Andrew Houston Trust sells 220,664 DBX shares (NASDAQ: DBX) under 10b5-1

Rhea-AI Filing Summary

The Andrew Houston Revocable Trust reported sales of Common Stock under 10b5-1 plans. The trust sold 111,166 shares on 04/01/2026 for $2,544,602.08 and 109,498 shares on 03/02/2026 for $2,731,361.98. The transactions are reported on Form 144 for DBX.

Key Figures

Shares sold 04/01/2026: 111,166 shares Proceeds 04/01/2026: $2,544,602.08 Shares sold 03/02/2026: 109,498 shares +3 more

6 metrics

Shares sold 04/01/2026 111,166 shares 10b5-1 sale by The Andrew Houston Revocable Trust

Proceeds 04/01/2026 $2,544,602.08 Proceeds reported for 111,166-share sale on 04/01/2026

Shares sold 03/02/2026 109,498 shares 10b5-1 sale by The Andrew Houston Revocable Trust

Proceeds 03/02/2026 $2,731,361.98 Proceeds reported for 109,498-share sale on 03/02/2026

Total shares reported (sum of lots) 220,664 shares Aggregate of the two reported sale lots in the excerpt

Form type Form 144 Submission used to report securities for sale under Rule 144/10b5-1 sales

Key Terms

Form 144, 10b5-1, Founders Shares

3 terms

Form 144 regulatory

"Form 144 entries reporting the sales and filer information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for THE ANDREW HOUSTON REVOCABLE TRUST 1800 Owens Street"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Founders Shares market

"Founders Shares appears under Securities To Be Sold section"

Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	37498	982447.60	158037382	05/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/25/2007	Founders Shares	Issuer			37498	06/25/2007	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for THE ANDREW HOUSTON REVOCABLE TRUST 1800 Owens Street San Francisco CA 94158	Common	04/01/2026	111166	2544602.08
10b5-1 Sales for THE ANDREW HOUSTON REVOCABLE TRUST 1800 Owens Street San Francisco CA 94158	Common	03/02/2026	109498	2731361.98

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the Form 144 filed for DBX disclose?

The Form 144 discloses two 10b5-1 sales by The Andrew Houston Revocable Trust: 111,166 shares on 04/01/2026 for $2,544,602.08 and 109,498 shares on 03/02/2026 for $2,731,361.98. The filing records routine insider dispositions.

Who executed the stock sales reported in the DBX Form 144?

The sales were executed by The Andrew Houston Revocable Trust under 10b5-1 plans. The filing lists the trust's address as 1800 Owens Street, San Francisco, CA 94158 and classifies the securities as Common Stock.

How many shares in total were sold by the trust in the reported transactions?

The two reported lots total 220,664 shares sold (111,166 + 109,498). The filing supplies dollar amounts for each lot but does not aggregate proceeds into a single total in the excerpt.

Were the sales executed under a trading plan or as open-market trades?

The transactions are labeled as 10b5-1 Sales, indicating they were executed under pre-established trading plans. The Form 144 excerpts show the plan designation for each reported sale date.