Ducommun (DCO) SVP adjusts holdings via tax withholding and clawback share return

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Ducommun Inc. senior vice president Jerry L. Redondo reported two non‑market dispositions of common stock tied to equity compensation adjustments. On May 8, 2026, 748 shares were withheld at $137.23 per share to satisfy tax obligations related to the settlement of 1,507 restricted stock units. In addition, 759 shares were returned to the company under its Second Amended and Restated Clawback Policy after restated financial statements showed certain compensation would not have been earned. Following these transactions, Redondo directly holds 69,526 shares of Ducommun common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Redondo Jerry L

Role S.V.P., Elec. & Struc. Systems

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	748	$137.23	$103K
Disposition	Common Stock	759	$0.00	--

Holdings After Transaction: Common Stock — 70,285 shares (Direct, null)

Footnotes (1)

Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on May 8, 2026, of 1,507 restricted stock units. In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financial statements, as reported in the Issuer's Form 8-K filed on May 1, 2026, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined based on the restated financial statements. As a result, 1,507 restricted stock units that vested on May 8, 2026 were not delivered to the Reporting Person and 759 shares of Issuer common stock were returned to the Issuer in accordance with the Issuer's Clawback Policy.

Key Figures

Tax withholding shares: 748 shares Tax withholding price: $137.23 per share Clawback share return: 759 shares +3 more

6 metrics

Tax withholding shares 748 shares Withheld for tax obligations on May 8, 2026 RSU settlement

Tax withholding price $137.23 per share Price used for 748-share tax withholding disposition

Clawback share return 759 shares Returned to issuer under Second Amended and Restated Clawback Policy

RSUs referenced 1,507 restricted stock units Units that vested and were involved in settlement and clawback on May 8, 2026

Post-transaction holdings 69,526 shares Common stock directly owned by Jerry L. Redondo after reported transactions

Dispose transactions count 2 dispositions Non-derivative transactions classified as disposals in transaction summary

Key Terms

Second Amended and Restated Clawback Policy, restricted stock units, restatement and revision of the Issuer's previously issued financial statements, tax withholding obligations, +1 more

5 terms

Second Amended and Restated Clawback Policy regulatory

"In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy..."

restricted stock units financial

"represents a reduction in shares to satisfy the tax withholding obligations... of 1,507 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

restatement and revision of the Issuer's previously issued financial statements financial

"with respect to the restatement and revision of the Issuer's previously issued financial statements..."

tax withholding obligations financial

"represents a reduction in shares to satisfy the tax withholding obligations of the Issuer..."

Form 4 regulatory

"as reported in the Issuer's Form 8-K filed on May 1, 2026, the Issuer determined..."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

05/12/2026 - 05:03 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Redondo Jerry L

(Last)

(First)

(Middle)

600 ANTON BLVD.

SUITE 1100

(Street)

COSTA MESA

CALIFORNIA

92626

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DUCOMMUN INC /DE/ [ DCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	S.V.P., Elec. & Struc. Systems

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/08/2026		F		748⁽¹⁾	D	$137.23	70,285	D
Common Stock	05/08/2026		D		759⁽²⁾	D	⁽²⁾	69,526	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on May 8, 2026, of 1,507 restricted stock units.

2. In connection with the operation of the Issuer's Second Amended and Restated Clawback Policy (the "Clawback Policy") with respect to the restatement and revision of the Issuer's previously issued financial statements, as reported in the Issuer's Form 8-K filed on May 1, 2026, the Issuer determined that the Reporting Person would not have earned certain compensation had such compensation been determined based on the restated financial statements. As a result, 1,507 restricted stock units that vested on May 8, 2026 were not delivered to the Reporting Person and 759 shares of Issuer common stock were returned to the Issuer in accordance with the Issuer's Clawback Policy.

	Jerry L. Redondo	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Ducommun (DCO) executive Jerry L. Redondo report?

Jerry L. Redondo reported two non‑market dispositions of Ducommun common stock on May 8, 2026. 748 shares were withheld for tax obligations and 759 shares were returned to the company under its clawback policy, both tied to restricted stock unit compensation.

Why were 748 Ducommun (DCO) shares withheld from Jerry L. Redondo?

748 Ducommun shares were withheld to satisfy tax withholding obligations arising from the May 8, 2026 settlement of 1,507 restricted stock units. This tax-related disposition was priced at $137.23 per share and represents a standard, non‑market equity compensation mechanism.

What is the reason for the 759 Ducommun (DCO) shares returned under the clawback policy?

759 shares of Ducommun common stock were returned under the company’s Second Amended and Restated Clawback Policy. After financial statements were restated and revised, the company determined certain compensation would not have been earned, triggering recovery of vested restricted stock units and shares.

How many Ducommun (DCO) shares does Jerry L. Redondo hold after these Form 4 transactions?

After the reported Form 4 transactions, Jerry L. Redondo directly owns 69,526 shares of Ducommun common stock. This figure reflects his holdings following both the tax withholding disposition and the clawback-related return of shares to the issuer on May 8, 2026.

Were Jerry L. Redondo’s Ducommun (DCO) transactions open‑market sales or routine adjustments?

The reported Ducommun transactions were routine compensation-related adjustments, not open‑market sales. One disposition covered tax withholding on restricted stock unit settlement, while the other returned shares to the issuer under the company’s clawback policy following restated financial statements.

How are Ducommun (DCO) restricted stock units involved in Jerry L. Redondo’s Form 4 filing?

The Form 4 notes 1,507 restricted stock units that vested and settled on May 8, 2026. Shares linked to this settlement were partially used for tax withholding, and additional units and shares were recovered under Ducommun’s clawback policy after financial statements were restated and revised.