Every Form 4 that DDC Enterprise Limited (DDC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow DDC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full DDC filings page.
DDC Enterprise Ltd PAO Yu Yongkang increased his direct equity stake through warrant exercises rather than market trades. On March 20, 2026, he exercised 100,000 warrants at $0.16 per share via a cashless exercise, receiving 95,516 Class A Ordinary Shares. On April 28, 2026, he similarly exercised 300,000 warrants at $0.16 per share, receiving 280,000 Class A Ordinary Shares through another cashless exercise. After these transactions, his direct holdings in Class A Ordinary Shares rose to 375,863 shares. He also continues to hold equity incentives, including Restricted Stock Units covering 609,756 and 80,000 underlying Class A shares and Stock Options over 10,000 shares at $5.50 and 906 shares at $0.04 per share.
DDC Enterprise Ltd director Lai Kwok Ho increased his equity stake through warrant exercises. On March 20, 2026 he exercised 33,333 warrants at $0.16 per share via a cashless exercise, receiving 31,838 Class A Ordinary Shares. On April 28, 2026 he exercised another 33,333 warrants at $0.16, receiving 31,111 shares through a second cashless exercise, bringing his direct Class A Ordinary Share holdings to 62,949. He also holds Restricted Stock Units covering 121,951 and 20,000 underlying shares, and stock options over 45,454 shares at a $5.50 exercise price.
DDC Enterprise Ltd director Shih Samuel Chun Kong exercised warrants to acquire Class A Ordinary Shares through cashless exercises. On March 20, 2026, he exercised 33,333 warrants at $0.16 per share and received 31,838 shares. On April 28, 2026, he exercised another 33,333 warrants at $0.16 per share and received 31,111 shares.
After these exercises, he directly held 62,949 Class A Ordinary Shares. He also held derivative awards: 121,951 Restricted Stock Units and stock options over 20,000 and 45,454 underlying shares at a $5.50 exercise price.
DDC Enterprise Ltd Chief of Staff Ho Kok Kyu exercised warrants and expanded his equity stake. On April 28, 2026, he exercised 300,000 warrants at $0.16 per share through a cashless exercise, receiving 280,000 Class A Ordinary Shares and eliminating this warrant position.
Following the transaction, he directly holds 566,547 Class A Ordinary Shares. He also holds several restricted stock unit (RSU) awards, each representing one Class A Ordinary Share at a $0.00 exercise price, subject to time-based vesting, covering blocks of 813,008, 437,500 and 67,566 underlying shares.
DDC Enterprise Ltd CEO Norma Ka Yin Chu exercised warrants through cashless exercises to acquire additional Class A Ordinary Shares. On March 20, 2026, she exercised an aggregate of 1,700,000 warrants at $0.16 per share, receiving 1,623,767 Class A Ordinary Shares.
On April 28, 2026, she exercised a further 2,800,000 warrants at $0.16 per share, receiving 2,613,333 Class A Ordinary Shares. After these exercises, she directly holds 5,476,578 Class A Ordinary Shares. As of March 20, 2026, she also held Class B Ordinary Shares and RSUs and stock options linked to additional Class A Ordinary Shares.