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Dana Inc SEC Filings

DAN NYSE

Welcome to our dedicated page for Dana SEC filings (Ticker: DAN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Dana Incorporated's SEC filings document a NYSE-listed manufacturer of vehicle propulsion, powertrain, thermal, electrodynamic, and sealing technologies. Its common stock is registered under the symbol DAN, and recent Form 8-K reports furnish operating results, Regulation FD materials, capital-allocation actions, portfolio updates, and strategic presentations tied to Dana 2030.

The company's proxy and annual meeting filings cover board elections, advisory executive compensation votes, auditor ratification, equity incentive matters, and shareholder voting results. Other material-event filings address dividends, share repurchase authorization, performance-vested stock unit awards, leadership-transition matters, risk-factor references, capital structure, and completed actions affecting the company's business portfolio and debt profile.

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Dana Incorporated senior executive Brian K. Pour, SVP & President Commercial Vehicle Drive, received an award of 20,321 restricted stock units on February 6, 2026 under the Dana Incorporated 2021 Omnibus Incentive Plan. Each unit represents one share of Dana common stock or, at Dana’s election, cash equal to the share’s market value, and includes dividend equivalent rights.

The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, aligning a portion of the executive’s compensation with long-term company performance. The award is reported as directly owned derivative securities with no purchase price.

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Dana Inc. reported that VP & Chief Accounting Officer James D. Kellett received a grant of 2,840 restricted stock units on February 6, 2026 under the Dana Incorporated 2021 Omnibus Incentive Plan.

Each unit represents the right to receive one share of Dana common stock or, at Dana’s election, cash equal to the share’s market value, and includes dividend equivalent rights. The units vest in three equal annual installments beginning on the first anniversary of the grant date, aligning a portion of Kellett’s compensation with long-term shareholder value.

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Dana Inc. executive Byron S. Foster, President of Light Vehicle Drive Systems, reported several equity-related transactions in Dana common stock on February 6, 2026.

He acquired 62,602 shares of common stock at $30.4 per share from the vesting of performance shares and another 936 shares through the exercise of dividend equivalent rights at $0.0000 per share. To cover tax obligations from the performance share vesting, 27,922 shares were withheld at $30.4 per share. He also received a grant of 25,749 restricted stock units under Dana’s 2021 Omnibus Incentive Plan, each representing one share of common stock or equivalent cash, vesting in three equal annual installments beginning on the first anniversary of the grant. Following these transactions, Foster directly owned 113,152 shares of Dana common stock and 25,749 restricted stock units, along with 7,596 dividend equivalent rights.

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Dana Inc. senior vice president and general counsel Douglas H. Liedberg reported multiple equity compensation transactions on common stock and related awards. On February 6, 2026, he acquired 80,701 shares of common stock at $30.40 per share from the vesting of performance shares, while 37,167 shares were withheld at the same price to cover tax obligations.

Dividend equivalent rights tied to earlier performance share units resulted in an additional 1,208 shares of common stock being issued at an exercise price of $0.00. He also received a new grant of 17,666 restricted stock units under the Dana Incorporated 2021 Omnibus Incentive Plan, each representing one share of common stock or equivalent cash value, with vesting in three equal annual installments starting on the first anniversary of the grant.

After these transactions, Liedberg directly held 186,523 shares of common stock, 5,857 dividend equivalent rights, and 17,666 restricted stock units, reflecting updated equity ownership as of the reported date.

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Dana Incorporated’s Board approved new performance-vested restricted stock unit (PSU) awards for eligible participants, including its named executive officers other than CEO Bruce McDonald, under the 2021 Omnibus Incentive Plan.

The PSUs can be earned from zero to three times the target amount based on Dana’s stock price performance over a four-year period from January 1, 2026 through December 31, 2029, plus continued employment through each vesting date. Any PSUs ultimately earned will be settled in Dana common stock, delivered in two equal installments in early 2030 and early 2031.

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BlackRock, Inc. filed an amended Schedule 13G reporting a significant ownership position in DANA Inc common stock as of 12/31/2025. BlackRock reported beneficial ownership of 16,941,183 shares, representing 14.5% of Dana’s outstanding common stock. Of these shares, BlackRock reported sole power to vote 16,756,798 shares and sole power to dispose of 16,941,183 shares, with no shared voting or dispositive power.

The filing explains that the position reflects securities beneficially owned by certain BlackRock business units, and excludes other disaggregated units. It also notes that iShares Core S&P Small-Cap ETF has an interest in Dana’s common stock that is more than five percent of the total outstanding shares. BlackRock certifies that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Dana.

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Dana Incorporated announced that it will host a webcast and conference call on January 21, 2026 at 10:00 a.m. EST. Management plans to discuss the company’s market outlook, new business growth, capital return strategy, and preliminary 2025 results.

Audio streaming, slides, and a replay will be available through the Dana investor website. A press release and the presentation slides to be used during the event are provided as Exhibit 99.1, giving investors structured materials to follow the discussion.

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Dana Incorporated reported the final results of its cash tender offers and subsequent redemptions of several senior note issues. The company accepted for purchase $138,276,000 of its 5.375% notes due 2027, $142,366,000 of its 5.625% notes due 2028, €140,725,000 of Dana Financing’s 3.000% notes due 2029 (after proration), $173,200,000 of its 4.250% notes due 2030 (after proration), €8,569,000 of its 8.500% notes due 2031, and $151,548,000 of its 4.500% notes due 2032, all at 100% of principal.

The purchased notes were canceled, and Dana funded these transactions, including accrued interest, using proceeds from its previously announced sale of its off-highway business. The day after settlement, the company also completed the full redemption of all remaining outstanding 2027 and 2028 notes at 100% of principal plus accrued interest, leaving no notes of those two series outstanding.

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Dana Incorporated filed an amended current report to update prior disclosure about the sale of its off-highway business. The amendment adds unaudited pro forma consolidated financial statements as Exhibit 99.1, which show how Dana’s financials would look after the divestiture. Dana previously completed the sale of this business to Allison Transmission Holdings, Inc. for a cash purchase price of $2.732 billion, subject to adjustments, under a stock purchase agreement dated June 11, 2025. All other items from the original report remain unchanged.

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Dana Incorporated completed the previously announced sale of its off-highway business to Allison Transmission Holdings, Inc. for a cash purchase price of $2.732 billion, subject to certain adjustments. The transaction closed on January 1, 2026 under a Stock Purchase Agreement dated June 11, 2025. Dana has furnished a press release about the closing and plans to file unaudited pro forma financial information reflecting the sale by amendment within four business days after the closing date.

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FAQ

How many Dana (DAN) SEC filings are available on StockTitan?

StockTitan tracks 145 SEC filings for Dana (DAN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Dana (DAN)?

The most recent SEC filing for Dana (DAN) was filed on February 10, 2026.