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Dana (NYSE: DAN) CFO receives 403 dividend equivalent rights tied to RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Kraus Timothy R reported acquisition or exercise transactions in this Form 4 filing.

DANA Inc senior vice president and chief financial officer Timothy R. Kraus received a grant of 403 dividend equivalent rights on May 29, 2026. These rights accrue on previously granted restricted stock units and become exercisable in step with those units. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. After this award, Kraus directly holds 7,652 dividend equivalent rights, reflecting routine, compensation-related accruals rather than open-market buying or selling.

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Insider Kraus Timothy R
Role SVP & Chief Financial Officer
Type Security Shares Price Value
Grant/Award Dividend Equivalent Rights 403 $0.00 --
Holdings After Transaction: Dividend Equivalent Rights — 7,652 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Dividend equivalent rights granted 403 rights Award date May 29, 2026
Dividend equivalent rights after transaction 7,652 rights Holdings following May 29, 2026 award
Transaction price per right $0.0000 per right Grant of dividend equivalent rights
Underlying common stock equivalence 1 right = 1 share equivalent Each right is economic equivalent of one share
Dividend Equivalent Rights financial
"Dividend equivalent rights accrued on previously granted restricted stock units"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
restricted stock units financial
"accrued on previously granted restricted stock units and become exercisable"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each dividend equivalent right is the economic equivalent of one share"
Common Stock, par value $0.01 financial
"underlying_security_title": "Common Stock, par value $0.01""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kraus Timothy R
(Last)(First)(Middle)
3939 TECHNOLOGY DRIVE
(Street)
MAUMEE OHIO 43537
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
DANA Inc [ DAN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP & Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Dividend Equivalent Rights(1)05/29/2026A403 (1) (1)Common Stock, par value $0.01403$0.00007,652D
Explanation of Responses:
1. Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
/s/ Laura L. Aossey on behalf of Timothy R. Kraus06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did DANA Inc (DAN) report for Timothy R. Kraus?

DANA Inc reported that Timothy R. Kraus received 403 dividend equivalent rights on May 29, 2026. These rights accrue on his previously granted restricted stock units and track the value of Dana common stock on a one-for-one economic basis.

Are the DANA Inc (DAN) transactions by Timothy R. Kraus open-market trades?

The reported activity is not an open-market trade. Timothy R. Kraus received 403 dividend equivalent rights as a compensation-related award tied to existing restricted stock units, rather than buying or selling Dana common stock in the open market.

How many dividend equivalent rights does Timothy R. Kraus hold after this DANA Inc (DAN) filing?

After the May 29, 2026 award, Timothy R. Kraus directly holds 7,652 dividend equivalent rights. These rights are linked to his restricted stock units and each represents the economic equivalent of one share of Dana common stock as those units vest over time.

What are dividend equivalent rights in the context of DANA Inc (DAN)?

For DANA Inc, dividend equivalent rights accrue on previously granted restricted stock units. According to the filing, they become exercisable proportionately with those units, and each dividend equivalent right is the economic equivalent of one share of Dana common stock.

Does the DANA Inc (DAN) Form 4 indicate changes to Timothy R. Kraus’s stock options?

The Form 4 focuses on 403 dividend equivalent rights granted to Timothy R. Kraus, tied to restricted stock units. It does not describe stock option exercises or sales, and derivativeSummary shows no remaining derivative positions from this transaction in the provided data.