Grayscale DeFi Fund holder proposes $3.87K sale

The notice lists six earlier sales by DCG International Investments Ltd between August 3 and October 26, 2026.

Available on EDGAR 11/02/2026 - 04:40 PM EST Accepted by SEC EDGAR 11/02/2026 - 04:40 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Grayscale Decentralized Finance (DeFi) Fund LLC (DEFG) is named as issuer in a Rule 144 notice covering DCG International Investments Ltd’s proposed sale of 300 common shares, with an aggregate market value of $3,870.00. The approximate sale date is November 2, 2026; Canaccord Genuity Corp is named as broker and OTCQB as the exchange. The shares were purchased from the issuer for cash in a privately negotiated transaction on July 15, 2021.

Key Figures

Proposed sale: 300 common shares Aggregate market value: $3,870.00 Past sale gross proceeds: $2,970.0 +5 more

8 metrics

Proposed sale 300 common shares For the account of DCG International Investments Ltd

Aggregate market value $3,870.00 Proposed sale

Past sale gross proceeds $2,970.0 300 shares sold August 3, 2026

Past sale gross proceeds $2,880.0 300 shares sold August 4, 2026

Past sale gross proceeds $2,880.0 300 shares sold August 5, 2026

Past sale gross proceeds $2,895.01 307 shares sold August 6, 2026

Past sale gross proceeds $5,193.75 375 shares sold October 23, 2026

Past sale gross proceeds $2,680.0 200 shares sold October 26, 2026

Key Terms

Rule 144, privately negotiated transaction, aggregate market value, OTCQB

4 terms

Rule 144 regulatory

"See the definition of “person” in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

privately negotiated transaction financial

"Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

aggregate market value financial

"Aggregate market value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

OTCQB financial

"OTCQB"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DEFG shares does DCG International Investments Ltd plan to sell?

DCG International Investments Ltd proposes to sell 300 common shares, with an aggregate market value of $3,870.00. The approximate sale date is November 2, 2026, through Canaccord Genuity Corp, with OTCQB identified as the exchange.

What recent DEFG sales did DCG International Investments Ltd report?

It reported sales of 300 shares for $2,970.0 on August 3, 2026; 300 shares for $2,880.0 on August 4; 300 shares for $2,880.0 on August 5; 307 shares for $2,895.01 on August 6; 375 shares for $5,193.75 on October 23; and 200 shares for $2,680.0 on October 26.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE DECENTRALIZED FINANCE (DEFI) FUND LLC
SEC File Number	021-407958
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	300	3870.00	238960	11/02/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/15/2021	Privately Negotiated Transaction	Purchased from Issuer			300	07/15/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/03/2026	300	2970.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/04/2026	300	2880.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/05/2026	300	2880.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/06/2026	307	2895.01
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	10/23/2026	375	5193.75
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	10/26/2026	200	2680.0

144: Remarks and Signature

Remarks
Date of Notice	11/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)