STOCK TITAN
  1. Home
  2. Sec-filings
  3. DEFT
  4. [6-K] Defi Technologies, Inc. Current Report (Foreign Issuer)

DeFi Technologies gets 180-day Nasdaq bid extension

DeFi Technologies Inc. (DEFT) reports that Nasdaq has granted an additional 180-calendar-day period, until March 1, 2027, to regain compliance with the US$1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2).

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

DeFi Technologies Inc. (DEFT) reports that Nasdaq has granted an additional 180-calendar-day period, until March 1, 2027, to regain compliance with the US$1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2). The company states it meets all other initial listing standards for The Nasdaq Capital Market, apart from the minimum bid price.

The company notes there is no immediate effect on the listing or trading of its common shares, which continue to trade on The Nasdaq Capital Market under the symbol DEFT. DeFi Technologies plans to monitor its closing bid price and evaluate options to cure the deficiency, while cautioning that there can be no assurance it will regain or maintain compliance.

Positive

  • None.

Negative

  • The company remains out of compliance with Nasdaq’s US$1.00 minimum bid price rule and warns there is no assurance it will regain compliance or continue to meet Nasdaq listing requirements, highlighting an ongoing delisting risk.

Filing Explained

Compliance remains unresolved; Nasdaq requires a US$1 closing bid for 10 consecutive business days before confirming resolution.

DeFi Technologies is in a second Nasdaq compliance period for its minimum bid-price deficiency, while its common shares remain listed and trading on Nasdaq.

The filing states that the initial compliance period ran through September 1, 2026, after Nasdaq found the closing bid below US$1.00 for 30 consecutive business days as of March 4, 2026.

Compliance is not restored merely by receiving the extension: Nasdaq will require a closing bid of at least US$1.00 for 10 consecutive business days before providing written confirmation that the matter is closed.

Additional compliance period length 180 calendar days Extension granted by Nasdaq to regain minimum bid price compliance
New compliance deadline March 1, 2027 End of the additional 180-day period to regain compliance
Minimum bid price threshold US$1.00 per share Required closing bid price to satisfy Nasdaq Listing Rule 5550(a)(2)
Minimum period at or above threshold 10 consecutive business days Duration the closing bid must meet or exceed US$1.00 to regain compliance
Initial non-compliance window 30 consecutive business days Period during which the bid price was below US$1.00 as of March 4, 2026
Initial compliance deadline September 1, 2026 End of the first 180-day period previously granted by Nasdaq
Minimum Bid Price Rule regulatory
"to regain compliance with Nasdaq's minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2)"
A minimum bid price rule is a stock market requirement that a listed company's share must trade above a set minimum price over a specified period to remain listed on an exchange. It matters to investors because falling below that threshold can trigger warnings, potential delisting, and reduced liquidity—similar to a student needing a passing grade to stay enrolled—making the shares harder to buy, sell, or value accurately.
The Nasdaq Capital Market regulatory
"continued listing requirement for market value of publicly held shares and all other applicable initial listing standards for The Nasdaq Capital Market"
A tier of the Nasdaq stock exchange that hosts smaller or early-stage public companies that meet defined listing standards for size, share price and governance. Think of it as a particular shelf in a store for emerging brands: it gives investors a centralized place to find and trade these stocks while signaling that the companies meet basic regulatory and financial rules. Investors watch it for growth opportunities and higher volatility compared with larger markets.
forward-looking information regulatory
"This press release contains forward-looking information within the meaning of applicable Canadian and U.S. securities legislation"
Forward-looking information are predictions, plans, estimates or expectations about a company’s future performance, results or events, such as sales forecasts, project timelines, or anticipated costs. It matters to investors because these statements guide expectations but rely on assumptions and uncertain factors—like a weather forecast for a business—so investors should treat them as informed guesses rather than guarantees and consider the risks and possible changes behind the numbers.
exchange traded products financial
"issues exchange traded products ("ETPs") that enable retail and institutional investors to access digital assets"
Exchange traded products are securities that trade on stock exchanges and are designed to track the price of an asset, index, or investment strategy—think of them as a single basket you can buy that represents many underlying things like stocks, bonds, or commodities. They matter to investors because they offer an easy, often lower-cost way to get broad or targeted market exposure and can be bought or sold throughout the trading day like a regular share, making diversification and tactical moves simpler.
digital asset economy financial
"regulated access to the digital asset economy through investment products, trading and liquidity infrastructure"
A digital asset economy is the network of technologies, markets and rules where value is created, traded and stored in purely digital form — for example cryptocurrencies, tokenized securities, digital collectibles and the platforms that support them. It matters to investors because it changes how ownership, liquidity and risk work: like a new kind of marketplace and bank rolled into software, it can open faster trading and new assets but also brings different volatility, custody and regulatory questions.

FAQ

What did DeFi Technologies (DEFT) announce regarding its Nasdaq listing status?
DeFi Technologies announced that Nasdaq granted an additional 180-day compliance period, until March 1, 2027, to regain compliance with the US$1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2). The company remains non-compliant with that rule.

Does the Nasdaq notice immediately affect trading of DeFi Technologies (DEFT) shares?
No. The company states the Nasdaq notification has no immediate effect on the listing or trading of its common shares, which will continue to trade on The Nasdaq Capital Market under the symbol DEFT during the additional compliance period.

Until when does DeFi Technologies have to regain Nasdaq minimum bid price compliance?
DeFi Technologies has until March 1, 2027 to regain compliance. During this additional 180-calendar-day period, the company intends to monitor its closing bid price and evaluate available options to cure the minimum bid price deficiency.

What must happen for DeFi Technologies (DEFT) to be deemed back in compliance with Nasdaq’s bid rule?
If, at any time during the additional compliance period, the closing bid price of DeFi Technologies’ common shares is at least US$1.00 per share for a minimum of ten consecutive business days, Nasdaq will provide written confirmation that the company has regained compliance.

Why did DeFi Technologies initially fall out of compliance with Nasdaq’s minimum bid price rule?
Nasdaq’s initial notice, dated March 5, 2026, stated that the minimum bid price of DeFi Technologies’ common shares had been below US$1.00 for 30 consecutive business days as of March 4, 2026, triggering the original compliance period that ran through September 1, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 6-K: How Foreign Companies Report to the SEC →
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of September, 2026.

 

Commission File Number 001-41056

 

 

 

DEFI TECHNOLOGIES INC.

(Translation of registrant's name into English)

 

Suite 2400, 333 Bay Street, Toronto, Ontario, Canada M5H 2T6 

 

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

☐Form 20-F                  ☒ Form 40-F

 

 

 

 

 

EXHIBIT INDEX

 

 

Exhibit Number   Description
99.1   New Release dated September 3, 2026 - DeFi Technologies Receives Additional 180-Day Compliance Period from Nasdaq to Regain Compliance with Minimum Bid Price Requirement

 

 

 

 

 

    DEFI TECHNOLOGIES INC.
    (Registrant)
     
     
Date: September 3, 2026 By /s/ Philippe Lucet
    Philippe Lucet
Corporate Secretary

 

EXHIBIT 99.1 

 

DeFi Technologies Receives Additional 180-Day Compliance Period from Nasdaq to Regain Compliance with Minimum Bid Price Requirement

TORONTO, Sept. 3, 2026 /CNW/ -- DeFi Technologies Inc. (the "Company" or "DeFi Technologies") (Nasdaq: DEFT) (CBOE CA: DEFI) (GR: R9B) (B3: DEFT31), a financial technology company bridging the gap between traditional capital markets and decentralized finance ("DeFi"), today announced that it has received written notification from The Nasdaq Stock Market LLC ("Nasdaq") granting the Company an additional 180-calendar-day period, or until March 1, 2027, to regain compliance with Nasdaq's minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) (the "Minimum Bid Price Rule").

The Company qualified for the additional compliance period because it satisfies the continued listing requirement for market value of publicly held shares and all other applicable initial listing standards for The Nasdaq Capital Market, other than the minimum bid price requirement. The Company has provided written notice of its intention to cure the deficiency during the second compliance period.

The notification has no immediate effect on the listing or trading of the Company's common shares, which will continue to trade on The Nasdaq Capital Market under the symbol "DEFT." If, at any time during the additional compliance period, the closing bid price of the Company's common shares is at least US$1.00 per share for a minimum of ten consecutive business days, Nasdaq will provide written confirmation that the Company has regained compliance, and the matter will be closed.

As previously disclosed, the Company received an initial notification from Nasdaq dated March 5, 2026, indicating that the minimum bid price per share of its common shares had been below US$1.00 for 30 consecutive business days as of March 4, 2026. The Company was provided an initial 180-calendar-day compliance period, through September 1, 2026, to regain compliance with the Minimum Bid Price Rule.

The Company intends to continue monitoring the closing bid price of its common shares and will evaluate available options during the second compliance period to cure the deficiency and regain compliance with the Minimum Bid Price Rule.

There can be no assurance that the Company will regain compliance within the additional compliance period or otherwise maintain compliance with Nasdaq's continued listing requirements.

Analyst Coverage of DeFi Technologies
A full list of DeFi Technologies analyst coverage can be found here: https://defi.tech/investor-relations#research.

About DeFi Technologies
DeFi Technologies Inc. (Nasdaq: DEFT) (CBOE CA: DEFI) (GR: R9B) (Brazil B3: DEFT31) is a financial technology company building for the convergence of traditional capital markets and decentralized finance ("DeFi"). As a publicly listed and vertically integrated digital asset platform, DeFi Technologies provides familiar, simple, secure, and regulated access to the digital asset economy through investment products, trading and liquidity infrastructure, research, and strategic capital deployment. Its business includes Valour, a leading issuer of regulated digital asset ETPs; Stillman Digital, an institutional-grade digital asset trading and liquidity platform; and DeFi Alpha, the Company's internal business line focused on opportunistic trading, arbitrage, and other capital markets strategies. With deep expertise across capital markets and emerging technologies, DeFi Technologies is building the gateway between traditional finance and the future of digital assets.

Follow DeFi Technologies on LinkedIn and X/Twitter, and for more details, visit https://defi.tech/.

DeFi Technologies Subsidiaries

About Valour
Valour Inc. and Valour Digital Securities Limited (together, "Valour") issues exchange traded products ("ETPs") that enable retail and institutional investors to access digital assets in a simple and secure way via their traditional bank account. Valour is part of the asset management business line of DeFi Technologies. For more information about Valour, to subscribe, or to receive updates, visit valour.com.

About Stillman Digital
Stillman Digital is a leading digital asset liquidity provider that offers limitless liquidity solutions for businesses, focusing on industry-leading trade execution, settlement, and technology. For more information, please visit https://www.stillmandigital.com.

Cautionary note regarding forward-looking information: 
This press release contains forward-looking information within the meaning of applicable Canadian and U.S. securities legislation. Forward-looking information includes statements regarding the Company intention and ability to regain compliance with the Minimum Bid Price Rule, the options available to cure the deficiency and the continued listing of the common shares on Nasdaq. Forward-looking information is subject to known and unknown risks, uncertainties and other factors that may cause actual results to differ materially, including market conditions, fluctuations in digital asset prices, applicable listing standards and Nasdaq determinations, and other factors discussed in the Risk Factors sections of the Company filings with securities regulators. Readers should not place undue reliance on forward-looking information. Forward-looking information speaks only as of the date of this release, and the Company undertakes no obligation to update it except as required by applicable securities laws.

THE CBOE CANADA EXCHANGE DOES NOT ACCEPT RESPONSIBILITY FOR THE ADEQUACY OR ACCURACY OF THIS RELEASE

View original content to download multimedia:https://www.prnewswire.com/news-releases/defi-technologies-receives-additional-180-day-compliance-period-from-nasdaq-to-regain-compliance-with-minimum-bid-price-requirement-302868669.html

SOURCE DeFi Technologies Inc.

 

View original content to download multimedia: http://www.newswire.ca/en/releases/archive/September2026/03/c2770.html

%CIK: 0001985840

For further information: For further information, please contact: Johan Wattenstrom, Chief Executive Officer, ir@defi.tech, (323) 537-7681

CO: DeFi Technologies Inc.

CNW 07:30e 03-SEP-26

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

1 document

Press Releases