STOCK TITAN

Clawback-driven stock sale by Ducommun (NYSE: DCO) senior executive

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ducommun Inc. senior vice president Jerry L. Redondo reported several stock transactions tied to the company’s clawback policy. On May 14, 2026, he sold 5,682 shares of common stock in an open-market transaction at $154.36 per share.

Footnotes explain that this sale’s proceeds will be used to satisfy obligations under Ducommun’s Second Amended and Restated Clawback Policy, which applies following a restatement and revision of previously issued financial statements. On the same date, 898 shares were withheld to cover tax obligations on the settlement of 1,810 restricted stock units, and 912 shares were returned to the issuer under the clawback policy.

Positive

  • None.

Negative

  • None.
Insider Redondo Jerry L
Role S.V.P., Elec. & Struc. Systems
Sold 5,682 shs ($877K)
Type Security Shares Price Value
Tax Withholding Common Stock 898 $151.59 $136K
Disposition Common Stock 912 $0.00 --
Sale Common Stock 5,682 $154.36 $877K
Holdings After Transaction: Common Stock — 68,628 shares (Direct, null)
Footnotes (1)
  1. Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on May 14, 2026, of 1,810 restricted stock units. In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financial statements, as reported in the Issuer's Form 8-K filed on May 1, 2026, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined based on the restated financial statements. As a result, 1,810 restricted stock units that vested on May 14, 2026 were not delivered to the Reporting Person and 912 shares of the Issuer's common stock were returned to the Issuer in accordance with the Issuer's Clawback Policy. The reported sale was consummated to satisfy the Reporting Person's obligations in connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financial statements, as reported in the Issuer's Current Report on Form 8-K filed on May 1, 2026. In connection with the foregoing, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined based on the restated financial statements. As a result, the proceeds from the current transaction will be applied to satisfy the Reporting Person's obligations with respect to the Clawback Policy. All shares were sold at the exact price indicated. The average sales price calculation is not applicable.
Open-market sale 5,682 shares at $154.36 Common stock sale on May 14, 2026
Tax withholding shares 898 shares Withheld to satisfy tax on RSU settlement May 14, 2026
RSUs settled 1,810 restricted stock units RSUs settled on May 14, 2026
Shares returned under clawback 912 shares Returned to issuer under clawback policy
Second Amended and Restated Clawback Policy regulatory
"In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy"
restricted stock units financial
"settlement, on May 14, 2026, of 1,810 restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
restatement and revision of the Issuer's previously issued financial statements financial
"with respect to the restatement and revision of the Issuer's previously issued financial statements"
Current Report on Form 8-K regulatory
"as reported in the Issuer's Current Report on Form 8-K filed on May 1, 2026"
A current report on Form 8-K is a document that publicly traded companies file to promptly share important news or events that could affect their financial position or stock price, such as major business changes or legal issues. It helps investors stay informed about timely developments, allowing them to make better decisions about buying or selling shares.
tax withholding obligations financial
"reduction in shares to satisfy the tax withholding obligations of the Issuer"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Redondo Jerry L

(Last)(First)(Middle)
600 ANTON BLVD.
SUITE 1100

(Street)
COSTA MESA CALIFORNIA 92626

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DUCOMMUN INC /DE/ [ DCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
S.V.P., Elec. & Struc. Systems
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/14/202605/14/2026F898(1)D$151.5968,628D
Common Stock05/14/202605/14/2026D912(2)D(2)67,716D
Common Stock05/14/202605/14/2026S5,682(3)D$154.36(4)62,034D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on May 14, 2026, of 1,810 restricted stock units.
2. In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financial statements, as reported in the Issuer's Form 8-K filed on May 1, 2026, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined based on the restated financial statements. As a result, 1,810 restricted stock units that vested on May 14, 2026 were not delivered to the Reporting Person and 912 shares of the Issuer's common stock were returned to the Issuer in accordance with the Issuer's Clawback Policy.
3. The reported sale was consummated to satisfy the Reporting Person's obligations in connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financial statements, as reported in the Issuer's Current Report on Form 8-K filed on May 1, 2026. In connection with the foregoing, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined based on the restated financial statements. As a result, the proceeds from the current transaction will be applied to satisfy the Reporting Person's obligations with respect to the Clawback Policy.
4. All shares were sold at the exact price indicated. The average sales price calculation is not applicable.
Jerry L. Redondo05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ducommun (DCO) report for Jerry L. Redondo?

Ducommun reported that senior vice president Jerry L. Redondo sold 5,682 shares of common stock on May 14, 2026 at $154.36 per share. The Form 4 also shows additional non-market dispositions related to tax withholding and the company’s clawback policy.

Why did Jerry L. Redondo’s Ducommun (DCO) stock sale occur?

The reported sale was carried out to meet obligations under Ducommun’s Second Amended and Restated Clawback Policy. Footnotes state the proceeds will be applied to compensation that the company determined would not have been earned after restating prior financial statements.

How many Ducommun (DCO) shares were affected by tax withholding for Jerry L. Redondo?

The filing shows 898 shares of Ducommun common stock were withheld to satisfy tax obligations. This withholding was tied to the settlement on May 14, 2026 of 1,810 restricted stock units that vested for Jerry L. Redondo.

How is Ducommun’s (DCO) prior financial restatement linked to this Form 4?

Footnotes reference a previously reported restatement and revision of Ducommun’s financial statements disclosed in a Form 8-K filed May 1, 2026. Under the clawback policy, certain compensation and related shares to Jerry L. Redondo were adjusted as a result.