DeFi Technologies (DEFT) details securities purchase and warrant exhibits in 6-K

Rhea-AI Filing Summary

DeFi Technologies Inc. filed a Form 6-K that mainly furnishes legal and transaction-related documents. The company provides a form of Securities Purchase Agreement and a form of Common Share Purchase Warrant, along with a Placement Agency Agreement dated September 25, 2025 between DeFi Technologies Inc. and Joseph Gunnar & Co., LLC.

The filing also includes a Material Change Report, a consent from Farris LLP, and a press release dated September 26, 2025. These exhibits are incorporated by reference into the company’s existing Form F-10 registration statement, linking the disclosed transaction documents to its broader securities offering framework.

Insights

Capital markets analyst

DeFi furnishes securities purchase and warrant documents tied to its Form F-10.

DeFi Technologies Inc. is supplying key transaction documents, including a form of Securities Purchase Agreement, a form of Common Share Purchase Warrant, and a Placement Agency Agreement with Joseph Gunnar & Co., LLC dated September 25, 2025. Together, these point to structured securities transactions that are connected to the company’s existing Form F-10 registration framework.

The 6-K also furnishes a Material Change Report, a legal consent from Farris LLP, and a press release dated September 26, 2025, which helps formalize disclosure around the transaction. Actual economic impact for shareholders depends on the specific terms and sizes described in the exhibits and underlying Form F-10 rather than this summary-level notice.

Form 6-K: How Foreign Companies Report to the SEC →

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

OF THE SECURITIES EXCHANGE ACT OF 1934

For the month of September 2025

Commission File Number: 001-41056

DEFI TECHNOLOGIES INC.

(Translation of registrant’s name into English)

Suite 2400, 333 Bay Street

Toronto, Ontario, Canada M5H 2T6

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

☐ Form 20-F       ☒ Form 40-F

INCORPORATION BY REFERENCE

Exhibits 99.1, 99.2, 99.3, 99.4 and 99.5 of this Form 6-K are incorporated by reference as additional exhibits to the registrant’s Registration Statement on Form F-10 (File No. 333-290048).

1

EXHIBIT INDEX

The following Exhibits 99.1, 99.2, 99.3, 99.4, 99.5 and 99.6 are furnished as part of this Current Report on Form 6-K.

Exhibit Number		Description
99.1		Form of Securities Purchase Agreement
99.2		Form of Common Share Purchase Warrant
99.3		Placement Agency Agreement, dated September 25, 2025 by and between DeFi Technologies Inc. and Joseph Gunnar & Co., LLC
99.4		Material Change Report
99.5		Consent of Farris LLP
99.6		Press Release dated September 26, 2025

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	DeFi Technologies Inc.
Date: September 26, 2025	By:	/s/ Kenny Choi
		Name:	Kenny Choi
		Title:	Corporate Secretary

3

FAQ

What does DeFi Technologies Inc. (DEFT) report in this Form 6-K?

DeFi Technologies Inc. furnishes several exhibits, including a form of Securities Purchase Agreement, a form of Common Share Purchase Warrant, a Placement Agency Agreement, a Material Change Report, a legal consent, and a press release.

How is this 6-K related to DeFi Technologies Inc.'s Form F-10?

Exhibits 99.1 through 99.5 in this Form 6-K are incorporated by reference as additional exhibits to DeFi Technologies Inc.’s Registration Statement on Form F-10 (File No. 333-290048).

Which transaction agreements are included in DeFi Technologies Inc. (DEFT) 6-K?

The filing includes a Form of Securities Purchase Agreement, a Form of Common Share Purchase Warrant, and a Placement Agency Agreement dated September 25, 2025 between DeFi Technologies Inc. and Joseph Gunnar & Co., LLC.

What additional disclosure documents does DeFi Technologies Inc. provide in this 6-K?

In addition to transaction agreements, the company furnishes a Material Change Report, a Consent of Farris LLP, and a press release dated September 26, 2025 as exhibits.

Does the DeFi Technologies Inc. (DEFT) 6-K specify financial amounts or pricing terms?

This summary 6-K identifies the types of agreements and exhibits furnished but does not itself detail specific financial amounts or pricing terms; those are contained in the underlying exhibits and registration statement.

Who is the placement agent named in DeFi Technologies Inc.'s 6-K?

The Placement Agency Agreement is dated September 25, 2025 and is between DeFi Technologies Inc. and Joseph Gunnar & Co., LLC.