Planned sale of 36,182 DBX shares by Andrew Houston trust (DBX)

Rhea-AI Filing Summary

DBX filed a Form 144 notice covering a planned sale of 36,182 common shares. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NASDAQ, with an aggregate market value of $993,557.72. The filing notes that 182,734,460 common shares of the issuer are outstanding.

The securities to be sold are common shares acquired on 06/25/2007 as founder shares from the issuer, with 36,182 shares acquired on that date for non-cash consideration labeled as N/A. The notice is for sales made for the account of a person whose prior transactions must be aggregated under Rule 144.

Over the past three months, the Form 144 lists 10b5-1 sales for The Andrew Houston Revocable Trust, including 92,668 shares on 01/02/2026 for gross proceeds of $2,493,373.72, 9,167 shares on 12/03/2025 for $275,010.00, 92,000 shares on 12/01/2025 for $2,716,922.00, and 101,167 shares on 11/14/2025 for $3,058,267.14.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	36182	993557.72	182734460	01/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/25/2007	Founders Shares	Issuer			36182	06/25/2007	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for THE ANDREW HOUSTON REVOCABLE TRUST 1800 Owens Street San Francisco CA 94158	Common	01/02/2026	92668	2493373.72
10b5-1 Sales for THE ANDREW HOUSTON REVOCABLE TRUST 1800 Owens Street San Francisco CA 94158	Common	12/03/2025	9167	275010.00
10b5-1 Sales for THE ANDREW HOUSTON REVOCABLE TRUST 1800 Owens Street San Francisco CA 94158	Common	12/01/2025	92000	2716922.00
10b5-1 Sales for THE ANDREW HOUSTON REVOCABLE TRUST 1800 Owens Street San Francisco CA 94158	Common	11/14/2025	101167	3058267.14

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many DBX shares are covered by this Form 144 notice?

The Form 144 covers a planned sale of 36,182 common shares, with an aggregate market value of $993,557.72 as indicated in the securities information table.

On which exchange are the DBX shares in this Form 144 expected to be sold?

The Form 144 states that the 36,182 common shares are expected to be sold on the NASDAQ through Morgan Stanley Smith Barney LLC.

When were the DBX shares in this Form 144 originally acquired and how?

The securities to be sold are listed as common shares acquired on 06/25/2007 as founder shares from the issuer, with 36,182 shares acquired on that date.

How many DBX shares are shown as outstanding in this Form 144?

The securities information section reports that 182,734,460 common shares of the issuer are outstanding.

What recent 10b5-1 sales related to DBX are disclosed for The Andrew Houston Revocable Trust?

The filing lists 10b5-1 sales for The Andrew Houston Revocable Trust, including 92,668 shares sold on 01/02/2026 for $2,493,373.72, 9,167 shares on 12/03/2025 for $275,010.00, 92,000 shares on 12/01/2025 for $2,716,922.00, and 101,167 shares on 11/14/2025 for $3,058,267.14.

What is the approximate date of sale for the DBX shares in this Form 144?

The Form 144 lists an approximate date of sale of 01/09/2026 for the planned sale of 36,182 common shares.

Who is the broker handling the DBX Form 144 sale and what is their address?

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services, with an address of 1 New York Plaza, 8th Floor, New York, NY 10004.