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Dingdong director reports ADS options, no shares

Senior Director Zhu Yikun reports multiple Dingdong (Cayman) Ltd ADS option holdings, with no ADSs held outright.

(Moderate)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Dingdong (Cayman) Ltd (DDL) disclosed an initial statement of beneficial ownership by Senior Director Zhu Yikun, reporting several option awards over American depositary shares. These options cover different blocks of ADSs with exercise dates from June 30, 2023 through July 1, 2025 and expirations extending to June 30, 2035.

The reported derivative holdings include options over 12,529 ADSs at an exercise price of $12.00 per ADS and additional options over ADSs with a $0.00 exercise price. The filing also shows 0 ADSs held directly as of the reporting date.

Positive

  • None.

Negative

  • None.
Insider Zhu Yikun
Role Insider
Type Security Shares Price Value
holding Option to Buy F1 -- -- --
holding Option to Buy F1 -- -- --
holding Option to Buy F1 -- -- --
holding Option to Buy F1 -- -- --
holding Option to Buy F1 -- -- --
holding Option to Buy F1 -- -- --
holding American depositary shares F1 -- -- --
Holdings After Transaction: Option to Buy — 47,497 contracts (Direct); American depositary shares — 0 shares (Direct)
Footnotes (1)
  1. F1. Each American depositary shares (two American depositary shares representing three Class A ordinary share, par value US$0.000002 per share)
ADS options at $12.00 exercise price 12,529 American depositary shares Underlying ADSs for an option expiring January 31, 2032
ADS options at $0.00 exercise price (largest tranche) 9,900 American depositary shares Underlying ADSs for an option expiring June 30, 2035
Additional $0.00 options tranches 6,750; 6,266; 8,452; 3,600 American depositary shares Underlying ADSs for options expiring 2032–2034
Direct ADS holdings after reporting 0 American depositary shares Direct ownership line dated September 15, 2026
Latest option exercise dates June 30, 2023; June 30, 2024; July 1, 2024; June 30, 2025 Exercise dates associated with the reported option awards
American depositary shares financial
"underlying security title is "American depositary shares" for each option"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
Option to Buy financial
"security title is listed as "Option to Buy" in multiple holdings"
par value financial
"three Class A ordinary share, par value US$0.000002 per share"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Dingdong (DDL) report in Zhu Yikun’s Form 3 filing?

The Form 3 reports that Senior Director Zhu Yikun holds several options to buy Dingdong American depositary shares (ADSs) with varying exercise dates and expiration dates, and shows that he directly holds 0 ADSs as of September 15, 2026.

How many Dingdong (DDL) ADSs are covered by Zhu Yikun’s options at a $12.00 exercise price?

One option position reported for Senior Director Zhu Yikun covers 12,529 underlying American depositary shares with an exercise price of $12.00 per ADS and an expiration date of January 31, 2032.

What zero-cost Dingdong (DDL) options does Zhu Yikun report holding?

Senior Director Zhu Yikun reports several “Option to Buy” positions over ADSs with an exercise price of $0.00, including tranches over 9,900, 6,750, 6,266, 8,452, and 3,600 underlying ADSs, each with its own future expiration date through June 30, 2035.

Does Zhu Yikun directly own any Dingdong (DDL) American depositary shares?

The filing shows a holding line for American depositary shares with 0 total ADSs directly owned following the reported positions, indicating no direct ADS ownership as of the Form 3 reporting date.

What are the key expiration dates of the Dingdong (DDL) options reported by Zhu Yikun?

Reported option positions held by Senior Director Zhu Yikun over Dingdong ADSs have expiration dates on January 31, 2032, July 1, 2032, July 1, 2033, June 30, 2034, and June 30, 2035, as listed in the derivative holdings summary.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Zhu Yikun

(Last)(First)(Middle)
1388 HUAJING ROAD,
XUHUI DISTRICT

(Street)
SHANGHAI200231

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2026
3. Issuer Name and Ticker or Trading Symbol
Dingdong (Cayman) Ltd [ DDL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Senior Director
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American depositary shares(1)0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Buy06/30/202606/30/2035American depositary shares(1)9,900$0D
Option to Buy06/30/202506/30/2034American depositary shares(1)6,750$0D
Option to Buy06/30/202401/31/2032American depositary shares(1)6,266$0D
Option to Buy06/30/202407/01/2032American depositary shares(1)8,452$0D
Option to Buy07/01/202407/01/2033American depositary shares(1)3,600$0D
Option to Buy06/30/202301/31/2032American depositary shares(1)12,529$12D
Explanation of Responses:
1. Each American depositary shares (two American depositary shares representing three Class A ordinary share, par value US$0.000002 per share)
/s/ Yikun Zhu09/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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