Basswood Fund reports 98-share sale; DCBG Form 144 lists 7,201 shares (DCBG)

Rhea-AI Filing Summary

DCBG reported a Form 144 notice indicating proposed and recent share disposals in its Common Stock. The notice shows 7,201 shares listed under "Securities To Be Sold" and a past sale of 98 shares by Basswood Financial Fund Ltd. on 06/12/2026.

The sales are described as Open Market and/or Transfers from Affiliates with a cash proceeds designation. The filing names the issuer as Keefe, Bruyette & Woods, Inc. and lists the security as Common Stock, par value $0.10.

Insights

Corporate Governance Analyst

Routine Form 144 disclosure of proposed and recent resale activity.

The filing lists 7,201 shares under "Securities To Be Sold" and records a prior sale of 98 shares on 06/12/2026 by Basswood Financial Fund Ltd. This is a standard resale notification under Section 144.

Cash-flow treatment is described as Cash and the distribution method is "Open Market and/or Transfers from Affiliates"; subsequent filings would show executed dispositions if any.

Key Figures

Proposed shares to be sold: 7,201 shares Shares sold in past 3 months: 98 shares Security: Common Stock, par value $0.10 +1 more

4 metrics

Proposed shares to be sold 7,201 shares listed under "Securities To Be Sold"

Shares sold in past 3 months 98 shares sale by Basswood Financial Fund Ltd. on 06/12/2026

Security Common Stock, par value $0.10 Issuer: Keefe, Bruyette & Woods, Inc.

Distribution method Open Market and/or Transfers from Affiliates method listed for the proposed sale

Key Terms

Form 144, Open Market, Transfers from Affiliates

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market market

"Open Market and/or Transfers from Affiliates"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Transfers from Affiliates regulatory

"Open Market and/or Transfers from Affiliates"

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Available on EDGAR 06/15/2026 - 09:29 PM Accepted by SEC EDGAR 06/15/2026 - 09:28 PM Learn about SEC filing dates

FAQ

What did DCBG disclose in the Form 144?

The Form 144 lists a proposed resale of 7,201 shares and a reported prior sale of 98 shares on 06/12/2026. The entries state the method as "Open Market and/or Transfers from Affiliates" with cash consideration.

Who sold shares reported in the DCBG filing?

Basswood Financial Fund Ltd. reported a sale of 98 shares on 06/12/2026. The Form 144 also lists a separate proposed sale quantity of 7,201 shares under "Securities To Be Sold."

Does the Form 144 specify how the shares will be sold for DCBG?

Yes. The filing describes the distribution method as "Open Market and/or Transfers from Affiliates" and lists the cash designation for proceeds. Exact execution details are not shown in the excerpt.

What security and issuer are named in the DCBG Form 144?

The filing names the security as Common Stock, par value $0.10 of Keefe, Bruyette & Woods, Inc. and shows listing on NYSE in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	KEEFE, BRUYETTE & WOODS, INC. 787 7TH AVENUE, 4TH FLOOR New York NY 10019	205	8216	43886835	06/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/06/2014	(3)	Open Market and/or Transfers from Affiliates			7201	08/06/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Fund Ltd. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	06/12/2026	98	3928

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)