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Lind Global’s capped stake in Dare Bioscience (NASDAQ: DARE) tops key ownership threshold

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Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Dare Bioscience, Inc. (DARE) reports that Lind Global Fund III LP, Lind Global Partners III LLC, and Jeff Easton have jointly filed as significant shareholders on a Schedule 13G. Each reporting person is deemed to beneficially own 1,094,890 shares of common stock, representing 5.65% of the outstanding common stock, with sole voting and dispositive power over these shares.

The ownership position is structured as (i) 1,094,890 common shares, (ii) 1,094,890 Series A Warrants, and (iii) 1,094,890 Series B Warrants. A 4.99% beneficial ownership limitation in the warrants caps how many shares can be owned through conversion at any time, so aggregate beneficial ownership is limited to 1,094,890 shares.

Positive

  • None.

Negative

  • None.
Beneficially owned common shares 1,094,890 shares Shares of Dare Bioscience, Inc. common stock reported as beneficially owned by each reporting person
Percent of class 5.65% Percentage of Dare Bioscience, Inc. outstanding common stock beneficially owned by each reporting person
Series A Warrants 1,094,890 warrants Warrants to purchase Dare Bioscience common stock held by each reporting person
Series B Warrants 1,094,890 warrants Additional warrants to purchase Dare Bioscience common stock held by each reporting person
Beneficial ownership limitation 4.99% Warrant provision preventing conversions that would result in ownership above this threshold
beneficial ownership financial
"the reporting person's beneficial ownership has been limited to 1,094,890 shares in the aggregate"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
dispositive power financial
"Sole Dispositive Power 1,094,890.00 8 | Shared Dispositive Power 0.00"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
Schedule 13G regulatory
"This statement is filed by the following entities and individuals ... as the "Reporting Persons""
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
conversion limitations financial
"however, due to the conversion limitations on the Warrants, the reporting person's beneficial ownership"
beneficial ownership limitation financial
"The Warrants include a provision limiting the holder's ability to convert the Warrants"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.

FAQ

What percentage of Dare Bioscience (DARE) does Lind Global Fund III report owning?

Lind Global Fund III LP, together with Lind Global Partners III LLC and Jeff Easton, reports beneficial ownership of 5.65% of Dare Bioscience’s common stock, based on 1,094,890 shares over which they have sole voting and dispositive power.

How many Dare Bioscience (DARE) shares does Lind Global report beneficially owning?

The reporting persons collectively report beneficial ownership of 1,094,890 shares of common stock of Dare Bioscience, Inc. This amount reflects the impact of a beneficial ownership limitation contained in their warrants.

What securities of Dare Bioscience (DARE) are held by the Lind Global reporting group?

The reporting persons’ position consists of (i) 1,094,890 common shares, (ii) 1,094,890 Series A Warrants, and (iii) 1,094,890 Series B Warrants of Dare Bioscience, Inc., subject to a conversion limitation capping beneficial ownership.

What is the beneficial ownership limitation in the Dare Bioscience (DARE) warrants?

The Series A and Series B Warrants held by the reporting persons include a provision that limits conversion if it would cause the holder to beneficially own more than 4.99% of Dare Bioscience’s outstanding common stock, effectively capping exercisable ownership at that level.

Who are the reporting persons in this Dare Bioscience (DARE) Schedule 13G filing?

The Schedule 13G is filed by Lind Global Fund III LP, Lind Global Partners III LLC, and Jeff Easton. Lind Global Partners III LLC is the general partner of Lind Global Fund III LP, and Jeff Easton is the managing member of Lind Global Partners III LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





23666P200

(CUSIP Number)
08/17/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: (1) The reporting person's ownership consists of (i) 1,094,890 shares of common stock, (ii) 1,094,890 warrants to purchase shares of common stock (the "Series A Warrants"), and (iii) 1,094,890 warrants to purchase shares of common stock (the "Series B Warrants," together with the Series A Warrants, the "Warrants"); however, due to the conversion limitations on the Warrants, the reporting person's beneficial ownership has been limited to 1,094,890 shares in the aggregate. (2) The Warrants include a provision limiting the holder's ability to convert the Warrants if such conversion would cause the holder to beneficially own greater than 4.99% of the Company.


SCHEDULE 13G




Comment for Type of Reporting Person: (1) The reporting person's ownership consists of (i) 1,094,890 shares of common stock, (ii) 1,094,890 Series A Warrants, and (iii) 1,094,890 Series B Warrants; however, due to the conversion limitations on the Warrants, the reporting person's beneficial ownership has been limited to 1,094,890 shares in the aggregate. (2) The Warrants include a provision limiting the holder's ability to convert the Warrants if such conversion would cause the holder to beneficially own greater than 4.99% of the Company.


SCHEDULE 13G




Comment for Type of Reporting Person: (1) The reporting person's ownership consists of (i) 1,094,890 shares of common stock, (ii) 1,094,890 Series A Warrants, and (iii) 1,094,890 Series B Warrants; however, due to the conversion limitations on the Warrants, the reporting person's beneficial ownership has been limited to 1,094,890 shares in the aggregate. (2) The Warrants include a provision limiting the holder's ability to convert the Warrants if such conversion would cause the holder to beneficially own greater than 4.99% of the Company.


SCHEDULE 13G



Lind Global Fund III LP
Signature:Lind Global Partners III LLC, its General Partner
Name/Title:Jeff Easton, Managing Member
Date:08/28/2026
Lind Global Partners III LLC
Signature:Lind Global Partners III LLC
Name/Title:Jeff Easton, Managing Member
Date:08/28/2026
EASTON JEFF
Signature:Jeff Easton
Name/Title:Jeff Easton, Managing Member
Date:08/28/2026
Exhibit Information

Exhibit 99.1 - Joint Filing Agreement