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DBV Technologies (NASDAQ: DBVT) director Philina Lee files initial Form 3 ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

DBV Technologies S.A. director Philina Lee filed an initial Form 3, which is a required statement of her beneficial ownership as an insider of the company. The filing shows no reportable transactions in the company’s securities at this time.

Positive

  • None.

Negative

  • None.
Reported buy transactions 0 transactions Form 3 transaction summary
Reported sell transactions 0 transactions Form 3 transaction summary
Derivative transactions 0 transactions Form 3 transaction summary
Gift transactions 0 transactions Form 3 transaction summary
Tax-withholding transactions 0 transactions Form 3 transaction summary
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reportingPersons regulatory
""reportingPersons": [ { "name": "Lee Philina""
transactionSummary regulatory
""transactionSummary": { "buyCount": 0, "sellCount": 0"
derivativeSummary regulatory
""derivativeSummary": [],"
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Lee Philina

(Last)(First)(Middle)
C/O DBV TECHNOLOGIES S.A.
107, AVENUE DE LA REPUBLIQUE

(Street)
CHATILLON92320

(City)(State)(Zip)

FRANCE

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/30/2025
3. Issuer Name and Ticker or Trading Symbol
DBV Technologies S.A. [ DBVT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Virginie Boucinha, Attorney-in-Fact04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the DBVT Form 3 filing by Philina Lee report?

The Form 3 for DBV Technologies S.A. reports that director Philina Lee has become an insider subject to SEC ownership reporting. It lists her as a director and shows no buy, sell, or other reportable transactions in company securities in this filing.

Does the DBVT Form 3 show any share purchases or sales by Philina Lee?

No, the Form 3 filing for DBV Technologies S.A. shows zero reported transactions. The transaction summary indicates no buys, sells, exercises, gifts, tax withholdings, or restructurings, meaning this document serves only as an initial ownership status report.

What is the significance of a Form 3 for DBV Technologies (DBVT)?

A Form 3 marks the point when an individual, such as director Philina Lee, becomes an insider of DBV Technologies S.A. It establishes a baseline for future Forms 4 and 5, which will report any subsequent trades or changes in her beneficial ownership position.

Does the DBVT Form 3 disclose any derivative securities for Philina Lee?

No, the Form 3 data for DBV Technologies S.A. shows an empty derivativeSummary. This indicates there are no reportable options, warrants, or other derivative securities held by director Philina Lee disclosed in this initial ownership filing.

How many insider transactions are summarized in the DBVT Form 3?

The transaction summary in the DBV Technologies S.A. Form 3 shows zero insider transactions. All categories, including buys, sells, exercises, gifts, tax-withholding dispositions, and restructurings, are listed as zero, confirming no activity is reported in this document.