Welcome to our dedicated page for Data I.O. SEC filings (Ticker: DAIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Data I/O Corporation filings document formal disclosures for a public operating company that provides data programming and security provisioning solutions for microcontrollers, security ICs and memory devices. Recent 8-K reports cover financial results, operating updates, cybersecurity incident disclosures and Regulation FD materials tied to the company’s manufacturing, support and technology operations.
The company’s SEC record also includes governance and reporting matters, including bylaw amendments, annual-meeting timing, board composition updates, executive-officer transition disclosures, employment-agreement exhibits and a Form 12b-25 notice related to audit completion and the timing of an annual report. These filings provide the official record of Data I/O’s governance actions, material events and periodic reporting obligations.
Data I/O Corporation adopted a 2023 Omnibus Incentive Compensation Plan to grant stock-based awards to employees, officers, consultants and non-employee directors. The plan is designed to attract and retain service providers and align their interests with shareholders through equity ownership.
The plan authorizes awards for up to 2,500,000 Shares plus unused and returning shares from the prior stock plan, with detailed share-counting and recycling rules. Annual limits generally cap grants at 200,000 Shares per year for most participants (with an additional one-time 100,000-Share hiring grant) and 100,000 Shares per year for non-employee directors.
Awards may include options, stock appreciation rights, restricted stock, RSUs, performance stock units, dividend equivalents and other stock-based awards, generally subject to a minimum one-year vesting requirement, with limited exceptions for up to 5% of the share pool and specific director and substitute awards. The plan includes change in control mechanics, Section 409A compliance rules, a clawback provision, and runs for 10 years from Board adoption, with shareholder approval obtained on May 18, 2023 and amendment by shareholders on July 8, 2026.
Larson Garrett Riley reported acquisition or exercise transactions in this Form 4 filing.
DATA I/O CORP director Garrett Riley Larson received an equity award of 16,260 shares of Common Stock on July 8, 2026. The award is an RSU grant that vests over the earlier of 1 year or the next Annual Meeting of Shareholders. Following this grant, Larson directly holds 46,832 shares of Common Stock.
SMITH EDWARD J reported acquisition or exercise transactions in this Form 4 filing.
DATA I/O CORP director Edward J. Smith received a grant of 16,260 shares of common stock in the form of restricted stock units at a fair market value of $3.555 per share. The RSUs vest over the earlier of 1 year or the next Annual Meeting of Shareholders. Following this award, Smith holds 79,375 shares of common stock directly.
Washlow Sally A. reported acquisition or exercise transactions in this Form 4 filing.
DATA I/O CORP director RSU award: Director Sally A. Washlow received a grant of 16,260 shares of Common Stock as a restricted stock unit (RSU) award at a fair market value of $3.555 per share. The RSUs vest over the earlier of one year or the next Annual Meeting of Shareholders. Following this grant, she holds 88,911 shares directly.
DATA I/O CORP director Steven M. Waszak received an equity award. On July 8, 2026 he acquired 16,260 shares of common stock as a restricted stock unit grant, using a fair market value price of $3.555 per share. The RSUs vest over the earlier of one year or the next Annual Meeting of Shareholders, bringing his direct holdings to 24,210 shares after the grant.
DATA I/O CORP ownership filing: Laurence W. Lytton and affiliated entities report beneficial ownership stakes in Common Stock.
The filing states Mr. Lytton beneficially owns 1,026,424 shares (9.9%), Lytton-Kambara Foundation owns 590,374 shares (5.8%), and AWL Family LLC owns 300,208 shares (2.9%), based on 9,394,422 shares outstanding as of April 30, 2026.
Data I/O Corporation closed a $9 million private investment with two institutional investors, providing new funding for working capital, general corporate purposes and potential strategic acquisitions. The financing combines common stock, unsecured convertible debentures and warrants.
The company issued 869,840 shares of common stock, convertible debentures with aggregate principal of about $6.8 million and warrants to purchase up to 1,080,000 shares. The warrants carry a $3.00 exercise price and are exercisable for five years.
The debentures bear 4.0% annual interest, maturing five years from issuance, and are convertible into non-voting Series B preferred stock, which is in turn convertible into common stock at an initial $2.50 per-share conversion price. Automatic conversion to preferred stock and removal of certain warrant restrictions depend on future stockholder approval under Nasdaq rules. Data I/O plans to register the resale of the issued and underlying shares with the SEC.
Data I/O Corporation is asking shareholders to vote on several key items at its July 8, 2026 in‑person annual meeting in Redmond, Washington. Shareholders will elect five directors, ratify Grant Thornton LLP as independent auditors for 2026, and cast an advisory Say‑on‑Pay vote on executive compensation.
Two proposals could significantly affect the capital structure. One would amend the 2023 Omnibus Incentive Compensation Plan to add 2,000,000 shares for future equity awards. Another would approve the potential issuance of 20% or more of outstanding common stock, possibly below the Nasdaq Minimum Price, to holders of certain convertible securities and any related change of control deemed to occur.
Data I/O Corporation entered into a private financing agreement with the Lytton-Kambara Foundation and the Alice W. Lytton Family LLC for an aggregate purchase price of $9 million. The deal includes 869,840 shares of common stock, a five-year convertible note with a principal amount of $6,825,400 bearing 4% annual interest, and warrants for 1,080,000 common shares at $3.00 per share.
The note is convertible into Series B Convertible Preferred Stock at $1,000 per preferred share and may automatically convert if shareholders approve a proposal at the 2026 annual meeting. Each preferred share carries a 4% cumulative dividend on its $1,000 stated value and is initially convertible into common stock at $2.50 per share, subject to adjustment. Warrants are exercisable for five years, and conversions or exercises are limited by a 9.99% beneficial ownership cap and an aggregate Investor Issuance Cap of 1,869,470 common shares. The securities are being issued in a private placement under Regulation D exemptions, with the company agreeing to register the resale of the underlying common shares.