STOCK TITAN

Rule 144 resale: Basswood sells DCBG shares (DCBG) in recent open‑market trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Keefe, Bruyette & Woods, Inc. submitted a Rule 144 notice relating to 472,233 shares of Common Stock to be sold. The filing lists the method as Open Market and/or Transfers from Affiliates with cash consideration.

The excerpt shows recent disposals by Basswood Opportunity Partners, L.P.: 5,244 shares on 06/12/2026 for $210,180, 6,963 shares on 06/15/2026 for $276,222.21, and 6,726 shares on 06/16/2026 for $264,264.54.

Positive

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Negative

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Insights

Routine Rule 144 resale notice with recent small open‑market dispositions.

The filing lists 472,233 shares of Common Stock as the security to be sold under Rule 144, with distribution methods noted as Open Market and/or Transfers from Affiliates. Recent entries show three small transactions executed by Basswood Opportunity Partners, L.P.

These trades (06/12/2026–06/16/2026) total 18,933 shares and are recorded as cash transactions. Timing and broader proceeds treatment beyond the listed trades are not detailed in the provided excerpt; subsequent filings would disclose further activity.

Shares listed for sale 472,233 shares Securities To Be Sold line
Sale on 06/12/2026 5,244 shares Basswood Opportunity Partners sale
Proceeds on 06/15/2026 $276,222.21 Basswood Opportunity Partners sale
Sale on 06/16/2026 6,726 shares Basswood Opportunity Partners sale for cash
Rule 144 regulatory
"144: Securities To Be Sold"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Open Market and/or Transfers from Affiliates market
"Securities To Be Sold line listing distribution method"
Cash financial
"Securities To Be Sold line and past sales entries showing cash proceeds"
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FAQ

What does the Rule 144 filing for DCBG report?

The filing reports 472,233 shares of Common Stock available for sale under Rule 144. It lists the method as Open Market and/or Transfers from Affiliates and records recent cash disposals by Basswood Opportunity Partners.

Who executed recent sales shown in the filing for DCBG?

Recent sales were executed by Basswood Opportunity Partners, L.P. The excerpt records trades on 06/12/2026, 06/15/2026, and 06/16/2026 for a combined 18,933 shares and cash proceeds.

How many shares were sold in the past three months per the excerpt?

The excerpt lists three transactions totaling 18,933 shares sold on specific dates. Sale amounts recorded are $210,180, $276,222.21, and $264,264.54, respectively.

What distribution methods are listed in the Rule 144 notice?

The filing states the shares may be sold via Open Market and/or Transfers from Affiliates. The listed consideration for the transactions in the excerpt is recorded as cash.

Which issuer is named on the filing for these shares?

The header of the excerpt names Keefe, Bruyette & Woods, Inc. as the issuer and identifies the securities as Common Stock with a par value of $0.10.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature