DCFC Holdings (DCFBS) completes $430,000 Rule 506(c) private equity raise
Rhea-AI Filing Summary
DCFC Holdings, LLC, a Michigan limited liability company based in Detroit, filed a notice of an exempt securities offering under Regulation D, Rule 506(c). The offering involves equity securities and is structured as a new notice of exempt offering.
The total amount of securities sold in this exempt offering is $430,000 USD, with $0 USD remaining to be sold, indicating the offering is fully subscribed at this level. The date of first sale is listed as February 25, 2021. The issuer reports paying $0 USD in finders' fees in connection with the offering and chooses to decline to disclose its revenue or asset size.
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Key Figures
Total Amount Sold: $430,000 USD
Total Remaining to be Sold: $0 USD
Finders' Fees: $0 USD
+2 more
5 metrics
Total Amount Sold
$430,000 USD
Aggregate securities sold in the exempt equity offering
Total Remaining to be Sold
$0 USD
Amount remaining to be sold in the reported offering
Finders' Fees
$0 USD
Sales commissions and finders’ fees reported for the offering
Date of First Sale
2021-02-25
Initial sale date of securities in this exempt offering
Form Signature Date
2026-07-17
Date the notice was signed by the issuer’s authorized manager
Key Terms
Form D, Rule 506(c), Regulation D exemption, covered securities, +1 more
5 terms
Form D regulatory
"FORM D Notice of Exempt Offering of Securities"
Form D is a short notice filed with the U.S. Securities and Exchange Commission when a company raises money using a private offering exemption instead of a full public registration. Think of it as a public receipt that lists basic facts about the fundraiser—amount sought, how much has been sold, and who the issuer is—without the full audited disclosures of a public offering. Investors use it to spot private financings, assess potential dilution or fundraising activity, and find contact information, but it is not a substitute for detailed due diligence.
Rule 506(c) regulatory
"Rule 506(b) X | Rule 506(c) | Securities Act Section 4(a)(5)"
A SEC rule that lets companies publicly advertise private securities offerings, provided they sell only to accredited investors and take reasonable steps to verify buyers’ financial status. Think of it like a public event that still requires checking IDs and qualifications at the door: it widens a company’s pool of potential backers but requires stricter verification to protect less-experienced investors. For investors, it signals easier deal access but also higher due diligence responsibility.
Regulation D exemption regulatory
"if the issuer is claiming a Regulation D exemption for the offering"
covered securities regulatory
"if the securities that are the subject of this Form D are "covered securities""
Investment Company Act of 1940 regulatory
"the Investment Company Act of 1940, or the Investment Advisers Act of 1940"
A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What type of securities is DCFC Holdings, LLC (DCFBS) offering under this Form D?
DCFC Holdings, LLC is offering equity securities under an exempt private offering. The notice specifies equity as the sole security type, made in reliance on Regulation D, Rule 506(c).
How much has DCFC Holdings, LLC (DCFBS) sold in its exempt offering?
DCFC Holdings, LLC reports total securities sold of $430,000 USD. The filing also states a total remaining amount to be sold of $0 USD, indicating the reported offering amount has been fully placed.
Which exemption does DCFC Holdings, LLC (DCFBS) rely on for this capital raise?
The issuer relies on Rule 506(c) of Regulation D under the Securities Act. This rule permits general solicitation if all purchasers are accredited investors and other regulatory conditions are met.
When did DCFC Holdings, LLC (DCFBS) first sell securities in this offering?
The date of first sale in this exempt offering is listed as 2021-02-25. The Form D is marked as a New Notice, covering sales that began on that date under the claimed exemption.
Did DCFC Holdings, LLC (DCFBS) pay any finders' fees in this offering?
The issuer reports $0 USD in finders' fees for this exempt equity offering. This means no separate finder compensation is disclosed as part of the offering expenses in the notice.
What issuer size information does DCFC Holdings, LLC (DCFBS) provide in the Form D?
DCFC Holdings, LLC selects “Decline to Disclose” for its revenue or aggregate net asset value range. The company does not provide a specific size bracket for either measure in this notice.