Charles Schwab Corp. (DCO) proposed sale of 17,800 restricted shares

Rhea-AI Filing Summary

Charles Schwab Corp. reported a proposed sale of 17,800 shares of Common Stock issued as a Restricted Stock Award dated 05/01/2014. The filing lists a prior sale of 10,440 shares on 03/10/2026 for $1,365,823.76.

Insights

Securities Counsel

Routine Form 144 notice of proposed resale of restricted shares.

This Form 144 notifies the SEC of a proposed sale of 17,800 shares that originated from a Restricted Stock Award dated 05/01/2014. The form also documents a prior sale of 10,440 shares on 03/10/2026 for $1,365,823.76.

Timing and method of the proposed resale are not provided in the excerpt; cash‑flow treatment and any transfer restrictions are not specified in the provided content. Subsequent filings or trade reports would show execution details.

Key Figures

Proposed resale: 17,800 shares Prior sale quantity: 10,440 shares Proceeds reported: $1,365,823.76 +1 more

4 metrics

Proposed resale 17,800 shares Restricted Stock Award dated 05/01/2014

Prior sale quantity 10,440 shares Sold on 03/10/2026 by Richard Baldridge

Proceeds reported $1,365,823.76 Proceeds for 10,440 shares sold on 03/10/2026

Award date 05/01/2014 Restricted Stock Award grant date

Key Terms

Form 144, Restricted Stock Award, Proceeds

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Award financial

"Restricted Stock Award | Issuer | 17800 | 05/01/2014"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Proceeds financial

"10440 | 1365823.76"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	17800	2756419.00	15085559	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/01/2014	Restricted Stock Award	Issuer			17800	05/01/2014	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
RICHARD BALDRIDGE 600 Anton Boulevard, Suite 1100 Costa Mesa CA 92626	Common	03/10/2026	10440	1365823.76

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does DCO's Form 144 report?

The Form 144 reports a proposed sale of 17,800 shares of Common Stock from a Restricted Stock Award dated 05/01/2014. It also lists a prior sale of 10,440 shares on 03/10/2026 for $1,365,823.76.

Who is listed as a recent seller on this filing?

Richard Baldridge is shown in the filing as selling 10,440 shares on 03/10/2026, with a reported proceeds amount of $1,365,823.76 in the excerpt.

What security type is being offered in the Form 144?

The filing lists Common Stock issued as a Restricted Stock Award granted on 05/01/2014. The excerpt labels the transaction party as Issuer for the 17,800 shares.

Does the filing state how the shares will be sold?

The excerpt does not provide methods or timing for the proposed resale. The Form 144 itself notifies intent to sell; execution details are not included in the provided content.