shares does James S. Broucek own directly after the transaction?

After exercising options, he directly owns 24,096 shares of Citizens Community Bancorp common stock. This reflects his personal holdings separate from any indirectly held shares, such as those in retirement or other investment accounts.

What indirect CZWI holdings does James S. Broucek report in his Form 4?

He reports indirect ownership of 43,314 Citizens Community Bancorp shares through a self-directed IRA. The filing notes these shares are held in the reporting person’s self-directed IRA, indicating they are part of his retirement assets.

At what price were the CZWI stock options exercised in this filing?

The options were exercised at a price of $13.6000 per share for 2,000 shares of common stock. This price represents the option’s exercise or strike price specified under the original equity award terms.

How many CZWI stock options does James S. Broucek hold after this exercise?

Following the reported exercise, he holds 6,000 common stock options. These options relate to Citizens Community Bancorp common stock and are scheduled to expire on October 31, 2027, unless exercised earlier under the plan’s terms.

What plan governs the CZWI options exercised by James S. Broucek?

The exercised common stock options were awarded under Citizens Community Bancorp’s 2008 Equity Incentive Plan. Footnotes explain the vesting schedule for these awards, with portions vesting on specific October 31 dates from 2018 through 2022.