Laurence Lytton and affiliates disclose 9.9% stake in DATA I/O (DAIO)
Rhea-AI Filing Summary
DATA I/O CORP ownership filing: Laurence W. Lytton and affiliated entities report beneficial ownership stakes in Common Stock.
The filing states Mr. Lytton beneficially owns 1,026,424 shares (9.9%), Lytton-Kambara Foundation owns 590,374 shares (5.8%), and AWL Family LLC owns 300,208 shares (2.9%), based on 9,394,422 shares outstanding as of April 30, 2026.
Positive
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Insights
Major holder disclosure shows concentrated multi-entity holdings and voting alignment.
The filing lists combined beneficial positions held by Laurence W. Lytton and related entities: 1,026,424 shares (Lytton), 590,374 shares (Foundation), and 300,208 shares (AWL). The percentages are calculated using 9,394,422 shares outstanding as of April 30, 2026.
Comments state inclusion of warrants and convertible notes subject to a 9.99% beneficial ownership limitation. Future disclosures may clarify any coordinated voting arrangements; the filing references a joint-filing agreement exhibit.
Ownership includes warrants and convertible instruments that are limited by ownership caps.
The schedule specifies that reported holdings include underlying instruments: warrants to purchase shares (e.g., 1,080,000 warrants referenced for Mr. Lytton) and convertible notes; these instruments are each subject to a 9.99% beneficial ownership limitation.
Share counts and the limitation affect potential near-term conversion/exercise economics; timing and cash‑flow treatment for any exercises are not stated in the excerpt.
Key Figures
Key Terms
beneficial ownership limitation regulatory
warrants to purchase financial
convertible notes financial
Schedule 13G regulatory
FAQ
What stake does Laurence W. Lytton report in DATA I/O Corp (DAIO)?
How much does the Lytton-Kambara Foundation own in DATA I/O Corp (DAIO)?
Do the reported holdings include warrants or convertible instruments?
AI-generated analysis. How Rhea-AI works. Not financial advice.