Welcome to our dedicated page for Defi Technologies SEC filings (Ticker: DEFT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The DeFi Technologies Inc. (DEFT) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer in the United States. DeFi Technologies files current reports on Form 6-K and annual reporting information on Form 40-F, which together offer insight into its operations as a financial technology company linking traditional capital markets and decentralized finance.
Form 6-K submissions typically attach news releases covering topics such as digital asset ETP launches by its subsidiary Valour, new listings on exchanges including Brazil’s B3, venture portfolio milestones, leadership transitions, and other material corporate events. These filings allow investors to review the exact text of company announcements as furnished to the U.S. Securities and Exchange Commission.
The company also furnishes interim condensed consolidated financial statements, management’s discussion and analysis, and related certifications through its Form 40-F related filings. These documents provide detail on DeFi Technologies’ financial position, results of operations and risk disclosures in connection with its activities in digital asset management, trading, research and infrastructure.
On this page, investors can also monitor filings that reference governance and leadership changes, as well as documents that incorporate information about subsidiaries such as Valour, Stillman Digital, Reflexivity Research, Neuronomics and DeFi Alpha. For those analyzing DEFT, the combination of 6-K current reports and 40-F materials offers a structured view of how the company reports its business developments and financial performance in a regulated format.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of each document in plain language. Users can quickly identify the main themes in lengthy filings, such as the nature of new product listings, geographic expansion steps, or the financial context around quarterly results, while retaining the ability to review the original SEC documents in full.
DeFi Technologies Inc. received a Nasdaq notice that its common share closing bid price stayed below $1.00 for 30 consecutive business days as of March 4, 2026, triggering a minimum bid price deficiency under Nasdaq Listing Rule 5550(a)(2).
The company has 180 calendar days, until September 1, 2026, to regain compliance by maintaining a closing bid of at least $1.00 per share for a minimum of ten consecutive business days, a period Nasdaq staff may extend to generally up to 20 days. If it fails to do so, DeFi Technologies may qualify for an additional 180-day compliance period, potentially including a reverse stock split, provided it meets other Nasdaq Capital Market initial listing standards.
The notice has no immediate effect on the listing, and the shares continue trading on The Nasdaq Capital Market under the symbol “DEFT”. The company plans to monitor its share price and consider available options, while cautioning there is no assurance it will regain compliance or satisfy other Nasdaq listing rules.
DeFi Technologies Inc. reported that Nasdaq has notified the company its common shares no longer meet the $1.00 minimum bid price requirement after trading below that level for 30 consecutive business days as of March 4, 2026. The company’s shares will continue trading on the Nasdaq Capital Market under the symbol DEFT while it works to regain compliance.
DeFi Technologies has 180 calendar days, until September 1, 2026, for its closing bid price to reach at least $1.00 for a minimum of ten consecutive business days, a period Nasdaq staff may extend to generally up to 20 consecutive days. If compliance is not regained, the company may qualify for a second 180‑day period if it meets other Nasdaq Capital Market initial listing standards and formally indicates plans to cure the deficiency, potentially including a reverse stock split.
If the company does not qualify for or complete remediation in a second compliance period, its shares would be subject to delisting, though DeFi Technologies could appeal any such determination. The company states it intends to monitor its share price and consider available options, while cautioning there is no assurance it will regain or maintain compliance with Nasdaq listing rules.
DeFi Technologies Inc. filed a report highlighting the appointment of Philippe Lucet as General Counsel and Corporate Secretary. He currently serves as General Counsel of Valour, the company’s wholly owned ETP issuer, and will now oversee DeFi Technologies’ legal, corporate governance, and regulatory affairs.
Lucet succeeds Kenny Choi, who is stepping down from the role. The company emphasizes Lucet’s global legal experience across regulated, innovation-driven industries and his background at major international companies, positioning him to support DeFi Technologies’ growth across markets.
DeFi Technologies Inc. filed an update describing a webinar focused on the launch of the DEFT Valour Investment Opportunity (DVIO) Index, an institutional-grade benchmark showing how regulated capital is allocated across the digital asset market.
The webinar, titled "DEFT Valour Investment Opportunity Index," is scheduled for February 24, 2026 at 10:00 a.m. ET. Andrew Forson, President of DeFi and Chief Growth Officer at Valour, will discuss the DVIO Index launch, its insights into regulated investor flows, and how it can inform future products and market analytics.
The filing also highlights DeFi Technologies' broader platform, including Valour’s regulated ETPs, Stillman Digital’s prime brokerage services, Reflexivity Research’s digital asset research, Neuronomics’ quantitative strategies, and DeFi Alpha’s arbitrage and trading operations, positioning the company as an institutional gateway to decentralized finance.
DeFi Technologies Inc. reported that its subsidiary Valour has launched the DEFT Valour Investment Opportunity (DVIO) Index, an institutional-grade benchmark tracking how regulated capital is allocated across digital assets on Valour’s ETP platform.
The index covers the top 50 crypto assets by assets under management and flows within Valour’s ecosystem, rebalanced weekly to capture changing investor positioning and sentiment. It is built on regulated ETP flow data, aiming to provide forward-looking insight versus traditional price- or volume-based crypto indicators.
DeFi Technologies plans to commercialize the DVIO Index through subscription-based research, a future analytics terminal, and potential licensing to third-party asset managers for index-linked products, positioning DVIO as both a benchmark and data engine for digital asset strategies.
DeFi Technologies Inc. reported a new strategic partnership with MERGE, a major Latin American crypto and fintech conference, under which it will host the DeFi Technologies Insights Symposium in São Paulo on March 16, 2026.
The symposium will explore digital assets, real-world assets, blockchain, quantum technologies, and AI across retail, institutional, and sovereign markets, with a focus on cross-border opportunities and regulatory evolution. Executives from DeFi Technologies and its subsidiary Valour will also speak on MERGE’s main stage on March 18, 2026.
The company highlights Brazil as a core market, following Valour’s December 2025 launch of digital asset ETPs and BDRs on B3, and notes that the MERGE partnership will continue at MERGE Madrid in October 2026 as part of a broader international strategy.
DeFi Technologies Inc. reports that its venture portfolio company Canada Stablecorp Inc. has signed a definitive agreement appointing VersaBank as custodian for the QCAD Digital Trust, which holds reserve assets for QCAD, described as Canada’s first regulatory compliant Canadian-dollar stablecoin.
VersaBank, a federally regulated Schedule I bank, will provide custody through its VersaVault platform and expects to earn custody fees based on QCAD assets held and a spread on QCAD deposits. DeFi Technologies views the regulated custody of QCAD reserves as a key step toward institutional-grade infrastructure, broader adoption of tokenized Canadian dollars, and future expansion of QCAD-linked products, liquidity channels, and security planning.
DeFi Technologies Inc. reported that its subsidiary Valour has received UK regulatory approval and begun offering select yield-bearing crypto exchange traded products (ETPs) to UK retail investors through the London Stock Exchange starting January 26, 2026. The UK Financial Conduct Authority approved Valour’s UK base prospectuses for products including the 1Valour Bitcoin Physical Staking ETP and the Ethereum Physical Staking ETP. These ETPs are designed to give retail investors regulated, physically backed exposure to Bitcoin and Ethereum while reflecting staking rewards in the products’ net asset value.
DeFi Technologies, through its Valour asset management business, reported estimated 2025 net inflows of $138.2 million into its exchange-traded products, its highest annual total on record. This includes $116.2 million of net inflows through the end of Q3 2025 and an estimated $22.0 million in Q4, with Valour noting it has never had a month of net outflows, highlighting steady client adoption across market cycles.
Valour’s asset management business reported approximately $989.1 million in AUM as of September 30, 2025 and closed 2025 with 102 listed ETPs, described as one of the most diversified regulated digital asset product suites globally, extending well beyond Bitcoin. The platform targets a blended yield of about 5–7% from management and staking, with additional revenue potential from trading, proprietary IP, node operations, and MEV, reflecting a vertically integrated model designed to monetize multiple points in the digital asset value chain.