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Dana Inc. (DAN) CFO Kraus acquires 1,774 dividend equivalent rights on RSUs

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dana Inc. senior vice president and chief financial officer Timothy R. Kraus reported an automatic equity-related transaction involving derivative securities on 11/28/2025. He acquired 1,774 dividend equivalent rights tied to previously granted restricted stock units. Each dividend equivalent right is the economic equivalent of one share of Dana common stock and becomes exercisable proportionately with the related restricted stock units.

Following this transaction, Kraus beneficially owned 12,074 derivative securities, held directly. This filing reflects routine compensation-related accruals rather than an open-market purchase or sale of Dana common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kraus Timothy R

(Last) (First) (Middle)
3939 TECHNOLOGY DRIVE

(Street)
MAUMEE OH 43537

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DANA Inc [ DAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Dividend Equivalent Rights (1) 11/28/2025 A 1,774 (1) (1) Common Stock, par value $0.01 1,774 $0.0000 12,074 D
Explanation of Responses:
1. Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
/s/ Laura L. Aossey on behalf of Timothy R. Kraus 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Dana Inc. (DAN) report for Timothy R. Kraus?

Timothy R. Kraus, Dana Inc.'s SVP & Chief Financial Officer, reported acquiring 1,774 dividend equivalent rights on 11/28/2025 related to existing restricted stock units.

What are the dividend equivalent rights reported for Dana Inc. (DAN)?

The filing states that the dividend equivalent rights accrued on previously granted restricted stock units, are exercisable proportionately with those units, and each right is the economic equivalent of one share of Dana common stock.

How many derivative securities does Timothy R. Kraus beneficially own after this transaction at Dana Inc. (DAN)?

After the reported transaction, Timothy R. Kraus beneficially owned 12,074 derivative securities, held in a direct ownership form.

Was this Dana Inc. (DAN) insider transaction an open-market trade?

No. The report describes an accrual of dividend equivalent rights on existing restricted stock units, not an open-market purchase or sale of Dana common stock.

What role does Timothy R. Kraus hold at Dana Inc. (DAN)?

Timothy R. Kraus is identified as an Officer of Dana Inc., serving as SVP & Chief Financial Officer.

How do the dividend equivalent rights at Dana Inc. (DAN) become exercisable?

According to the disclosure, the dividend equivalent rights become exercisable proportionately with the restricted stock units to which they relate.
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