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Defi Technologies, Inc. (DEFT) SEC Filings

DEFT NASDAQ

Welcome to our dedicated page for Defi Technologies SEC filings (Ticker: DEFT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Defi Technologies's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Defi Technologies's regulatory disclosures and financial reporting.

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DeFi Technologies Inc. (DEFT) reports that Nasdaq has granted an additional 180-calendar-day period, until March 1, 2027, to regain compliance with the US$1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2). The company states it meets all other initial listing standards for The Nasdaq Capital Market, apart from the minimum bid price.

The company notes there is no immediate effect on the listing or trading of its common shares, which continue to trade on The Nasdaq Capital Market under the symbol DEFT. DeFi Technologies plans to monitor its closing bid price and evaluate options to cure the deficiency, while cautioning that there can be no assurance it will regain or maintain compliance.

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DeFi Technologies Inc. reported financial results for the quarter ended June 30, 2026, with revenue of $7.8 million and an operating loss of $2.3 million. Management described the period as challenging for digital asset markets but highlighted underlying business activity and client demand across its platforms.

The company stated that its combined cash, USDT/USDC, STRC/RWUSD, treasury, and venture portfolio value totaled approximately $135 million as of June 30, 2026, supporting its view of a strong balance sheet and the ability to invest through the market cycle. Within its Valour business, management cited more than $22.8 million of net inflows during the quarter, and noted that Stillman Digital is onboarding larger institutional clients and is on pace for a strong revenue year. DeFi Technologies also referenced ongoing work on hedge fund strategies, Valour Custody, a UCITS platform, and potential large-scale acquisitions, while cautioning that any forward-looking statements are subject to significant risks and uncertainties related to digital asset markets and regulation.

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DeFi Technologies Inc. reported significantly weaker results for the three and six months ended June 30, 2026 under IFRS. Total assets fell to $573.3M from $824.6M, mainly as digital assets declined to $365.8M from $515.6M. ETP holders payable dropped to $397.2M from $622.3M, eliminating the prior working capital deficit and producing working capital of $61.2M.

Total revenues for the first half of 2026 decreased to $19.0M from $56.9M, driven by large negative realized and unrealized movements on digital assets and equity investments partially offset by gains on ETP payables. The company moved from net income of $28.7M in the first half of 2025 to a net loss of $10.1M in 2026. Cash and cash equivalents declined to $60.3M from $91.2M, while loans payable were fully repaid. Management states the accounts are prepared on a going concern basis but notes dependence on its business model and cryptocurrency prices for funding operations.

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DeFi Technologies Inc. will hold a shareholder call on August 14, 2026 at 11:00 a.m. Eastern Time to discuss its financial performance for the three-month period ended June 30, 2026. Financial statements for this period are expected to be released after market close on August 13, 2026.

The company describes itself as a publicly listed, vertically integrated digital asset platform providing familiar, simple, secure and regulated access to the digital asset economy through investment products, trading and liquidity infrastructure, research and strategic capital deployment. Key business lines include Valour, which issues regulated digital asset exchange traded products, Stillman Digital, a digital asset trading and liquidity provider, and DeFi Alpha, which focuses on trading, arbitrage and other capital markets strategies.

The announcement also contains a cautionary note that statements about product development, geographic expansion, new business lines, the regulatory environment for decentralized finance and digital assets, and pursuit of business opportunities constitute forward-looking information and are subject to numerous risks and uncertainties that could cause actual results to differ materially.

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DeFi Technologies Inc. provides a CEO letter addressing the recent share price decline, which Johan Wattenström links to weak crypto markets, sector rotation and one-off technical factors from a capital raise. He notes that revenue is closely tied to assets under management.

The company reports record revenue and net income in 2025 and describes a “fortress balance sheet” of approximately $150 million as of the end of Q1, with effectively zero debt, compared with more than $40 million of debt in the 2022/2023 bear market. The platform is now more diversified across Valour and Stillman Digital.

Operational plans include launching the first hedge fund very soon and scaling arbitrage strategies in the second half of the year, advancing the Valour Custody platform for a second-half launch, and building a UCITS platform elsewhere in the EU after Swedish regulator Finansinspektionen denied a local UCITS structure. Stillman Digital is pacing for a record revenue year, Valour’s ETPs have net inflows year to date, and AI tools are embedded in trading and operations. Wattenström explains that a potential share consolidation is only an option to preserve Nasdaq compliance, noting 73% of shareholders approved this flexibility, and reiterates confidence in the long-term trajectory.

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DeFi Technologies Inc. reported the results of its 2026 annual and special shareholder meeting. All director nominees listed in the May 20, 2026 management proxy circular were elected, with support levels ranging from about 75% to 95% of votes cast.

Shareholders approved the appointment of the Company’s auditors, with 92.276% of votes in favour. They also approved a share consolidation with 73.271% support, amendments to By-Law No. 1 with 90.420% support, and a new Advance Notice By-Law No. 2 with 64.279% support.

A total of 123,237,762 common shares were voted at the meeting, representing approximately 31.77% of the Company’s issued and outstanding common shares.

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DeFi Technologies Inc. reports that its common shareholders have confirmed an amendment to By-Law No. 1 and adopted By-Law No. 2, which introduces advance notice requirements for nominating directors. These governance changes were approved in connection with the 2026 annual general and special meeting.

The meeting is scheduled for June 29, 2026 as a fully virtual event, where shareholders are asked to fix the number of directors at six, appoint HDCPA Professional Corporation as auditor, elect directors, approve a share consolidation, and confirm the by-law amendments. Each of the 387,895,989 common shares outstanding as of May 19, 2026 carries one vote.

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DeFi Technologies Inc. filed an update explaining that it has extended the proxy voting deadline for its upcoming annual general and special meeting of shareholders. Shareholders now have until June 28, 2026 at 5:00 PM ET to submit their votes.

The meeting will be held virtually on June 29, 2026 at 10:00 AM via an online platform. The deadline extension is intended to give shareholders more time to vote and help ensure that enough votes are received to meet quorum requirements. The company directs shareholders to its May 20, 2026 management information circular for detailed voting instructions.

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DeFi Technologies Inc. reported first-quarter 2026 results with revenue of $11.2 million and net income of $4.9 million, showing the business was profitable in a difficult crypto market backdrop. Management describes its balance sheet as strong, with combined cash, USDT/USDC, treasury, and venture portfolio value of about $156 million as of March 31, 2026. The CEO highlighted that the company is not dependent on a single product or revenue stream and is active across asset management, trading, and capital markets infrastructure. Assets under management were recently above $550 million, and April 2026 net inflows of $14.6 million were the second-highest monthly inflow in the past year, suggesting improving demand for its products after a flat Q1 flow period.

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DeFi Technologies Inc. reported first-quarter 2026 net income of $4.9M, down from $30.0M a year earlier, as volatile crypto markets reduced fair value gains. Total revenues were $11.2M compared with $43.8M in 2025, mainly due to much smaller realized and unrealized gains on digital assets and equity investments.

Despite lower earnings, the company’s financial position strengthened. Working capital improved to $47.3M and cash stood at $87.6M as of March 31, 2026. Total assets were $634.2M, including $381.4M of digital assets, while liabilities totaled $478.0M, largely ETP payables. Shareholders’ equity rose to $156.1M, supported by warrant revaluation gains and a reduced deficit.

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FAQ

How many Defi Technologies (DEFT) SEC filings are available on StockTitan?

StockTitan tracks 61 SEC filings for Defi Technologies (DEFT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Defi Technologies (DEFT)?

The most recent SEC filing for Defi Technologies (DEFT) was filed on September 3, 2026.