STOCK TITAN

Dillard’s (DDS) VP linked trusts acquire Class A and Class B shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DILLARD'S, INC. vice president Annemarie Jazic reported new equity awards tied to the merger of W.D. Company, Inc. into Dillard’s. A trust for her benefit acquired 151 shares of Class A common stock and 14,557 shares of Class B common stock when the merger closed, reflecting its prior WDC ownership.

After these awards, indirect holdings include 38,574 shares of Class A common stock and 14,557 shares of Class B common stock across trusts and related accounts, alongside additional direct and retirement-plan Class A positions. Each Class B share is convertible into one Class A share and has no expiration date.

Positive

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Insider Jazic Annemarie
Role VICE PRESIDENT
Type Security Shares Price Value
Grant/Award Common Class B 14,557 $0.00 --
Grant/Award Common Class A 151 $0.00 --
holding Common Class A -- -- --
holding Common Class A - Retirement Plan -- -- --
holding Common Class A -- -- --
holding Common Class A -- -- --
holding Common Class A -- -- --
Holdings After Transaction: Common Class B — 14,557 shares (Indirect, See Footnote); Common Class A — 38,574 shares (Indirect, See Footnote); Common Class A — 38,131 shares (Direct, null); Common Class A - Retirement Plan — 6,339 shares (Direct, null)
Footnotes (1)
  1. On June 4, 2026, pursuant to the Agreement and Plan of Merger, dated as of March 20, 2026 (as amended, the "Merger Agreement"), by and among Dillard's, Inc. (the "Issuer"), W.D. Company, Inc., an Arkansas corporation ("WDC"), and Alex Dillard, solely in his capacity as the shareholder representative, WDC was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger. The amount reported represents shares of Issuer Class A Common Stock acquired by a trust for the benefit of the reporting person upon consummation of the Merger, in such trust's capacity as a shareholder of WDC. Each share of WDC common stock issued and outstanding immediately prior to the effective time of the Merger was automatically cancelled, and in exchange therefor, each WDC shareholder received such WDC shareholder's pro rata share of (a) up 41,496 shares of Issuer Class A Common Stock and up to 3,985,776 shares of Issuer Class B Common Stock and (b) the amount in cash equal to the sum of (i) WDC's cash and cash equivalents as of the closing date of the Merger, plus (ii) the value of other publicly traded securities owned by WDC (determined as described in the Merger Agreement). The amount reported represents shares of Issuer Class A Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee. The amount reported represents shares of Issuer Class A Common Stock held by the reporting person's spouse. The amount reported represents shares of Issuer Class A Common Stock held by trusts for the benefit of the reporting person's children. The amount reported represents shares of Issuer Class A Common Stock held by trusts for which the reporting person serves as trustee. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date. The amount reported represents shares of Issuer Class B Common Stock acquired by a trust for the benefit of the reporting person upon consummation of the Merger, in such trust's capacity as a shareholder of WDC. The amount reported represents shares of Issuer Class B Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.
Class A shares acquired by trust 151 shares Issuer Class A Common Stock, acquired via merger consideration
Class B shares acquired by trust 14,557 shares Issuer Class B Common Stock, acquired via merger consideration
Indirect Class A holdings after transaction 38,574 shares Issuer Class A Common Stock held indirectly after transactions
Indirect Class B holdings after transaction 14,557 shares Issuer Class B Common Stock held indirectly after transactions
Direct Class A holdings 38,131 shares Issuer Class A Common Stock held directly after transactions
Retirement plan Class A holdings 6,339 shares Issuer Class A Common Stock in retirement plan after transactions
Merger Class A consideration pool up to 41,496 shares Total Issuer Class A shares allocated among all WDC shareholders
Merger Class B consideration pool up to 3,985,776 shares Total Issuer Class B shares allocated among all WDC shareholders
Agreement and Plan of Merger regulatory
"On June 4, 2026, pursuant to the Agreement and Plan of Merger, dated as of March 20, 2026..."
An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.
Class A Common Stock financial
"The amount reported represents shares of Issuer Class A Common Stock acquired by a trust..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Class B Common Stock financial
"Shares of Issuer Class B Common Stock are convertible at the option of any holder..."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
convertible financial
"Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof..."
A convertible is a type of investment that starts as a loan or preferred stake (like a bond or preferred share) but can be exchanged for common shares of the company at a set price or under certain conditions. It matters to investors because it offers a mix of steady income and downside protection like a loan, plus the upside of stock ownership if the company does well—similar to holding a coupon that you can trade for a full ticket if the event becomes valuable.
trusts for the benefit of the reporting person financial
"The amount reported represents shares of Issuer Class A Common Stock held by a trust for the benefit of the reporting person..."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jazic Annemarie

(Last)(First)(Middle)
1600 CANTRELL RD

(Street)
LITTLE ROCK ARKANSAS 72201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DILLARD'S, INC. [ DDS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VICE PRESIDENT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Class A06/04/2026A151(1)A(2)38,574ISee Footnote(3)
Common Class A38,131D
Common Class A - Retirement Plan6,339D
Common Class A250ISee Footnote(4)
Common Class A9,767ISee Footnote(5)
Common Class A3,236ISee Footnote(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Class B(7)06/04/2026A14,557(8) (7) (7)Common Class A14,557(2)14,557ISee Footnote(9)
Explanation of Responses:
1. On June 4, 2026, pursuant to the Agreement and Plan of Merger, dated as of March 20, 2026 (as amended, the "Merger Agreement"), by and among Dillard's, Inc. (the "Issuer"), W.D. Company, Inc., an Arkansas corporation ("WDC"), and Alex Dillard, solely in his capacity as the shareholder representative, WDC was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger. The amount reported represents shares of Issuer Class A Common Stock acquired by a trust for the benefit of the reporting person upon consummation of the Merger, in such trust's capacity as a shareholder of WDC.
2. Each share of WDC common stock issued and outstanding immediately prior to the effective time of the Merger was automatically cancelled, and in exchange therefor, each WDC shareholder received such WDC shareholder's pro rata share of (a) up 41,496 shares of Issuer Class A Common Stock and up to 3,985,776 shares of Issuer Class B Common Stock and (b) the amount in cash equal to the sum of (i) WDC's cash and cash equivalents as of the closing date of the Merger, plus (ii) the value of other publicly traded securities owned by WDC (determined as described in the Merger Agreement).
3. The amount reported represents shares of Issuer Class A Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.
4. The amount reported represents shares of Issuer Class A Common Stock held by the reporting person's spouse.
5. The amount reported represents shares of Issuer Class A Common Stock held by trusts for the benefit of the reporting person's children.
6. The amount reported represents shares of Issuer Class A Common Stock held by trusts for which the reporting person serves as trustee.
7. Shares of Issuer Class B Common Stock are convertible at the option of any holder thereof into shares of Issuer Class A Common Stock on a one-for-one basis. Issuer Class B Common Stock has no expiration date.
8. The amount reported represents shares of Issuer Class B Common Stock acquired by a trust for the benefit of the reporting person upon consummation of the Merger, in such trust's capacity as a shareholder of WDC.
9. The amount reported represents shares of Issuer Class B Common Stock held by a trust for the benefit of the reporting person, for which the reporting person serves as trustee.
/s/ Annemarie Jazic By: Julie Guymon, Attorney-in-Fact06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did Dillard's (DDS) report for Annemarie Jazic?

Dillard’s reported that a trust for vice president Annemarie Jazic’s benefit acquired 151 Class A and 14,557 Class B shares in connection with the W.D. Company merger, increasing her indirect exposure through family and trust holdings.

How many Dillard's Class A shares does Annemarie Jazic hold after this Form 4?

Following these transactions, indirect holdings total 38,574 Class A shares across trusts and related accounts, in addition to 38,131 Class A shares held directly and 6,339 Class A shares in a retirement plan, according to the Form 4 positions table.

What Dillard's Class B shares are associated with Annemarie Jazic after the merger?

A trust for Annemarie Jazic’s benefit holds 14,557 Class B shares acquired upon completion of the W.D. Company merger. Footnotes state these Class B shares are convertible into Class A on a one-for-one basis and have no expiration date.

How is the W.D. Company merger connected to Annemarie Jazic’s Dillard's (DDS) holdings?

The Form 4 explains that W.D. Company merged into Dillard’s under a Merger Agreement dated March 20, 2026. A trust that was a W.D. Company shareholder received Dillard’s Class A and Class B shares as consideration, benefiting Annemarie Jazic.

Do the Class B Dillard's shares reported for Annemarie Jazic expire or convert?

The filing states that Dillard’s Class B common stock is convertible into Class A common stock on a one-for-one basis. It also specifies that Class B common stock has no expiration date, providing ongoing optionality for conversion.